DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| ASSET VALUE INVESTORS LIMITED asset manager | $2.3B | +34% | 0.0% | 1 | |||||
| GRANT TANI BARASH & ALTMAN, LLC independent RIA | $2.3B | +28% | 8 | $285M | 99% | 99% | 27 | 1 | |
| MONECO ADVISORS independent RIA | $2.3B | +19% | 49 | $46.5M | 98% | 76% | 57 | 8 | |
| S•••• V••• W••••• A••••••• G••••• L•• independent RIA | $2.3B | +18% | 9 | $253M | 96% | 94% | 103 | 3 | |
| G•••••• W••••• P•••••••• L•• independent RIA | $2.3B | +82% | 104 | $21.9M | 98% | 59% | 70 | 26 | |
| T•••••••• F•••••••• G•••• independent RIA | $2.3B | +20% | 16 | $142M | 91% | 88% | 120 | 1 | |
| A••••• E••••• I••••••••• P••••••• L•• asset manager | $2.3B | -13% | 0.0% | 1 | 12 | ||||
| S••••••••• F•••••••• G••••• L•• independent RIA | $2.3B | +24% | 25 | $91.1M | 72% | 79% | 51 | 5 | |
| J•• A••••••• independent RIA | $2.3B | +28% | 12 | $190M | 83% | 56% | 641 | 1 | |
| Y•• I••••••••• A••••••• I•• independent RIA | $2.3B | +14% | 18 | $126M | 85% | 87% | 61 | 4 | |
| V••••• C••••••• L•• independent RIA | $2.3B | +9.4% | 24 | $94.8M | 92% | 92% | 50 | 3 | |
| D• P•••••••• L• asset manager | $2.3B | 0.0% | 1 | 9 | |||||
| B••••• H••••• independent RIA | $2.3B | +19% | 18 | $126M | 96% | 93% | 44 | 1 | |
| W•••••• C•••••• A••••••• L••• asset manager | $2.3B | -18% | 0.0% | 1 | 6 | ||||
| C••••••• C•••••• M••••••••• L•• asset manager | $2.3B | -11% | 0.0% | 2 | 4 | ||||
| F•••••• W••••• M••••••••• I••• independent RIA | $2.3B | +20% | 11 | $206M | 55% | 65% | 197 | 1 | |
| S•••••• C•••••• P•••••••• L• asset manager | $2.3B | +18% | 0.0% | 7 | 10 | ||||
| A••••• H••••••• M••••••••• C•••••• L•• asset manager | $2.3B | -18% | 0.0% | 2 | 27 | ||||
| S••••• F•••••••• G••••• I••• independent RIA | $2.3B | +16% | 9 | $252M | 74% | 96% | 50 | 3 | |
| C••••• R•••••••• M•••••• L•• other | $2.3B | -3.6% | 9.9% | 86% | 1 | 1 | |||
| C••••••••• F•••••••• A••••••• independent RIA | $2.3B | +13% | 14 | $162M | 100% | 82% | 108 | 3 | |
| E•••••• I••••••••• A•••••••• L•• other | $2.3B | 5.1% | 91% | 2 | |||||
| W••••••• C•••••• independent RIA | $2.3B | +34% | 53 | $42.7M | 90% | 81% | 49 | 14 | |
| R•••••• F•••••••• L•• asset manager | $2.3B | +9.7% | 0.1% | 100% | 1 | 14 | |||
| B•••••• other | $2.3B | +14% | 4 | $565M | 12% | 72% | 109 | 3 | |
| E•••••••• P••••••• asset manager | $2.3B | +0.8% | 0.0% | 1 | |||||
| L•••• G••••• M••••••••• L••• asset manager | $2.3B | +57% | 0.0% | 2 | 5 | ||||
| R••••• • K•••••••• I••• independent RIA | $2.3B | +21% | 20 | $113M | 56% | 78% | 49 | 2 | |
| M• S••••• I••••••••• L•••• other | $2.3B | 0.0% | 1 | 1 | |||||
| A•• A•••• D••••••••• I• L• asset manager | $2.3B | +1.0% | 1 | $2.3B | 0.0% | 1 | 6 | ||
| P•••••• I••••• A••••••• I•• other | $2.2B | +6.7% | 5 | $450M | 15% | 5 | |||
| C••••••••• A••••••• independent RIA | $2.2B | +12% | 10 | $225M | 90% | 92% | 81 | 2 | |
| T••• Y•• P•••••••• L••• asset manager | $2.2B | -23% | 0.0% | 2 | 3 | ||||
| H••••• H••••• C•••••• M••••••••• L••• asset manager | $2.2B | +4.0% | 0.0% | 1 | 9 | ||||
| A••••• I••••••••• A• independent RIA | $2.2B | +23% | 100% | 1 | |||||
| T••••• P••••• W••••• M••••••••• mixed wealth | $2.2B | +32% | 20 | $112M | 29% | 52% | 30 | 2 | |
| B••••••• W••• L• asset manager | $2.2B | +41% | 0.0% | 3 | |||||
| T•••••• C•••••• A••••••• L•• asset manager | $2.2B | +51% | 6.6% | 100% | 2 | 5 | |||
| B•• W••••• P••••••• independent RIA | $2.2B | +13% | 18 | $124M | 98% | 96% | 26 | 2 | |
| E•••••• T••••••••• L• asset manager | $2.2B | +0.7% | 0.0% | 1 | 1 | ||||
| P•••••• P••••••• L•• other | $2.2B | +58% | 0.0% | 1 | 2 | ||||
| M•••• C•••••• M••••••••• L•• asset manager | $2.2B | +22% | 0.0% | 1 | 3 | ||||
| J• S•••• • C•• L•• mixed wealth | $2.2B | +54% | 49% | 96% | 1 | ||||
| A••••••• I••••••••• A•••••••• L•• asset manager | $2.2B | +26% | 4 | $558M | 0.0% | 6 | 1 | ||
| R•••••• C•••••• P•••••••• L•• asset manager | $2.2B | -0.0% | 0.0% | 2 | 27 | ||||
| N••••••• C•••••• M••••••••• I•• mixed wealth | $2.2B | +12% | 7 | $319M | 28% | 100% | 15 | 1 | 1 |
| E•• C••••••• L•• asset manager | $2.2B | +2.6% | 1 | $2.2B | 0.0% | 1 | 12 | ||
| A••••• L•••••• independent RIA | $2.2B | +16% | 71% | 100% | 1 | ||||
| F•• I••••••••• S•••••••• L•• asset manager | $2.2B | +19% | 0.0% | 2 | 21 | ||||
| C•••••••• P••• A•••••• L•• asset manager | $2.2B | +25% | 0.0% | 5 | |||||
| C••• C•••••• asset manager | $2.2B | +4.7% | 1 | $2.2B | 0.0% | 2 | 4 | ||
| K••••••••• C••••••••• L••• independent RIA | $2.2B | +7.0% | 18 | $124M | 94% | 96% | 36 | 2 | |
| H••••••• I••••••••• G••••• I••• independent RIA | $2.2B | +16% | 12 | $186M | 97% | 91% | 75 | 4 | |
| C••••••••• I••••••••• ••••• A••••••• P•• L•••••• asset manager | $2.2B | -19% | 0.0% | 0.0% | 1 | ||||
| L••• I••••••••• A•••••••• L•• independent RIA | $2.2B | +14% | 4 | $557M | 98% | 97% | 121 | 5 | |
| A•• A•••• M••••••••• P•• L•• institutional | $2.2B | +26% | 0.0% | 1 | |||||
| H•••• I•••••••• mixed wealth | $2.2B | +18% | 16 | $139M | 41% | 52% | 79 | 1 | |
| W••••••••• C••••••••• independent RIA | $2.2B | +15% | 16 | $139M | 99% | 83% | 99 | 2 | |
| F••••• D••••• C•••• • P•••••••• L•• independent RIA | $2.2B | +11% | 85% | 99% | 1 | 8 | |||
| A•••••••• A••••••• P•••••••• L•• other | $2.2B | -31% | 5 | $444M | 19% | 0.0% | 67 | 3 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.