Teams that joined LPL Financial LLC

Search by name with RIA and Wealth Intelligence

1,739 teams

Advisors	From	To	Branch	Type	Left
2	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC independent RIA	Brookings, Sd	Affiliated broker-dealer or bank to independent RIA	Nov 28, 2022
2	Capital Analysts BD affiliated	LPL Financial LLC independent RIA	Williston, Fl	Affiliated broker-dealer or bank to independent RIA	Nov 17, 2022
2	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC independent RIA	Pittsfield, Il +1	Affiliated broker-dealer or bank to independent RIA	Nov 11, 2022 over 6 d
4	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• independent RIA	Westlake Village, Ca	Wirehouse to independent RIA	Nov 7, 2022
3	O•••• W•••••• I••• BD affiliated	L•• F•••••••• L•• independent RIA	South Jordan, Ut	Affiliated broker-dealer or bank to independent RIA	Nov 7, 2022 over 1 d
2	R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated	L•• F•••••••• L•• independent RIA	Cumming, Ga	Affiliated broker-dealer or bank to independent RIA	Nov 4, 2022
4	V••• F•••••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• independent RIA	Redlands, Ca	Affiliated broker-dealer or bank to independent RIA	Nov 3, 2022
2	A•••••• A••••••• S••••••• BD affiliated	L•• F•••••••• L•• independent RIA	St Louis, Mo	Affiliated broker-dealer or bank to independent RIA	Nov 3, 2022 over 5 d
3	T•••••••• A••••••• G••••• I••• BD affiliated	L•• F•••••••• L•• independent RIA	Greensburg, Pa +1	Affiliated broker-dealer or bank to independent RIA	Nov 1, 2022
3	O•••• W•••••• I••• BD affiliated	L•• F•••••••• L•• independent RIA	Toledo, Oh +1	Affiliated broker-dealer or bank to independent RIA	Oct 31, 2022 over 2 d
2	S••••••••• A•••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• independent RIA	Kearney, Ne	Affiliated broker-dealer or bank to independent RIA	Oct 31, 2022
2	T•••• A•••••••• L•• BD affiliated	L•• F•••••••• L•• independent RIA	Altoona, Pa +1	Affiliated broker-dealer or bank to independent RIA	Oct 31, 2022
3	A••••••• P••••••••• A•••••••• I•• BD affiliated	L•• F•••••••• L•• independent RIA	Holbrook, Ny	Affiliated broker-dealer or bank to independent RIA	Oct 27, 2022 over 12 d
2	C••••••• • C••• I••• BD affiliated	L•• F•••••••• L•• independent RIA	Woodbury, Ny	Affiliated broker-dealer or bank to independent RIA	Oct 26, 2022 over 12 d
2	C••••••• • C••• I••• BD affiliated	L•• F•••••••• L•• independent RIA	Florence, Sc	Affiliated broker-dealer or bank to independent RIA	Oct 26, 2022 over 12 d
2	E••••• J•••• national BD	L•• F•••••••• L•• independent RIA	St Louis, Mo	Affiliated broker-dealer or bank to independent RIA	Oct 21, 2022 over 3 d
3	E••••• J•••• national BD	L•• F•••••••• L•• independent RIA	Oceanside, Ca +2	Affiliated broker-dealer or bank to independent RIA	Oct 18, 2022 over 21 d
3	S••••••••• A•••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• independent RIA	Fullerton, Ca +2	Affiliated broker-dealer or bank to independent RIA	Oct 18, 2022 over 13 d
2	C••••••• • C••• I••• BD affiliated	L•• F•••••••• L•• independent RIA	Concord Township, Oh	Affiliated broker-dealer or bank to independent RIA	Oct 18, 2022 over 2 d
2	K•• I••••••••• S••••••• L•• BD affiliated	L•• F•••••••• L•• independent RIA	Brooklyn, Oh	Affiliated broker-dealer or bank to independent RIA	Oct 11, 2022 over 1 d
3	F•• S••••••••• C••••••••• BD affiliated	L•• F•••••••• L•• independent RIA	Diamond Bar, Ca +1	Affiliated broker-dealer or bank to independent RIA	Oct 10, 2022 over 1 d
5	R•••••• J•••• • A••••••••• I••• national BD	L•• F•••••••• L•• independent RIA	Decatur, Al +1	Affiliated broker-dealer or bank to independent RIA	Oct 6, 2022 over 4 d
4	S••••••••• A•••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• independent RIA	Durango, Co	Affiliated broker-dealer or bank to independent RIA	Oct 3, 2022
2	M••••• S•••••• wirehouse	L•• F•••••••• L•• independent RIA	Fresno, Ca +1	Wirehouse to independent RIA	Sep 30, 2022 over 14 d
2	W••••••••• P••••••• independent RIA	L•• F•••••••• L•• independent RIA	Omaha, Ne +1	RIA to RIA	Sep 30, 2022
3	U••• B•••••• I••••••••• I••• BD affiliated	L•• F•••••••• L•• independent RIA	Pacifica, Ca +2	Affiliated broker-dealer or bank to independent RIA	Sep 29, 2022 over 4 d
3	C••••• A•••••• N••••••• L•• BD affiliated	L•• F•••••••• L•• independent RIA	Murray, Ut +1	Affiliated broker-dealer or bank to independent RIA	Sep 28, 2022 over 19 d
3	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• independent RIA	Santa Ana, Ca +1	Wirehouse to independent RIA	Sep 27, 2022 over 7 d
2	E••••• J•••• national BD	L•• F•••••••• L•• independent RIA	Mckinney, Tx +1	Affiliated broker-dealer or bank to independent RIA	Sep 27, 2022 over 9 d
2	C••••••• • C••• I••• BD affiliated	L•• F•••••••• L•• independent RIA	Costa Mesa, Ca	Affiliated broker-dealer or bank to independent RIA	Sep 23, 2022
3	T••••• A••••••• S•••••••• I••• BD affiliated	L•• F•••••••• L•• independent RIA	Greensboro, Nc	Affiliated broker-dealer or bank to independent RIA	Sep 22, 2022 over 1 d
3	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• independent RIA	El Paso, Tx +2	Wirehouse to independent RIA	Sep 22, 2022 over 26 d
2	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• independent RIA	Lynnwood, Wa +1	Wirehouse to independent RIA	Sep 14, 2022
3	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• independent RIA	Mammoth Lakes, Ca +1	Wirehouse to independent RIA	Sep 13, 2022 over 14 d
2	K••••• A••••••• S•••••••• L•• BD affiliated	L•• F•••••••• L•• independent RIA	Austin, Tx	Affiliated broker-dealer or bank to independent RIA	Sep 9, 2022
2	C••••• I••••••••• A••••••• L•• BD affiliated	L•• F•••••••• L•• independent RIA	Birmingham, Al +1	Affiliated broker-dealer or bank to independent RIA	Sep 6, 2022 over 6 d
4	M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse	L•• F•••••••• L•• independent RIA	Oakland, Ca +1	Wirehouse to independent RIA	Sep 2, 2022 over 4 d
2	E••••• J•••• national BD	L•• F•••••••• L•• independent RIA	St Louis, Mo	Affiliated broker-dealer or bank to independent RIA	Sep 1, 2022 over 1 d
3	C••••• A•••••• N••••••• L•• BD affiliated	L•• F•••••••• L•• independent RIA	Jefferson, Oh +1	Affiliated broker-dealer or bank to independent RIA	Aug 31, 2022 over 1 d
4	A••••••••• F•••••••• S•••••••• L•• national BD	L•• F•••••••• L•• independent RIA	Portland, Or	Affiliated broker-dealer or bank to independent RIA	Aug 29, 2022 over 3 d
2	L•••••• I••••••••• independent RIA	L•• F•••••••• L•• independent RIA	Avon, Oh	RIA to RIA	Aug 25, 2022
2	H•••••• W••••• M••••••••• independent RIA	L•• F•••••••• L•• independent RIA	La Grange, Il	RIA to RIA	Aug 23, 2022
3	A••••••••• F•••••••• S•••••••• L•• national BD	L•• F•••••••• L•• independent RIA	Florham Park, Nj	Affiliated broker-dealer or bank to independent RIA	Aug 16, 2022 over 3 d
2	M•• I•••••••• S•••••••• L•• BD affiliated	L•• F•••••••• L•• independent RIA	Lansing, Mi	Affiliated broker-dealer or bank to independent RIA	Aug 10, 2022
2	C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• independent RIA	Fairfield, Ia	Affiliated broker-dealer or bank to independent RIA	Aug 8, 2022
3	M•• I•••••••• S•••••••• L•• BD affiliated	L•• F•••••••• L•• independent RIA	Virginia Beach, Va	Affiliated broker-dealer or bank to independent RIA	Jul 27, 2022
3	R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated	L•• F•••••••• L•• independent RIA	Lincoln, Ne +1	Affiliated broker-dealer or bank to independent RIA	Jul 26, 2022 over 7 d
2	R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated	L•• F•••••••• L•• independent RIA	Watertown, Sd +1	Affiliated broker-dealer or bank to independent RIA	Jul 26, 2022
2	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• independent RIA	Rhinebeck, Ny +1	Wirehouse to independent RIA	Jul 21, 2022 over 1 d
2	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• independent RIA	St Louis, Mo	Wirehouse to independent RIA	Jul 12, 2022 over 8 d
2	W••••••• F•••••••• S•••••••• I••• BD affiliated	L•• F•••••••• L•• independent RIA	Poughkeepsie, Ny	Affiliated broker-dealer or bank to independent RIA	Jul 12, 2022
3	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• independent RIA	La Jolla, Ca +2	Wirehouse to independent RIA	Jul 5, 2022 over 7 d
2	J••• M••••• S••••••••• L•• wirehouse	L•• F•••••••• L•• independent RIA	Wheaton, Il +1	Wirehouse to independent RIA	Jul 2, 2022
2	T•••• A•••••••• L•• BD affiliated	L•• F•••••••• L•• independent RIA	Union City, Tn +1	Affiliated broker-dealer or bank to independent RIA	Jul 1, 2022
8	R•• C•••••• M••••••• L•• national BD	L•• F•••••••• L•• independent RIA	Charleston, Wv	Affiliated broker-dealer or bank to independent RIA	Jun 28, 2022 over 1 d
2	A• W••••• M••••••••• L•• BD affiliated	L•• F•••••••• L•• independent RIA	Peoria, Az	Affiliated broker-dealer or bank to independent RIA	Jun 28, 2022
2	A••••••••• F•••••••• S•••••••• L•• national BD	L•• F•••••••• L•• independent RIA	Winnsboro, Tx +1	Affiliated broker-dealer or bank to independent RIA	Jun 24, 2022 over 3 d
2	F•••• F•••••••• independent RIA	L•• F•••••••• L•• independent RIA	Le Sueur, Mn	RIA to RIA	Jun 23, 2022
2	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• independent RIA	Williamsville, Ny +1	Wirehouse to independent RIA	Jun 23, 2022 over 8 d
2	E••••• J•••• national BD	L•• F•••••••• L•• independent RIA	Indianapolis, In +1	Affiliated broker-dealer or bank to independent RIA	Jun 22, 2022 over 9 d

derived from registration dates

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The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.