DFX Intelligence
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
1,074 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| LOMBARD ADVISERS INCORPORATED independent RIA | $670M | +18% | 33 | $20.3M | 76% | 30% | 29 | 24 | |
| PRESTIGE WEALTH MANAGEMENT GROUP, LLC independent RIA | $666M | +11% | 6 | $111M | 100% | 84% | 73 | 4 | |
| ALTA WEALTH ADVISORS LLC independent RIA | $665M | +34% | 12 | $55.4M | 98% | 78% | 64 | 1 | |
| F•••••• A••••• L•• independent RIA | $664M | +18% | 6 | $111M | 74% | 64% | 90 | 6 | |
| D••••••• I••••••••• L•• independent RIA | $663M | -0.3% | 3 | $221M | 77% | 76% | 254 | 1 | |
| C••••• B•• I••••••••• M••••••••• L•• independent RIA | $663M | +42% | 4 | $166M | 85% | 97% | 38 | 2 | |
| B•••••• A•••• M••••••••• I••• independent RIA | $661M | +96% | 19 | $34.8M | 86% | 67% | 44 | 2 | |
| P•••• W••••• M••••••••• L•• independent RIA | $658M | +20% | 6 | $110M | 68% | 68% | 106 | 1 | |
| A•••• W••••• M••••••••• L•• independent RIA | $658M | +29% | 8 | $82.2M | 99% | 87% | 43 | 2 | |
| I••••••••• W••••• B••••••• L•• independent RIA | $657M | +25% | 8 | $82.2M | 100% | 58% | 221 | 3 | |
| M•••••••• F•••••••• A••••••••• L•• independent RIA | $654M | 8 | $81.8M | 97% | 72% | 77 | 3 | ||
| P• N••• F•••••••• S••••••• L•• independent RIA | $654M | +112% | 6 | $109M | 96% | 75% | 120 | 1 | |
| B•• W••••• A•••••••• L•• independent RIA | $654M | +22% | 15 | $43.6M | 100% | 53% | 58 | 18 | |
| C••••••••• C•••••• M••••••••• I••• independent RIA | $653M | +12% | 4 | $163M | 98% | 87% | 110 | 1 | |
| B•• W••••• M••••••••• independent RIA | $652M | +12% | 6 | $109M | 95% | 78% | 98 | 2 | |
| T•••••• C•••••• M••••••••• independent RIA | $646M | +34% | 14 | $46.1M | 96% | 64% | 157 | 3 | |
| S••••••••• W••••• A•••••••• I••• independent RIA | $645M | +17% | 4 | $161M | 98% | 97% | 51 | 1 | |
| T•••• L•• independent RIA | $643M | +17% | 6 | $107M | 100% | 61% | 144 | 4 | |
| G•••••• H••••• A•••••••• I••• independent RIA | $642M | +14% | 10 | $64.2M | 91% | 83% | 42 | 2 | 3 |
| M•• F•••••••• S•••••••• I••• BD affiliated | $640M | +70% | 211 | $3.0M | 97% | 19% | 9 | 105 | |
| T••• I••••••••• A•••••••• L•• independent RIA | $639M | +11% | 31 | $20.6M | 100% | 36% | 75 | 24 | |
| S••••••• C•••••• A•••••••• L•• independent RIA | $637M | +24% | 6 | $106M | 99% | 66% | 135 | 2 | |
| T•• S••••••• G•••• independent RIA | $634M | +4.4% | 6 | $106M | 100% | 78% | 98 | 2 | |
| V••••• R••••••••• independent RIA | $634M | +163% | 7 | $90.5M | 99% | 81% | 158 | 3 | |
| K•••••• I••••••••• G•••• independent RIA | $633M | +16% | 5 | $127M | 100% | 49% | 207 | 2 | |
| R•••• W••••• M••••••••• L•• independent RIA | $630M | +25% | 2 | $315M | 95% | 93% | 159 | 1 | |
| S••••••••• independent RIA | $618M | 9 | $68.7M | 97% | 70% | 72 | 5 | ||
| C•••••• A• W••••• M••••••••• independent RIA | $613M | +49% | 12 | $51.1M | 92% | 53% | 95 | 5 | |
| W•••• F•••••••• M••••••••• L•• independent RIA | $613M | +15% | 4 | $153M | 100% | 90% | 90 | 2 | |
| Q••••• P••••••• I••••••••• M••••••••• independent RIA | $612M | +12% | 29 | $21.1M | 59% | 57% | 26 | 13 | |
| H••••••• W••••• M••••••••• L•• independent RIA | $612M | +17% | 5 | $122M | 100% | 90% | 86 | 1 | |
| H••••• A••••••• independent RIA | $610M | +12% | 11 | $55.5M | 95% | 92% | 53 | 3 | |
| W••••••• D••••••••• C••••••• L•• independent RIA | $610M | +6.8% | 4 | $152M | 59% | 93% | 99 | 1 | |
| R••• C•••••• A•••••••• L•• independent RIA | $608M | -8.3% | 14 | $43.5M | 99% | 95% | 26 | 7 | 1 |
| B••••• H••••• W••••• A••••••• independent RIA | $608M | -2.8% | 6 | $101M | 96% | 79% | 95 | 1 | |
| M•• W••••• A•••••••• L•• independent RIA | $605M | +14% | 9 | $67.3M | 100% | 72% | 89 | 1 | |
| D•••••• F••••• O••••• independent RIA | $605M | 8 | $75.6M | 97% | 98% | 8 | 2 | ||
| S•••••• W••••• M••••••••• L•• independent RIA | $600M | +17% | 16 | $37.5M | 100% | 30% | 103 | 10 | |
| C••••••• A•••• M••••••••• L•• BD affiliated | $598M | +22% | 78 | $7.7M | 99% | 25% | 47 | 57 | |
| A••••••• W••••• M••••••••• L•• independent RIA | $596M | +43% | 8 | $74.5M | 82% | 94% | 27 | 1 | |
| E••••••• P•••••• W•••••• I••• independent RIA | $595M | +69% | 11 | $54.1M | 95% | 77% | 47 | 5 | |
| R•••••• W••••• P•••••••• L•• independent RIA | $595M | +14% | 6 | $99.2M | 100% | 74% | 283 | 1 | |
| P••••••••• W••••• M••••••••• independent RIA | $595M | +13% | 2 | $297M | 100% | 96% | 132 | 1 | |
| M••••••• W••••• M••••••••• I••• independent RIA | $590M | +42% | 9 | $65.5M | 76% | 78% | 45 | 1 | |
| W••••••••• W••••• M••••••••• L•• independent RIA | $585M | +17% | 5 | $117M | 93% | 94% | 48 | 2 | |
| F••••••• P•••••• L•••••• L•• independent RIA | $584M | +69% | 19 | $30.7M | 81% | 55% | 36 | 7 | |
| M••••••• M••••••••• G•••• I•• independent RIA | $584M | +5.9% | 4 | $146M | 66% | 98% | 26 | 1 | |
| V••••••••• L•• mixed wealth | $577M | +34% | 1 | $577M | 21% | 85% | 77 | 2 | 1 |
| S•••••• M••••• L•• independent RIA | $576M | -42% | 11 | $52.4M | 100% | 96% | 12 | 2 | |
| P••••••• W••••• independent RIA | $569M | +17% | 9 | $63.2M | 94% | 85% | 80 | 2 | |
| M••••• R••••••••• P••••••• independent RIA | $569M | +33% | 14 | $40.6M | 100% | 35% | 73 | 1 | |
| S••••••••• W••••• M••••••••• L•• independent RIA | $568M | -3.3% | 8 | $71.0M | 97% | 62% | 59 | 1 | |
| F•••• F•••••••• G•••• independent RIA | $567M | +19% | 5 | $113M | 94% | 92% | 45 | 2 | |
| M•••••• F•••••••• G•••• L•• independent RIA | $566M | +18% | 11 | $51.5M | 98% | 75% | 85 | 2 | |
| F•••• K••••••• S••••••••• C••• independent RIA | $566M | +27% | 15 | $37.7M | 98% | 67% | 101 | 2 | |
| J•••••• S••••• C••••••• L•• independent RIA | $564M | +15% | 5 | $113M | 94% | 97% | 121 | 1 | |
| L•• F•••••••• independent RIA | $564M | +7.4% | 2 | $282M | 99% | 93% | 121 | 3 | |
| L•••••••• F•••••••• A•••••••• L•• independent RIA | $563M | +24% | 16 | $35.2M | 98% | 62% | 48 | 3 | |
| S•• W••••• M••••••••• independent RIA | $562M | +24% | 5 | $112M | 99% | 78% | 85 | 1 | |
| E•••••••• A•••• M••••••••• L•• independent RIA | $560M | +20% | 12 | $46.7M | 89% | 85% | 38 | 6 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.