DFX Intelligence

RIA Intelligence

Advisor teams

Teams that joined Commonwealth Financial Network

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
2	Pwa Wealth Management independent RIA	Commonwealth Financial Network national BD	Greensburg, Pa	RIA to affiliated broker-dealer or bank	Sep 10, 2019
3	Ameriprise Financial Services, LLC national BD	Commonwealth Financial Network national BD	Tempe, Az	Affiliated broker-dealer or bank to another	Aug 21, 2019 over 1 d
2	Sagepoint Financial, Inc. BD affiliated	Commonwealth Financial Network national BD	Littleton, Co	Affiliated broker-dealer or bank to another	Aug 15, 2019
2	Morgan Stanley wirehouse	Commonwealth Financial Network national BD	New London, Ct +1	Wirehouse to affiliated broker-dealer or bank	Jul 23, 2019
2	Western International Securities independent RIA	Commonwealth Financial Network national BD	Omaha, Ne	RIA to affiliated broker-dealer or bank	Jun 24, 2019 over 8 d
2	Madison Avenue Securities, LLC independent RIA	Commonwealth Financial Network national BD	Walnut Creek, Ca	RIA to affiliated broker-dealer or bank	May 31, 2019
2	Hornor, Townsend & Kent, LLC BD affiliated	Commonwealth Financial Network national BD	Woodstock, Ga +1	Affiliated broker-dealer or bank to another	May 1, 2019
2	Wells Fargo Advisors wirehouse	Commonwealth Financial Network national BD	Gig Harbor, Wa	Wirehouse to affiliated broker-dealer or bank	Apr 24, 2019
3	J. W. Cole Advisors, Inc. independent RIA	Commonwealth Financial Network national BD	Tampa, Fl	RIA to affiliated broker-dealer or bank	Mar 21, 2019 over 1 d
3	LPL Financial LLC independent RIA	Commonwealth Financial Network national BD	Providence, Ri	RIA to affiliated broker-dealer or bank	Mar 18, 2019 over 2 d
5	LPL Financial LLC independent RIA	Commonwealth Financial Network national BD	Shelton, Ct	RIA to affiliated broker-dealer or bank	Mar 12, 2019
2	Foresters Advisory Services, LLC BD affiliated	Commonwealth Financial Network national BD	Independence, Oh	Affiliated broker-dealer or bank to another	Feb 15, 2019
2	MML Investors Services, LLC BD affiliated	Commonwealth Financial Network national BD	Bellevue, Wa	Affiliated broker-dealer or bank to another	Feb 7, 2019
3	LPL Financial LLC independent RIA	Commonwealth Financial Network national BD	Oak Brook, Il +1	RIA to affiliated broker-dealer or bank	Dec 21, 2018
2	LPL Financial LLC independent RIA	Commonwealth Financial Network national BD	Thiensville, Wi +1	RIA to affiliated broker-dealer or bank	Dec 10, 2018 over 8 d
3	Northwestern Mutual Investment Services,LLC no RAUM	Commonwealth Financial Network national BD	Norfolk, Ne +2	Other	Dec 4, 2018
2	Equitable Advisors, LLC national BD	Commonwealth Financial Network national BD	Wall, Nj +1	Affiliated broker-dealer or bank to another	Nov 26, 2018 over 1 d
2	Woodbury Financial Services, Inc. BD affiliated	Commonwealth Financial Network national BD	Bellevue, Wa	Affiliated broker-dealer or bank to another	Oct 12, 2018
2	Wells Fargo Advisors wirehouse	Commonwealth Financial Network national BD	Portland, Me	Wirehouse to affiliated broker-dealer or bank	Oct 1, 2018
3	LPL Financial LLC independent RIA	Commonwealth Financial Network national BD	Port Hadlock, Wa +2	RIA to affiliated broker-dealer or bank	Sep 21, 2018 over 3 d
5	Stratos Wealth Partners, Ltd independent RIA	Commonwealth Financial Network national BD	Harrisonburg, Va	RIA to affiliated broker-dealer or bank	Sep 14, 2018
2	MML Investors Services, LLC BD affiliated	Commonwealth Financial Network national BD	Palm Coast, Fl	Affiliated broker-dealer or bank to another	Aug 23, 2018
2	Sagespring Wealth Partners independent RIA	Commonwealth Financial Network national BD	Franklin, Tn	RIA to affiliated broker-dealer or bank	Aug 22, 2018
4	Cri Securities, LLC BD affiliated	Commonwealth Financial Network national BD	Bloomington, Mn	Affiliated broker-dealer or bank to another	Aug 16, 2018
2	Securian Financial Services, Inc. BD affiliated	Commonwealth Financial Network national BD	Bloomington, Mn	Affiliated broker-dealer or bank to another	Aug 16, 2018
2	LPL Financial LLC independent RIA	Commonwealth Financial Network national BD	Salem, Ma +1	RIA to affiliated broker-dealer or bank	Aug 3, 2018
8	MML Investors Services, LLC BD affiliated	Commonwealth Financial Network national BD	Roanoke, Va	Affiliated broker-dealer or bank to another	Aug 2, 2018 over 11 d
2	Wells Fargo Advisors wirehouse	Commonwealth Financial Network national BD	Womelsdorf, Pa	Wirehouse to affiliated broker-dealer or bank	May 24, 2018
2	Kestra Advisory Services, LLC BD affiliated	Commonwealth Financial Network national BD	Durham, Nc	Affiliated broker-dealer or bank to another	May 21, 2018 over 1 d
3	Advantage Investment Management, LLC independent RIA	Commonwealth Financial Network national BD	Southgate, Mi	RIA to affiliated broker-dealer or bank	May 15, 2018
2	Donegal Investment Advisors, Inc. unclassified	Commonwealth Financial Network national BD	Wellesley, Ma	Other	May 14, 2018
2	1st Global Advisors Inc BD affiliated	Commonwealth Financial Network national BD	Bel Air, Md	Affiliated broker-dealer or bank to another	May 11, 2018
2	Avantax Advisory Services BD affiliated	Commonwealth Financial Network national BD	Arlington, Tx +1	Affiliated broker-dealer or bank to another	May 1, 2018
3	Northwestern Mutual Investment Services,LLC no RAUM	Commonwealth Financial Network national BD	San Francisco, Ca	Other	Mar 20, 2018
2	Good Life Advisors, LLC other	Commonwealth Financial Network national BD	La Mesa, Ca	Other	Feb 26, 2018
3	Sii Investments, Inc. BD affiliated	Commonwealth Financial Network national BD	Appleton, Wi +2	Affiliated broker-dealer or bank to another	Dec 19, 2017 over 2 d
4	Sii Investments, Inc. other	Commonwealth Financial Network national BD	Madison, Wi +3	Other	Nov 27, 2017
3	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Commonwealth Financial Network national BD	White Plains, Ny +1	Other	Nov 3, 2017
2	Investment Centers Of America, Inc. other	Commonwealth Financial Network national BD	Rochelle, Il +1	Other	Nov 2, 2017
2	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Commonwealth Financial Network national BD	Troy, Mi	Other	Nov 1, 2017
2	Equitable Advisors, LLC national BD	Commonwealth Financial Network national BD	Williamsville, Ny	Affiliated broker-dealer or bank to another	Oct 31, 2017
3	Next Financial Group, Inc. other	Commonwealth Financial Network national BD	Dedham, Ma	Other	Oct 30, 2017
3	Securian Financial Services, Inc. other	Commonwealth Financial Network national BD	West Chester, Pa	Other	Oct 27, 2017
3	Investment Centers Of America, Inc. other	Commonwealth Financial Network national BD	Carlyle, Il +2	Other	Oct 16, 2017 over 1 d
3	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Commonwealth Financial Network national BD	Great Neck, Ny	Other	Oct 16, 2017
4	Investment Centers Of America, Inc. other	Commonwealth Financial Network national BD	Grand Forks, Nd +1	Other	Oct 5, 2017 over 1 d
3	United Capital Financial Advisors other	Commonwealth Financial Network national BD	Oxnard, Ca	Other	Sep 29, 2017
2	Cadaret Grant & Co Inc other	Commonwealth Financial Network national BD	Bethlehem, Pa	Other	Sep 20, 2017
2	Geneos Wealth Management, Inc. other	Commonwealth Financial Network national BD	Gettysburg, Pa +1	Other	Sep 8, 2017
2	Wfg Advisors, LP other	Commonwealth Financial Network national BD	Norfolk, Va	Other	Aug 21, 2017 over 8 d
3	Voya Financial Advisors, Inc. other	Commonwealth Financial Network national BD	Windsor, Ct +1	Other	Aug 9, 2017 over 1 d
2	Wells Fargo Advisors wirehouse	Commonwealth Financial Network national BD	Lebanon, Nh	Wirehouse to affiliated broker-dealer or bank	Aug 4, 2017
5	Invest Financial Corporation other	Commonwealth Financial Network national BD	Albuquerque, Nm	Other	Aug 2, 2017 over 1 d
2	Ameriprise Financial Services, LLC national BD	Commonwealth Financial Network national BD	Cary, Nc	Affiliated broker-dealer or bank to another	Apr 28, 2017 over 6 d
3	Wells Fargo Advisors wirehouse	Commonwealth Financial Network national BD	Providence, Ri	Wirehouse to affiliated broker-dealer or bank	Apr 24, 2017
6	Waddell & Reed other	Commonwealth Financial Network national BD	Nebraska City, Ne +2	Other	Apr 7, 2017
3	Northwestern Mutual Investment Services,LLC no RAUM	Commonwealth Financial Network national BD	Princeton, Nj	Other	Apr 7, 2017
2	Equitable Advisors, LLC national BD	Commonwealth Financial Network national BD	Grand Rapids, Mi	Affiliated broker-dealer or bank to another	Mar 8, 2017
2	Ameriprise Financial Services, LLC national BD	Commonwealth Financial Network national BD	Columbia, Md	Affiliated broker-dealer or bank to another	Mar 6, 2017
2	Msi Financial Services, Inc. other	Commonwealth Financial Network national BD	Roanoke, Va	Other	Mar 3, 2017

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285 teams match.derived from registration dates