DFX Intelligence
Consolidation
What the advisers themselves reported about M&AWhere this comes fromItem 4 of Form ADV asks whether the adviser is succeeding to the business of another registered adviser and names the firm acquired. It catches asset purchases and mergers where the target’s registration folds into the buyer’s; a stock purchase that keeps the target registered shows instead as a new owner on Schedule A and, later, as a roster exit.Firms absorbed reads the same events from the people side: half or more of a firm’s registered advisors moving to one other firm within fourteen days, which catches acquisitions before, or without, a succession filing.Press-sourced deals, PE sponsors and consolidator platforms are the next cycle.
1,631 events match
- Meritas Wealth Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- General Atlantic Service Company, L.P. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Resource Real Estate, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Constitution Capital Partners, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Zuckerman Investment Group reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Caledonia Us, Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Trustcore Financial Services, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- West Paces Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Wealth Strategist Partners, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Prime Buchholz & Associates Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Arp Americas Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ae Industrial Partners, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Mission Wealth Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Aci Partners, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Dudley & Shanley, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Legacy Planning Group, Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Fir Tree Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Kelly Financial Services Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Bcj Capital Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- The Baupost Group, L.L.C. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Capital Wealth Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Filbrandt Wealth Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Lionstone Investments reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Triad Advisors, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Aifam Group Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Breton Hill Capital Ltd reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Vestar Capital Partners, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Lumina Wealth Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Executive Wealth Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Affinity Wealth Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Affinity Wealth Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- M&L Wealth Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Capital Guardian Wealth Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Nwm Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Penland Legacy Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Nsr Invest reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Kelly Financial Services reported succeeding to the business of Another Adviser (Form ADV Item 4)
- David Vaughan Investments Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Greenleaf & Burleson Wealth Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Financial Strategies Group, Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Conway Investment Research, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Beddow Capital Management Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Callan reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Dunes Point Capital, L.L.C. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ashburn Financial Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Tfg Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Wealthyx reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Stashinvest reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ao Asset Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Commonwealth Financial Network reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Werba Rubin Papier Wealth Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Global Investor Advisory Services, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Winthrop Partners - Wny, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Hb Asset Management, L.C. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Hanson Mcclain Securities reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Hanson Mcclain Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Rebalance Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Dvdendo, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Trpc Advisory Services reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Db Root & Company, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)