DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Strategic Advisers LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas M. Fox | Strategic Advisers LLC national BD | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2026 | Sep 16, 2026 |
| Richard John Radmann | Strategic Advisers LLC national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 8, 2026 |
| Quinton Ranzau | Strategic Advisers LLC national BD | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Aug 27, 2026 |
| Nicholas S Souza | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2026 | Sep 14, 2026 |
| Conner J. Pendley | Strategic Advisers LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 9, 2026 | Sep 2, 2026 |
| Christopher Roehrkasse | Strategic Advisers LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2026 | Aug 31, 2026 |
| Kaitlin Zeek Robinson | Strategic Advisers LLC national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 8, 2026 | Aug 31, 2026 |
| Tyler Krushensky | Strategic Advisers LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 8, 2026 | Sep 2, 2026 |
| Cole Niederhauser | Strategic Advisers LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 8, 2026 | Sep 14, 2026 |
| Jeffery Wyble | Strategic Advisers LLC national BD | Neuberger Berman Bd LLC no RAUM | Other | Sep 5, 2026 | Sep 10, 2026 |
| Brendon Joseph Sailer | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2026 | Sep 14, 2026 |
| Narcisse Dargenson | Strategic Advisers LLC national BD | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2026 | Aug 20, 2026 |
| Joseph Robert White | Strategic Advisers LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 1, 2026 | Aug 31, 2026 |
| Braeden Cutler | Strategic Advisers LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 1, 2026 | Sep 4, 2026 |
| Marsella Burboa | Strategic Advisers LLC national BD | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2026 | Sep 10, 2026 |
| Grace Magdalen Clark | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2026 | Sep 14, 2026 |
| James R Wallace | Strategic Advisers LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Aug 10, 2026 |
| Brandon Blevins | Strategic Advisers LLC national BD | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Aug 28, 2026 |
| Michael J Layton | Strategic Advisers LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 31, 2026 | Sep 16, 2026 |
| Domenic Bosco | Strategic Advisers LLC national BD | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2026 | Sep 16, 2026 |
| Nicholas Robert Tuccelli | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Sep 14, 2026 |
| Jonathan Triebell | Strategic Advisers LLC national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2026 | Sep 8, 2026 |
| Wesley Pratt | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2026 | Sep 14, 2026 |
| Amir De La Vega | Strategic Advisers LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2026 | Aug 25, 2026 |
| Dallin C Beveridge | Strategic Advisers LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 24, 2026 | Sep 11, 2026 |
| Spencer Graham | Strategic Advisers LLC national BD | Fortis Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2026 | Aug 12, 2026 |
| Boden Stenson Redding | Strategic Advisers LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 19, 2026 | Sep 1, 2026 |
| Cornell Fields | Strategic Advisers LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 18, 2026 | Aug 10, 2026 |
| Brian A Trechok | Strategic Advisers LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 18, 2026 | Aug 10, 2026 |
| Dane Perrault | Strategic Advisers LLC national BD | Lnw independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 18, 2026 | Sep 10, 2026 |
| John E. Ferren | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2026 | Sep 14, 2026 |
| Robert Louis Van Erem | Strategic Advisers LLC national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Aug 11, 2026 |
| Timothy Cole | Strategic Advisers LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Aug 4, 2026 |
| Brendan Boyle | Strategic Advisers LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 14, 2026 | Aug 26, 2026 |
| Auddie Cousins | Strategic Advisers LLC national BD | Schwab Wealth Advisory, Inc. no RAUM | Other | Aug 14, 2026 | Aug 21, 2026 |
| Craig W Beauregard | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 12, 2026 | Aug 28, 2026 |
| Patrick J. Mullins | Strategic Advisers LLC national BD | Cary Street Partners BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2026 | Jul 31, 2026 |
| Jacqueline Ann Cohen | Strategic Advisers LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 12, 2026 | Aug 18, 2026 |
| Ryan Myers | Strategic Advisers LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Aug 3, 2026 |
| Matthew R Philips | Strategic Advisers LLC national BD | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 11, 2026 | Aug 13, 2026 |
| Trey Phillip Stern | Strategic Advisers LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Aug 24, 2026 |
| Tyler E. George | Strategic Advisers LLC national BD | The Wealth Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 11, 2026 | Sep 4, 2026 |
| Simon Scott Hall | Strategic Advisers LLC national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 11, 2026 | Aug 28, 2026 |
| Collin Henderson Dufrane | Strategic Advisers LLC national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Sep 3, 2026 |
| Tony Francis | Strategic Advisers LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 11, 2026 | Jul 22, 2026 |
| John Bindley Irwin | Strategic Advisers LLC national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Aug 24, 2026 |
| Kathryn Ashley Link | Strategic Advisers LLC national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 10, 2026 | Aug 12, 2026 |
| Ricky Burroughs | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 10, 2026 | Aug 13, 2026 |
| Christian Brett Karras | Strategic Advisers LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2026 | Aug 31, 2026 |
| Joseph Najm | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2026 | Sep 14, 2026 (35 d) |
| Peter A. Sullivan | Strategic Advisers LLC national BD | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 7, 2026 | Jul 13, 2026 |
| James M. Mccann | Strategic Advisers LLC national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2026 | Jul 15, 2026 |
| Zacharia Badawi | Strategic Advisers LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 4, 2026 | Aug 28, 2026 |
| Dalia M Aguilar | Strategic Advisers LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 4, 2026 | Jul 22, 2026 |
| Elana Bryn Lundbye | Strategic Advisers LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 4, 2026 | Aug 21, 2026 |
| Sameer Chand | Strategic Advisers LLC national BD | Sum Zero Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 3, 2026 | Aug 7, 2026 |
| James Barker Gerson | Strategic Advisers LLC national BD | Sum Zero Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 3, 2026 | Aug 7, 2026 |
| Emily M Bandoni | Strategic Advisers LLC national BD | Gainline Financial Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2026 | Jul 23, 2026 |
| Kiana Kashanian | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 3, 2026 | Aug 19, 2026 |
| Christian Arenas | Strategic Advisers LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2026 | Aug 11, 2026 |
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3,577 moves match.