DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

ADV anomalies

What stands out against comparable advisers

Each row is a reported value or a change between two filings that a person should look at, with the peer group it was compared against (segment by RAUM band, at least thirty advisers), the peer median, the percentile, and the filing it was read from. Static outliers sit at or beyond the 2nd or 98th percentile and three robust deviations from the peer median; changes clear a base-size threshold and sit in the top or bottom decile of changes among peers, so a market year does not flag every adviser. Data quality rows (values that are likely filing errors) are kept apart and hidden unless asked for. None of this is a conclusion about a firm; it is where to look.

  • CHELSEA MANAGEMENT COMPANYmixed wealthRAUM $517Mhigh institutional concentrationStatic outlier
    institutional share of RAUM of 65% against a peer median of 2% (1482 comparable advisers, 99.0th percentile, 21.4 robust deviations)
    filing Jun 17, 2026peers: independent wealth managers, $500M to $1B (1,482)99% percentile21.4 robust deviationsconfidence 0.8
  • SIGNIFY WEALTH LLCindependent RIARAUM $365Munusually large average HNW clientStatic outlier
    HNW RAUM per HNW client of $8,634,097 against a peer median of $2,404,040 (4940 comparable advisers, 99.0th percentile, 4.2 robust deviations)
    filing Jun 17, 2026peers: independent wealth managers, $100M to $500M (4,940)99% percentile4.2 robust deviationsconfidence 0.8
  • OBRIEN GREENE & CO INCindependent RIARAUM $464Mvery high RAUM per advisorStatic outlier
    RAUM per registered advisor of $154,777,928 against a peer median of $55,731,856 (3254 comparable advisers, 99.0th percentile, 3.5 robust deviations)
    filing Jun 17, 2026peers: independent wealth managers, $100M to $500M (3,254)99% percentile3.5 robust deviationsconfidence 0.8
  • ADAMS STREET PARTNERS, LLCasset managerRAUM $66Bmany private funds relative to firm sizeStatic outlier
    private funds per $1B of RAUM of 4.9 against a peer median of 0.7 (305 comparable advisers, 99.0th percentile, 4.4 robust deviations)
    filing Jun 17, 2026peers: asset managers, $20B and over (305)99% percentile4.4 robust deviationsconfidence 0.8
  • MONTGOMERY FINANCIALindependent RIARAUM $230Munusually high clients per advisorStatic outlier
    private clients per advisor of 237.5 against a peer median of 57.3 (3076 comparable advisers, 98.0th percentile, 5.1 robust deviations)
    filing Jun 17, 2026peers: independent wealth managers, $100M to $500M (3,076)98% percentile5.1 robust deviationsconfidence 0.8
  • MELIA WEALTH LLCindependent RIARAUM $560Munusually high clients per advisorStatic outlier
    private clients per advisor of 290.8 against a peer median of 63.6 (1210 comparable advisers, 99.0th percentile, 6.1 robust deviations)
    filing Jun 17, 2026peers: independent wealth managers, $500M to $1B (1,210)99% percentile6.1 robust deviationsconfidence 0.8
  • OLIVEIRA WEALTHindependent RIARAUM $332Munusually high clients per advisorStatic outlier
    private clients per advisor of 329.3 against a peer median of 57.3 (3076 comparable advisers, 99.0th percentile, 7.8 robust deviations)
    filing Jun 17, 2026peers: independent wealth managers, $100M to $500M (3,076)99% percentile7.8 robust deviationsconfidence 0.8
  • SCHULTZ FINANCIAL GROUP INCORPORATEDindependent RIARAUM $215Mlow discretionary shareStatic outlier
    discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)
    filing Jun 16, 2026peers: independent wealth managers, $100M to $500M (5,676)0.0% percentile33.7 robust deviationsconfidence 0.8
  • TIAA-CREF TUITION FINANCING, INC.institutionalRAUM $71Blow discretionary shareStatic outlier
    discretionary share of RAUM of 0% against a peer median of 99% (90 comparable advisers, 0.0th percentile, 33.3 robust deviations)
    filing Jun 16, 2026peers: institutional managers, $20B and over (90)0.0% percentile33.3 robust deviationsconfidence 0.7
  • BRADY MARTZ WEALTH SOLUTIONS, LLCindependent RIARAUM $795Mhigh office count relative to headcountStatic outlier
    offices per registered advisor of 1.5 against a peer median of 0.5 (358 comparable advisers, 99.0th percentile, 4.0 robust deviations)
    filing Jun 16, 2026peers: independent wealth managers, $500M to $1B (358)99% percentile4.0 robust deviationsconfidence 0.8
  • SANCHEZ GAUNT CAPITAL MANAGEMENT, LLCindependent RIARAUM $286Munusually high clients per advisorStatic outlier
    private clients per advisor of 276.7 against a peer median of 57.3 (3076 comparable advisers, 99.0th percentile, 6.3 robust deviations)
    filing Jun 16, 2026peers: independent wealth managers, $100M to $500M (3,076)99% percentile6.3 robust deviationsconfidence 0.8
  • PEAK XV PARTNERS OPERATIONS LLCasset managerRAUM $15Blow discretionary shareStatic outlier
    discretionary share of RAUM of 0% against a peer median of 100% (684 comparable advisers, 0.0th percentile, 33.7 robust deviations)
    filing Jun 15, 2026peers: asset managers, $5B to $20B (684)0.0% percentile33.7 robust deviationsconfidence 0.8
  • GTIS PARTNERSasset managerRAUM $2.2Bhigh institutional concentrationStatic outlier
    institutional share of RAUM of 33% against a peer median of 0% (1506 comparable advisers, 99.0th percentile, 11.0 robust deviations)
    filing Jun 15, 2026peers: asset managers, $1B to $5B (1,506)99% percentile11.0 robust deviationsconfidence 0.8
  • WILLOW WEALTHasset managerRAUM $1.6Bmany private funds relative to firm sizeStatic outlier
    private funds per $1B of RAUM of 73.3 against a peer median of 4.3 (953 comparable advisers, 100.0th percentile, 22.1 robust deviations)
    filing Jun 15, 2026peers: asset managers, $1B to $5B (953)100% percentile22.1 robust deviationsconfidence 0.8
  • BENCH WALK ADVISORS LLCasset managerRAUM $708Mmany private funds relative to firm sizeStatic outlier
    private funds per $1B of RAUM of 114.5 against a peer median of 8.9 (463 comparable advisers, 100.0th percentile, 17.6 robust deviations)
    filing Jun 15, 2026peers: asset managers, $500M to $1B (463)100% percentile17.6 robust deviationsconfidence 0.8
  • ROBINHOOD ASSET MANAGEMENTBD affiliatedRAUM $1.5Bunusually high clients per advisorStatic outlier
    private clients per advisor of 1,844.3 against a peer median of 50.0 (54 comparable advisers, 98.0th percentile, 55.6 robust deviations)
    filing Jun 15, 2026peers: affiliated wealth managers, $1B to $5B (54)98% percentile55.6 robust deviationsconfidence 0.7
  • HOLCOMBE FINANCIAL, INC.independent RIARAUM $452Mvery high RAUM per advisorStatic outlier
    RAUM per registered advisor of $150,520,838 against a peer median of $55,731,856 (3254 comparable advisers, 99.0th percentile, 3.3 robust deviations)
    filing Jun 15, 2026peers: independent wealth managers, $100M to $500M (3,254)99% percentile3.3 robust deviationsconfidence 0.8
  • GIVERNY CAPITALindependent RIARAUM $2.7Bunusually high clients per advisorStatic outlier
    private clients per advisor of 1,469.3 against a peer median of 64.5 (1151 comparable advisers, 100.0th percentile, 34.3 robust deviations)
    filing Jun 12, 2026peers: independent wealth managers, $1B to $5B (1,151)100% percentile34.3 robust deviationsconfidence 0.8
  • TITANindependent RIARAUM $1.1Bunusually high clients per advisorStatic outlier
    private clients per advisor of 4,637.0 against a peer median of 64.5 (1151 comparable advisers, 100.0th percentile, 111.7 robust deviations)
    filing Jun 12, 2026peers: independent wealth managers, $1B to $5B (1,151)100% percentile111.7 robust deviationsconfidence 0.8
  • NEWMILE CAPITAL LLCasset managerRAUM $294Mlow discretionary shareStatic outlier
    discretionary share of RAUM of 0% against a peer median of 100% (1567 comparable advisers, 0.0th percentile, 33.7 robust deviations)
    filing Jun 12, 2026peers: asset managers, $100M to $500M (1,567)0.0% percentile33.7 robust deviationsconfidence 0.8
  • NEWMILE CAPITAL LLCasset managerRAUM $294Mhigh institutional concentrationStatic outlier
    institutional share of RAUM of 28% against a peer median of 0% (1567 comparable advisers, 99.0th percentile, 9.6 robust deviations)
    filing Jun 12, 2026peers: asset managers, $100M to $500M (1,567)99% percentile9.6 robust deviationsconfidence 0.8
  • GIVERNY CAPITALindependent RIARAUM $2.7Bvery high RAUM per advisorStatic outlier
    RAUM per registered advisor of $901,092,391 against a peer median of $146,690,280 (1222 comparable advisers, 99.0th percentile, 7.6 robust deviations)
    filing Jun 12, 2026peers: independent wealth managers, $1B to $5B (1,222)99% percentile7.6 robust deviationsconfidence 0.8
  • KEYSTONE WEALTH ADVISORS, INCORPORATEDindependent RIARAUM $201Mlow discretionary shareStatic outlier
    discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)
    filing Jun 11, 2026peers: independent wealth managers, $100M to $500M (5,676)0.0% percentile33.7 robust deviationsconfidence 0.8
  • HSBC GLOBAL ASSET MANAGEMENT (USA) INC.asset managerRAUM $157Blow discretionary shareStatic outlier
    discretionary share of RAUM of 5% against a peer median of 100% (512 comparable advisers, 2.0th percentile, 32.1 robust deviations)
    filing Jun 11, 2026peers: asset managers, $20B and over (512)1.6% percentile32.1 robust deviationsconfidence 0.8
  • OASIS WEALTH PLANNING ADVISORSindependent RIARAUM $276Mhigh office count relative to headcountStatic outlier
    offices per registered advisor of 2.3 against a peer median of 0.6 (577 comparable advisers, 99.0th percentile, 6.6 robust deviations)
    filing Jun 11, 2026peers: independent wealth managers, $100M to $500M (577)99% percentile6.6 robust deviationsconfidence 0.8
  • BIRKS FINANCIAL CORP.independent RIARAUM $291Mlow discretionary shareStatic outlier
    discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)
    filing Jun 10, 2026peers: independent wealth managers, $100M to $500M (5,676)0.0% percentile33.7 robust deviationsconfidence 0.8
  • TDC CAPITAL ADVISORS, INC.independent RIARAUM $178Mlow discretionary shareStatic outlier
    discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)
    filing Jun 10, 2026peers: independent wealth managers, $100M to $500M (5,676)0.0% percentile33.7 robust deviationsconfidence 0.8
  • BLT FUND MANAGER LLCasset managerRAUM $487Mlow discretionary shareStatic outlier
    discretionary share of RAUM of 0% against a peer median of 100% (1567 comparable advisers, 0.0th percentile, 33.7 robust deviations)
    filing Jun 10, 2026peers: asset managers, $100M to $500M (1,567)0.0% percentile33.7 robust deviationsconfidence 0.8
  • VIZCAYA CAPITAL PARTNERS LLCasset managerRAUM $172Mmany private funds relative to firm sizeStatic outlier
    private funds per $1B of RAUM of 156.6 against a peer median of 20.7 (712 comparable advisers, 99.0th percentile, 10.4 robust deviations)
    filing Jun 10, 2026peers: asset managers, $100M to $500M (712)99% percentile10.4 robust deviationsconfidence 0.8
  • MCGUIRE CAPITAL ADVISORS, INC.independent RIARAUM $202Munusually high clients per advisorStatic outlier
    private clients per advisor of 355.5 against a peer median of 57.3 (3076 comparable advisers, 99.0th percentile, 8.5 robust deviations)
    filing Jun 9, 2026peers: independent wealth managers, $100M to $500M (3,076)99% percentile8.5 robust deviationsconfidence 0.8
  • ABNER HERRMAN & BROCK, LLCindependent RIARAUM $2.7Bunusually high clients per advisorStatic outlier
    private clients per advisor of 450.2 against a peer median of 64.5 (1151 comparable advisers, 98.0th percentile, 9.4 robust deviations)
    filing Jun 9, 2026peers: independent wealth managers, $1B to $5B (1,151)98% percentile9.4 robust deviationsconfidence 0.8
  • PIVOT CAPITAL PARTNERS LLCotherRAUM $1.4Blow discretionary shareStatic outlier
    discretionary share of RAUM of 0% against a peer median of 100% (247 comparable advisers, 0.0th percentile, 33.7 robust deviations)
    filing Jun 9, 2026peers: other advisers, $1B to $5B (247)0.0% percentile33.7 robust deviationsconfidence 0.8
  • GLOVER PARK WEALTH MANAGEMENT, LLCindependent RIARAUM $144Mhigh institutional concentrationStatic outlier
    institutional share of RAUM of 43% against a peer median of 0% (5676 comparable advisers, 98.0th percentile, 14.3 robust deviations)
    filing Jun 9, 2026peers: independent wealth managers, $100M to $500M (5,676)98% percentile14.3 robust deviationsconfidence 0.8
  • TIEMPO CAPITAL PARTNERSindependent RIARAUM $911Munusually large average accountStatic outlier
    RAUM per account of $13,397,794 against a peer median of $610,947 (1443 comparable advisers, 100.0th percentile, 8.6 robust deviations)
    filing Jun 8, 2026peers: independent wealth managers, $500M to $1B (1,443)100% percentile8.6 robust deviationsconfidence 0.8
  • FINANCIAL CONCEPTSindependent RIARAUM $1.1Bunusually high clients per advisorStatic outlier
    private clients per advisor of 629.5 against a peer median of 64.5 (1151 comparable advisers, 99.0th percentile, 13.8 robust deviations)
    filing Jun 8, 2026peers: independent wealth managers, $1B to $5B (1,151)99% percentile13.8 robust deviationsconfidence 0.8
  • EHRENKRANZ PARTNERS L.P.independent RIARAUM $22Blow discretionary shareStatic outlier
    discretionary share of RAUM of 27% against a peer median of 97% (84 comparable advisers, 1.0th percentile, 15.9 robust deviations)
    filing Jun 8, 2026peers: independent wealth managers, $20B and over (84)1.2% percentile15.9 robust deviationsconfidence 0.7
  • PNC REAL ESTATEasset managerRAUM $3.6Blarge related person networkStatic outlier
    related persons on Schedule D 7.A of 81.0 against a peer median of 7.0 (850 comparable advisers, 98.0th percentile, 16.6 robust deviations)
    filing Jun 8, 2026peers: asset managers, $1B to $5B (850)98% percentile16.6 robust deviationsconfidence 0.8
  • RAYMOND JAMES (USA) LTDBD affiliatedRAUM $2.0Blarge related person networkStatic outlier
    related persons on Schedule D 7.A of 24.0 against a peer median of 5.0 (32 comparable advisers, 100.0th percentile, 8.5 robust deviations)
    filing Jun 8, 2026peers: affiliated wealth managers, $1B to $5B (32)100% percentile8.5 robust deviationsconfidence 0.6
  • TYLER STREET CAPITALindependent RIARAUM $492Munusually large average accountStatic outlier
    RAUM per account of $7,561,898 against a peer median of $439,994 (5431 comparable advisers, 100.0th percentile, 4.8 robust deviations)
    filing Jun 8, 2026peers: independent wealth managers, $100M to $500M (5,431)100% percentile4.8 robust deviationsconfidence 0.8
  • ULLAND INVESTMENT ADVISORS, LLCindependent RIARAUM $443Mvery high RAUM per advisorStatic outlier
    RAUM per registered advisor of $147,633,981 against a peer median of $55,731,856 (3254 comparable advisers, 98.0th percentile, 3.2 robust deviations)
    filing Jun 8, 2026peers: independent wealth managers, $100M to $500M (3,254)98% percentile3.2 robust deviationsconfidence 0.8
  • TIEMPO CAPITAL PARTNERSindependent RIARAUM $911Munusually large average HNW clientStatic outlier
    HNW RAUM per HNW client of $13,614,452 against a peer median of $3,134,900 (1404 comparable advisers, 98.0th percentile, 6.9 robust deviations)
    filing Jun 8, 2026peers: independent wealth managers, $500M to $1B (1,404)98% percentile6.9 robust deviationsconfidence 0.8
  • KOHLBERG KRAVIS ROBERTS & CO. L.P.asset managerRAUM $400Blarge related person networkStatic outlier
    related persons on Schedule D 7.A of 376.0 against a peer median of 18.0 (428 comparable advisers, 100.0th percentile, 20.1 robust deviations)
    filing Jun 5, 2026peers: asset managers, $20B and over (428)100% percentile20.1 robust deviationsconfidence 0.8
  • RVK, INC.institutionalRAUM $828Mlow discretionary shareStatic outlier
    discretionary share of RAUM of 0% against a peer median of 100% (71 comparable advisers, 0.0th percentile, 33.7 robust deviations)
    filing Jun 5, 2026peers: institutional managers, $500M to $1B (71)0.0% percentile33.7 robust deviationsconfidence 0.7
  • CAVALCADE CAPITAL LLCindependent RIARAUM $150Mlow discretionary shareStatic outlier
    discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)
    filing Jun 5, 2026peers: independent wealth managers, $100M to $500M (5,676)0.0% percentile33.7 robust deviationsconfidence 0.8
  • TPG REAL ESTATE ADVISORS, LLCasset managerRAUM $17Blarge related person networkStatic outlier
    related persons on Schedule D 7.A of 371.0 against a peer median of 11.0 (492 comparable advisers, 100.0th percentile, 40.5 robust deviations)
    filing Jun 4, 2026peers: asset managers, $5B to $20B (492)100% percentile40.5 robust deviationsconfidence 0.8
  • QUABBIN ADVISORSindependent RIARAUM $110Mlow discretionary shareStatic outlier
    discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)
    filing Jun 4, 2026peers: independent wealth managers, $100M to $500M (5,676)0.0% percentile33.7 robust deviationsconfidence 0.8
  • NBT CAPITAL MANAGEMENT, INC.mixed wealthRAUM $1.6Bhigh institutional concentrationStatic outlier
    institutional share of RAUM of 78% against a peer median of 3% (1362 comparable advisers, 100.0th percentile, 18.7 robust deviations)
    filing Jun 4, 2026peers: independent wealth managers, $1B to $5B (1,362)100% percentile18.7 robust deviationsconfidence 0.8
  • BETA WEALTH GROUP, INCindependent RIARAUM $460Mvery high RAUM per advisorStatic outlier
    RAUM per registered advisor of $153,418,166 against a peer median of $55,731,856 (3254 comparable advisers, 99.0th percentile, 3.4 robust deviations)
    filing Jun 4, 2026peers: independent wealth managers, $100M to $500M (3,254)99% percentile3.4 robust deviationsconfidence 0.8
  • BEACON ADVISORSindependent RIARAUM $460Munusually large average HNW clientStatic outlier
    HNW RAUM per HNW client of $11,595,035 against a peer median of $2,404,040 (4940 comparable advisers, 100.0th percentile, 6.2 robust deviations)
    filing Jun 4, 2026peers: independent wealth managers, $100M to $500M (4,940)100% percentile6.2 robust deviationsconfidence 0.8
  • PAVE INVESTMENT ADVISORS, LLC.asset managerRAUM $670Mlow discretionary shareStatic outlier
    discretionary share of RAUM of 8% against a peer median of 100% (784 comparable advisers, 2.0th percentile, 31.1 robust deviations)
    filing Jun 3, 2026peers: asset managers, $500M to $1B (784)1.9% percentile31.1 robust deviationsconfidence 0.8
  • ABSOLUTE CAPITAL MANAGEMENT, LLCindependent RIARAUM $742Munusually high clients per advisorStatic outlier
    private clients per advisor of 614.7 against a peer median of 63.6 (1210 comparable advisers, 100.0th percentile, 14.9 robust deviations)
    filing Jun 3, 2026peers: independent wealth managers, $500M to $1B (1,210)100% percentile14.9 robust deviationsconfidence 0.8
  • MISSION PRIME LLCinstitutionalRAUM $2.3Blow discretionary shareStatic outlier
    discretionary share of RAUM of 0% against a peer median of 99% (121 comparable advisers, 0.0th percentile, 33.5 robust deviations)
    filing Jun 3, 2026peers: institutional managers, $1B to $5B (121)0.0% percentile33.5 robust deviationsconfidence 0.8
  • NAMCOAmixed wealthRAUM $404Mhigh institutional concentrationStatic outlier
    institutional share of RAUM of 68% against a peer median of 0% (5676 comparable advisers, 100.0th percentile, 22.8 robust deviations)
    filing Jun 3, 2026peers: independent wealth managers, $100M to $500M (5,676)100% percentile22.8 robust deviationsconfidence 0.8
  • AIP CAPITAL ADVISORS LLCasset managerRAUM $340Mhigh institutional concentrationStatic outlier
    institutional share of RAUM of 37% against a peer median of 0% (1567 comparable advisers, 100.0th percentile, 12.4 robust deviations)
    filing Jun 3, 2026peers: asset managers, $100M to $500M (1,567)100% percentile12.4 robust deviationsconfidence 0.8
  • DOLIVER ADVISORS, L.P.independent RIARAUM $718Mmany private funds relative to firm sizeStatic outlier
    private funds per $1B of RAUM of 20.9 against a peer median of 7.0 (53 comparable advisers, 98.0th percentile, 3.9 robust deviations)
    filing Jun 3, 2026peers: independent wealth managers, $500M to $1B (53)98% percentile3.9 robust deviationsconfidence 0.7
  • TPG SOLUTIONS ADVISORSasset managerRAUM $12Blarge related person networkStatic outlier
    related persons on Schedule D 7.A of 373.0 against a peer median of 11.0 (492 comparable advisers, 100.0th percentile, 40.7 robust deviations)
    filing Jun 2, 2026peers: asset managers, $5B to $20B (492)100% percentile40.7 robust deviationsconfidence 0.8
  • CC CAPITAL INSURANCE ADVISORS LLCasset managerRAUM $937Mhigh institutional concentrationStatic outlier
    institutional share of RAUM of 36% against a peer median of 0% (784 comparable advisers, 100.0th percentile, 12.2 robust deviations)
    filing Jun 2, 2026peers: asset managers, $500M to $1B (784)100% percentile12.2 robust deviationsconfidence 0.8
  • WITT LAKE ASSET MANAGEMENT LLCinstitutionalRAUM $1.1Blow discretionary shareStatic outlier
    discretionary share of RAUM of 0% against a peer median of 99% (121 comparable advisers, 0.0th percentile, 33.5 robust deviations)
    filing Jun 2, 2026peers: institutional managers, $1B to $5B (121)0.0% percentile33.5 robust deviationsconfidence 0.8
  • CLARIVEST ASSET MANAGEMENT LLCasset managerRAUM $3.0Bhigh institutional concentrationStatic outlier
    institutional share of RAUM of 30% against a peer median of 0% (1506 comparable advisers, 99.0th percentile, 10.2 robust deviations)
    filing Jun 2, 2026peers: asset managers, $1B to $5B (1,506)99% percentile10.2 robust deviationsconfidence 0.8
  • CONVERSE TEAM FINANCIAL SERVICES, LLCinstitutionalRAUM $325Mlow discretionary shareStatic outlier
    discretionary share of RAUM of 0% against a peer median of 100% (108 comparable advisers, 0.0th percentile, 33.7 robust deviations)
    filing Jun 2, 2026peers: institutional managers, $100M to $500M (108)0.0% percentile33.7 robust deviationsconfidence 0.8
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8,370 anomalies match.