DFX Intelligence
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| WEALTH ALLIANCE ADVISORY GROUP, LLC independent RIA | $979M | +22% | 6 | $163M | 77% | 72% | 153 | 1 | |
| MBE WEALTH MANAGEMENT, LLC independent RIA | $977M | +14% | 13 | $75.2M | 76% | 52% | 195 | 8 | |
| LEBENTHAL GLOBAL ADVISORS, LLC independent RIA | $972M | +19% | 26 | $37.4M | 89% | 55% | 92 | 11 | |
| B•••••• C•••••• independent RIA | $970M | +21% | 19 | $51.0M | 73% | 77% | 41 | 4 | |
| L•••••••• A•••••••• L•• independent RIA | $967M | +30% | 44 | $22.0M | 93% | 72% | 40 | 37 | |
| R•••• • Y• I••••••••• A•••••••• L•• independent RIA | $959M | +12% | 10 | $95.9M | 93% | 86% | 46 | 4 | |
| S•• A••••••• S•••••••• L•• independent RIA | $949M | +13% | 7 | $136M | 76% | 1 | |||
| D•••••• W••••• P•••••••• L•• independent RIA | $947M | +33% | 16 | $59.2M | 100% | 75% | 59 | 5 | |
| S••••••••• P•••••• L•• independent RIA | $937M | +18% | 3 | $312M | 94% | 89% | 194 | 2 | |
| J• S•••• S•••••• A•••• M••••••••• ••••• A••••••• L•• independent RIA | $932M | +2.0% | 94% | 79% | 2 | ||||
| P•••••• I••••••••• W••••• A•••••••• L•• independent RIA | $932M | +19% | 29 | $32.1M | 71% | 68% | 27 | 3 | 1 |
| P•• W••••• M••••••••• independent RIA | $931M | +22% | 18 | $51.7M | 95% | 54% | 101 | 7 | |
| R• C•••••• M••••••••• L•• independent RIA | $931M | +14% | 14 | $66.5M | 94% | 70% | 45 | 12 | |
| S••••••••• P•••••••• L•• independent RIA | $930M | +17% | 5 | $186M | 99% | 87% | 112 | 1 | |
| T•• A••••••• R••••••• G••••• L•• independent RIA | $927M | +15% | 8 | $116M | 100% | 56% | 89 | 4 | |
| K•••••• M••••••• W••••• M••••••••• L•• independent RIA | $922M | +13% | 8 | $115M | 87% | 74% | 96 | 1 | |
| G••••••• F•••••••• P•••••••• L•• mixed wealth | $912M | +9.1% | 9 | $101M | 45% | 80% | 47 | 1 | |
| N•••••••• I••• other | $911M | +26% | 11 | $82.8M | 13% | 83% | 16 | 1 | |
| R••••••••• W••••• M••••••••• independent RIA | $906M | +21% | 4 | $227M | 100% | 98% | 54 | 1 | |
| F•••• A••••••••• F•••••••• N•••••• L•• independent RIA | $905M | -5.3% | 13 | $69.6M | 98% | 45% | 175 | 10 | |
| F••••••• A•••• M••••••••• L•• independent RIA | $902M | +11% | 10 | $90.2M | 96% | 85% | 110 | 2 | |
| S••••• F•••••• A•••• M••••••••• L•• mixed wealth | $897M | +23% | 4 | $224M | 21% | 66% | 63 | 1 | |
| B•• S••••••••• I••• independent RIA | $894M | +21% | 35 | $25.5M | 84% | 43% | 59 | 1 | |
| T•• M•••••••• E•••• G••••• L•• independent RIA | $893M | +15% | 7 | $128M | 98% | 85% | 90 | 2 | |
| R•• W••••• M••••••••• independent RIA | $892M | +11% | 11 | $81.1M | 93% | 75% | 81 | 8 | |
| D•••••• W••••• independent RIA | $891M | +16% | 5 | $178M | 97% | 85% | 123 | 1 | |
| P•••••• F•••••••• S••••••• independent RIA | $885M | 6 | $148M | 100% | 79% | 83 | 2 | ||
| B•••••••• W•••••• L•• independent RIA | $884M | +14% | 13 | $68.0M | 93% | 66% | 96 | 4 | |
| P••• P•••• C•••••• C••••••••• independent RIA | $879M | +21% | 7 | $126M | 50% | 52% | 87 | 5 | |
| A••••••• W••••• M••••••••• L•• independent RIA | $873M | +15% | 7 | $125M | 98% | 84% | 91 | 1 | |
| B••••••••• A••••••• G••••• L•• independent RIA | $869M | +17% | 5 | $174M | 79% | 80% | 145 | 1 | |
| B• I••••••••• S•••••••• L•• mixed wealth | $868M | +97% | 5 | $174M | 42% | 67% | 131 | 1 | |
| A•••• P•••••• W••••• A••••••• independent RIA | $860M | +25% | 19 | $45.3M | 100% | 63% | 64 | 13 | |
| W••••••••• I••••••••• P••••••• L•• independent RIA | $860M | +31% | 6 | $143M | 96% | 67% | 303 | 2 | |
| C••••••• F••••• O•••••• L•• independent RIA | $858M | 3 | $286M | 60% | 100% | 1 | |||
| R••••• F••••••••• L•• independent RIA | $855M | +58% | 31 | $27.6M | 99% | 19% | 126 | 19 | |
| B•••••••• F•••••••• P•••••••• I••• independent RIA | $853M | +14% | 9 | $94.8M | 99% | 88% | 84 | 1 | |
| L••••• S••••• L•• independent RIA | $852M | +18% | 10 | $85.2M | 99% | 69% | 80 | 5 | |
| A•••••• independent RIA | $852M | +17% | 11 | $77.5M | 95% | 73% | 107 | 3 | |
| B•••• I••••••••• A•••••••• L•• independent RIA | $847M | +19% | 8 | $106M | 98% | 91% | 49 | 9 | |
| V•••• C•••••• M••••••••• I••• independent RIA | $846M | +24% | 13 | $65.1M | 94% | 74% | 60 | 1 | |
| L•••••• C••••••• L•• independent RIA | $845M | +14% | 5 | $169M | 85% | 87% | 242 | 1 | |
| I•••••• W••••• independent RIA | $843M | +87% | 5 | $169M | 100% | 98% | 46 | 1 | |
| K•• P•••••• W••••• G••••• L•• independent RIA | $830M | +23% | 11 | $75.5M | 97% | 73% | 74 | 1 | |
| W•••• • A••••••••• L•• independent RIA | $828M | +25% | 9 | $92.0M | 98% | 76% | 145 | 3 | |
| F••••• G•••• A••••••• L•• independent RIA | $822M | +2.9% | 25 | $32.9M | 96% | 44% | 103 | 8 | |
| G••••• W••••• A••••••• L•• independent RIA | $822M | +19% | 5 | $164M | 94% | 89% | 86 | 1 | |
| F•• C•••••• A••••••• independent RIA | $822M | +16% | 4 | $206M | 99% | 84% | 80 | 1 | |
| S•••••• D•••• A•••• M••••••••• L•• independent RIA | $815M | +7.7% | 4 | $204M | 100% | 93% | 89 | 1 | |
| F•••••••• P••••••••• T••••• • W•••• L•• independent RIA | $811M | +5.2% | 5 | $162M | 100% | 100% | 1 | ||
| R••• E•••• M•••••• P•••••• L•• independent RIA | $805M | +11% | 5 | $161M | 99% | 93% | 59 | 1 | |
| C••••• W••••• M••••••••• independent RIA | $804M | +7.1% | 3 | $268M | 95% | 90% | 123 | 3 | |
| P•• A•••••••• L•• independent RIA | $801M | +15% | 11 | $72.8M | 94% | 62% | 155 | 4 | |
| L••••• T•••••• I••••••••• I••• independent RIA | $800M | +29% | 12 | $66.7M | 72% | 90% | 20 | 6 | |
| C••••••• A•••• M••••••••• L•• independent RIA | $800M | +42% | 23 | $34.8M | 99% | 61% | 82 | 8 | |
| F•••••••• F•••• L•• independent RIA | $800M | +16% | 5 | $160M | 68% | 93% | 116 | 1 | |
| R••••••• W••••• A•••••••• L•• mixed wealth | $799M | +17% | 4 | $200M | 30% | 100% | 13 | 1 | |
| F••••• N•••• F•••••• D•••••• I••••••••• independent RIA | $797M | -7.0% | 19 | $42.0M | 99% | 91% | 14 | 3 | |
| F••••••• W••••• P••••••• independent RIA | $794M | +29% | 6 | $132M | 100% | 95% | 27 | 1 | |
| B••• M••••• A••••••• independent RIA | $793M | 1 | $793M | 100% | 100% | 1 |
1,073 practices match (Wrap program sponsor). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.