DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that left Raymond James & Associates, Inc.

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
2	Raymond James & Associates, Inc. national BD	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	St Petersburg, Fl +1	Affiliated broker-dealer or bank to wirehouse	Feb 4, 2022
2	Raymond James & Associates, Inc. national BD	Stifel, Nicolaus & Company, Incorporated national BD	Holland, Mi	Affiliated broker-dealer or bank to another	Jan 29, 2022
2	Raymond James & Associates, Inc. national BD	Raymond James Financial Services Advisors, Inc BD affiliated	Ft Worth, Tx +1	Affiliated broker-dealer or bank to another	Dec 22, 2021
3	Raymond James & Associates, Inc. national BD	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Ponte Vedra Beach, Fl +2	Affiliated broker-dealer or bank to wirehouse	Dec 10, 2021 over 13 d
2	Raymond James & Associates, Inc. national BD	Raymond James Financial Services Advisors, Inc BD affiliated	Cary, Nc	Affiliated broker-dealer or bank to another	Dec 6, 2021
2	Raymond James & Associates, Inc. national BD	Lake Street independent RIA	Chicago, Il	Affiliated broker-dealer or bank to independent RIA	Nov 11, 2021 over 5 d
2	Raymond James & Associates, Inc. national BD	Janney Montgomery Scott LLC BD affiliated	Cincinnati, Oh	Affiliated broker-dealer or bank to another	Nov 11, 2021 over 1 d
2	Raymond James & Associates, Inc. national BD	Cordgrass Capital Advisors, LLC no RAUM	Raleigh, Nc	Affiliated broker-dealer or bank to a newly registered adviser	Oct 29, 2021
3	Raymond James & Associates, Inc. national BD	LPL Financial LLC BD affiliated	Alma, Mi	Affiliated broker-dealer or bank to another	Oct 13, 2021 over 16 d
3	Raymond James & Associates, Inc. national BD	Raymond James Financial Services Advisors, Inc BD affiliated	Fayette, Al +1	Affiliated broker-dealer or bank to another	Sep 22, 2021 over 7 d
3	Raymond James & Associates, Inc. national BD	Heritage Wealth Advisors no RAUM	Cincinnati, Oh	Affiliated broker-dealer or bank to a newly registered adviser	Aug 5, 2021 over 12 d
3	Raymond James & Associates, Inc. national BD	Harbour Wealth Management Group, Inc. no RAUM	Mt Pleasant, Sc	Affiliated broker-dealer or bank to a newly registered adviser	Aug 3, 2021 over 3 d
2	Raymond James & Associates, Inc. national BD	Golden Road Advisors LLC no RAUM	Tampa, Fl	Affiliated broker-dealer or bank to a newly registered adviser	Jul 8, 2021 over 4 d
2	Raymond James & Associates, Inc. national BD	Raymond James Financial Services Advisors, Inc BD affiliated	Richmond, Va	Affiliated broker-dealer or bank to another	Jun 30, 2021 over 9 d
2	Raymond James & Associates, Inc. national BD	Raymond James Financial Services Advisors, Inc BD affiliated	Athens, Ga	Affiliated broker-dealer or bank to another	Jun 28, 2021
3	Raymond James & Associates, Inc. national BD	Commonwealth Financial Network national BD	El Paso, Tx	Affiliated broker-dealer or bank to another	Jun 22, 2021 over 2 d
2	Raymond James & Associates, Inc. national BD	Raymond James Financial Services Advisors, Inc BD affiliated	Scottsdale, Az	Affiliated broker-dealer or bank to another	May 24, 2021 over 10 d
3	Raymond James & Associates, Inc. national BD	1836 Asset Management, LLC no RAUM	Dallas, Tx	Affiliated broker-dealer or bank to a newly registered adviser	May 10, 2021 over 11 d
4	Raymond James & Associates, Inc. national BD	The Nemes Rush Group, LLC no RAUM	Novi, Mi	Affiliated broker-dealer or bank to a newly registered adviser	May 4, 2021
2	Raymond James & Associates, Inc. national BD	Janney Montgomery Scott LLC BD affiliated	Lakewood Ranch, Fl	Affiliated broker-dealer or bank to another	Apr 30, 2021
2	Raymond James & Associates, Inc. national BD	Mag Cap mixed wealth	Jackson, Ms	Affiliated broker-dealer or bank to independent RIA	Apr 5, 2021 over 3 d
4	Raymond James & Associates, Inc. national BD	West Michigan Advisors no RAUM	Holland, Mi +1	Affiliated broker-dealer or bank to a newly registered adviser	Apr 1, 2021 over 7 d
2	Raymond James & Associates, Inc. national BD	Woodbury Financial Services, Inc. BD affiliated	Portland, In	Affiliated broker-dealer or bank to another	Mar 26, 2021 over 5 d
5	Raymond James & Associates, Inc. national BD	Raymond James Financial Services Advisors, Inc BD affiliated	Tuscaloosa, Al +1	Affiliated broker-dealer or bank to another	Mar 19, 2021
2	Raymond James & Associates, Inc. national BD	Raymond James Financial Services Advisors, Inc BD affiliated	Atlanta, Ga +1	Affiliated broker-dealer or bank to another	Mar 8, 2021 over 11 d
5	Raymond James & Associates, Inc. national BD	Raymond James Financial Services Advisors, Inc BD affiliated	Chattanooga, Tn	Affiliated broker-dealer or bank to another	Mar 1, 2021
2	Raymond James & Associates, Inc. national BD	LPL Financial LLC BD affiliated	Weston, Fl +1	Affiliated broker-dealer or bank to another	Feb 3, 2021 over 2 d
3	Raymond James & Associates, Inc. national BD	The Millstone Evans Group, LLC no RAUM	Boulder, Co	Affiliated broker-dealer or bank to a newly registered adviser	Dec 31, 2020 over 5 d
2	Raymond James & Associates, Inc. national BD	Objectivity Squared Wealth Management no RAUM	Charleston, Sc	Affiliated broker-dealer or bank to a newly registered adviser	Dec 31, 2020
2	Raymond James & Associates, Inc. national BD	Carroll Investors, Inc. no RAUM	Charleston, Sc	Affiliated broker-dealer or bank to a newly registered adviser	Dec 31, 2020
4	Raymond James & Associates, Inc. national BD	J.P. Morgan Securities LLC wirehouse	New York, Ny	Affiliated broker-dealer or bank to wirehouse	Dec 14, 2020 over 1 d
2	Raymond James & Associates, Inc. national BD	Icapital Wealth LLC no RAUM	San Francisco, Ca	Affiliated broker-dealer or bank to a newly registered adviser	Dec 2, 2020
4	Raymond James & Associates, Inc. national BD	One + One Wealth Management, LLC no RAUM	Palm Beach Gardens, Fl	Affiliated broker-dealer or bank to a newly registered adviser	Nov 16, 2020 over 23 d
2	Raymond James & Associates, Inc. national BD	Raymond James Financial Services Advisors, Inc BD affiliated	St Louis, Mo	Affiliated broker-dealer or bank to another	Oct 21, 2020
2	Raymond James & Associates, Inc. national BD	Independent Financial Partners BD affiliated	St Petersburg, Fl +1	Affiliated broker-dealer or bank to another	Oct 9, 2020 over 10 d
3	Raymond James & Associates, Inc. national BD	The High Net Worth Advisory Group, LLC no RAUM	Naples, Fl	Affiliated broker-dealer or bank to a newly registered adviser	Oct 2, 2020
3	Raymond James & Associates, Inc. national BD	Ameriprise Financial Services, LLC national BD	Greenville, Sc	Affiliated broker-dealer or bank to another	Sep 21, 2020 over 8 d
2	Raymond James & Associates, Inc. national BD	Wells Fargo Advisors wirehouse	Atlanta, Ga +1	Affiliated broker-dealer or bank to wirehouse	Sep 21, 2020 over 10 d
2	Raymond James & Associates, Inc. national BD	Lane Generational LLC no RAUM	Boston, Ma	Affiliated broker-dealer or bank to a newly registered adviser	Sep 3, 2020 over 5 d
2	Raymond James & Associates, Inc. national BD	UBS Financial Services Inc. wirehouse	Greenwich, Ct	Affiliated broker-dealer or bank to wirehouse	Aug 4, 2020
2	Raymond James & Associates, Inc. national BD	Raymond James Financial Services Advisors, Inc BD affiliated	Clinton Township, Mi	Affiliated broker-dealer or bank to another	Jul 31, 2020
2	Raymond James & Associates, Inc. national BD	Morgan Stanley wirehouse	Port Charlotte, Fl	Affiliated broker-dealer or bank to wirehouse	Jul 17, 2020 over 3 d
2	Raymond James & Associates, Inc. national BD	Newedge Advisors independent RIA	New Orleans, La	Affiliated broker-dealer or bank to independent RIA	Jul 2, 2020
3	Raymond James & Associates, Inc. national BD	Ameriprise Financial Services, LLC national BD	Pensacola, Fl +1	Affiliated broker-dealer or bank to another	Jul 1, 2020
5	Raymond James & Associates, Inc. national BD	Janney Montgomery Scott LLC BD affiliated	Palm Beach Gardens, Fl +1	Affiliated broker-dealer or bank to another	Jun 15, 2020 over 11 d
3	Raymond James & Associates, Inc. national BD	Wells Fargo Advisors wirehouse	Albany, Ga	Affiliated broker-dealer or bank to wirehouse	Jun 5, 2020 over 11 d
2	Raymond James & Associates, Inc. national BD	Rockefeller Capital Management BD affiliated	Houston, Tx	Affiliated broker-dealer or bank to another	May 27, 2020
2	Raymond James & Associates, Inc. national BD	Xo Wealth Management independent RIA	Dallas, Tx	Affiliated broker-dealer or bank to independent RIA	Apr 15, 2020
4	Raymond James & Associates, Inc. national BD	Raymond James Financial Services Advisors, Inc BD affiliated	Watkinsville, Ga +1	Affiliated broker-dealer or bank to another	Mar 25, 2020
2	Raymond James & Associates, Inc. national BD	Raymond James Financial Services Advisors, Inc BD affiliated	St Petersburg, Fl +1	Affiliated broker-dealer or bank to another	Mar 9, 2020 over 14 d
3	Raymond James & Associates, Inc. national BD	Raymond James Financial Services Advisors, Inc BD affiliated	St Petersburg, Fl	Affiliated broker-dealer or bank to another	Dec 31, 2019
2	Raymond James & Associates, Inc. national BD	Singularity Financial Services LLC no RAUM	Atlanta, Ga	Affiliated broker-dealer or bank to a newly registered adviser	Dec 31, 2019
2	Raymond James & Associates, Inc. national BD	Raymond James Financial Services Advisors, Inc BD affiliated	Munster, In	Affiliated broker-dealer or bank to another	Dec 16, 2019
4	Raymond James & Associates, Inc. national BD	Raymond James Financial Services Advisors, Inc BD affiliated	Boston, Ma	Affiliated broker-dealer or bank to another	Dec 13, 2019 over 4 d
2	Raymond James & Associates, Inc. national BD	The Aranda Group Advisors, LLC no RAUM	Jenkintown, Pa	Affiliated broker-dealer or bank to a newly registered adviser	Nov 5, 2019 over 2 d
2	Raymond James & Associates, Inc. national BD	Live Oak Investment Partners no RAUM	Austin, Tx	Affiliated broker-dealer or bank to a newly registered adviser	Oct 1, 2019
2	Raymond James & Associates, Inc. national BD	Raymond James Financial Services Advisors, Inc BD affiliated	Tampa, Fl +1	Affiliated broker-dealer or bank to another	Sep 23, 2019 over 3 d
3	Raymond James & Associates, Inc. national BD	Janney Montgomery Scott LLC BD affiliated	Greenville, Sc	Affiliated broker-dealer or bank to another	Sep 10, 2019 over 10 d
3	Raymond James & Associates, Inc. national BD	Raymond James Financial Services Advisors, Inc BD affiliated	Dallas, Tx +1	Affiliated broker-dealer or bank to another	May 28, 2019 over 3 d
3	Raymond James & Associates, Inc. national BD	Janney Montgomery Scott LLC BD affiliated	Atlanta, Ga	Affiliated broker-dealer or bank to another	Apr 24, 2019

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251 teams match.derived from registration dates