| Kari Ann Maenhout | Russell Investments asset manager | M Holdings Securities, Inc. BD affiliated | Other | Apr 16, 2026 | Mar 13, 2026 |
| Erik Edward Landsverk | Russell Investments other | Gateway Wealth Partners, LLC independent RIA | Other | Mar 30, 2026 | Jun 4, 2026 (66 d) |
| Benjamin L'Empereur | Russell Investments other | Madison Partners independent RIA | Other | Nov 13, 2025 | Nov 20, 2025 |
| Jack William Swingle | Russell Investments other | Capital Client Group, Inc. no RAUM | Other | Apr 10, 2025 | Apr 17, 2025 |
| David Thomas Price | Russell Investments other | Wells Fargo Advisors wirehouse | Other | Apr 1, 2025 | Apr 25, 2025 |
| Joshua Jacobs Mccarthy | Russell Investments other | Lifepoint Planning independent RIA | Other | Apr 1, 2025 | Mar 13, 2025 |
| Jared Hare | Russell Investments other | Alliancebernstein L.P. asset manager | Other | Jan 21, 2025 | Jan 9, 2025 |
| David Joseph Pagliaro | Russell Investments other | Meeder Advisory Services, Inc. independent RIA | Other | Dec 26, 2024 | Jan 26, 2026 (396 d) |
| Mary Erwin | Russell Investments other | O'Shaughnessy Asset Management, LLC independent RIA | Other | May 13, 2024 | Sep 29, 2025 (504 d) |
| Chad Alan Thomas-Killam | Russell Investments other | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 6, 2024 | Oct 4, 2024 (151 d) |
| Evan Harbot | Russell Investments other | Cnl Educational Institute, LLC no RAUM | Other | Apr 22, 2024 | Jul 2, 2024 (71 d) |
| Daniel Tyler Smith | Russell Investments other | Independent Financial Partners BD affiliated | Other | Mar 28, 2024 | Jul 22, 2026 (846 d) |
| Nicholas James Coccio | Russell Investments other | Ac Wealth Partners other | Other | Feb 13, 2024 | Mar 25, 2024 (41 d) |
| Robert Michael Mcaleer | Russell Investments other | Newedge Advisors BD affiliated | Other | Nov 20, 2023 | Oct 29, 2025 (709 d) |
| Matthew Lee Goska | Russell Investments other | Victory Capital Management Inc. asset manager | Other | Nov 14, 2023 | Nov 13, 2023 |
| Cory Walter Christiana | Russell Investments other | Nexten Fp state registered | Other | Oct 17, 2023 | Jan 5, 2026 (811 d) |
| Lisa Marie Mumper | Russell Investments other | Harbour Investments, Inc. independent RIA | Other | Feb 24, 2023 | Mar 7, 2023 |
| Alexander Rabinovich | Russell Investments other | Rothschild Wealth LLC independent RIA | Other | Feb 3, 2023 | Feb 1, 2023 |
| Tykia C Williams | Russell Investments other | Drake & Associates, LLC independent RIA | Other | Dec 7, 2022 | Mar 5, 2024 (454 d) |
| Skyler Tate Erben | Russell Investments other | Fsa Investment Group, LLC other | Other | Aug 8, 2022 | Aug 31, 2023 (388 d) |
| John Ryan Fonaas | Russell Investments other | Transamerica Retirement Advisors, LLC BD affiliated | Other | Jul 21, 2022 | Jul 27, 2022 |
| Frank Lloyd Pape | Russell Investments other | Frontier Asset Management, LLC mixed wealth | Other | Mar 8, 2022 | Mar 28, 2023 (385 d) |
| William Scott Collins | Russell Investments other | Reinhart Partners, LLC mixed wealth | Other | Dec 1, 2021 | Jan 3, 2022 (33 d) |
| Zachary T Vandeyacht | Russell Investments other | William Blair & Company L.L.C. BD affiliated | Other | May 25, 2021 | Jun 9, 2021 |
| Joshua A Leber | Russell Investments other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | May 25, 2021 | Jun 14, 2021 |
| Chris Wade Machesney | Russell Investments other | Alta Capital Management LLC independent RIA | Other | Apr 20, 2021 | Apr 23, 2024 (1099 d) |
| Matthew Jordan Selihar | Russell Investments other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 7, 2021 | Apr 16, 2021 |
| Matthew M Warter | Russell Investments other | Planmember Securities Corporation independent RIA | Other | Jan 27, 2021 | Feb 3, 2021 |
| Matthew Allen Koth | Russell Investments other | Invesco Advisers, Inc. asset manager | Other | Jan 14, 2021 | Jul 11, 2022 (543 d) |
| Daric Hugh Olson | Russell Investments other | Nuveen Asset Management, LLC mixed wealth | Other | Nov 12, 2020 | Nov 22, 2020 |
| Robert Charles Ouimet | Russell Investments other | Capital Analysts BD affiliated | Other | Oct 22, 2020 | Apr 27, 2021 (187 d) |
| Jason Cole Storjohann | Russell Investments other | Horizon Investments LLC asset manager | Other | Sep 23, 2020 | Nov 25, 2020 (63 d) |
| Brandee Kay Hewett Shumway | Russell Investments other | Neuberger Berman Bd LLC no RAUM | Other | Jun 25, 2020 | Mar 18, 2020 |
| Allison Staab | Russell Investments other | Fidelity Institutional Wealth Adviser LLC no RAUM | Other | Jun 24, 2020 | Jan 13, 2021 (203 d) |
| Johann Schneider | Russell Investments other | Cetera Advisor Networks LLC BD affiliated | Other | Jun 24, 2020 | Oct 20, 2021 (483 d) |
| Eric D Tollefson | Russell Investments other | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 21, 2020 | Aug 5, 2025 (1902 d) |
| Glenn Dean Buelt | Russell Investments other | Kms Financial Services, Inc BD affiliated | Other | Apr 16, 2020 | Mar 9, 2020 |
| Lesley Parrish Reinhart | Russell Investments other | Capital Client Group, Inc. no RAUM | Other | Sep 5, 2019 | Sep 10, 2019 |
| Michael Gagala | Russell Investments other | Bny Mellon Securities Corporation BD affiliated | Other | Jul 12, 2019 | Jul 19, 2019 |
| Oliver Field | Russell Investments other | Robert W. Baird & Co. Incorporated mixed wealth | Other | Jul 5, 2019 | Jun 28, 2021 (724 d) |
| Thomas Aaron Bakamus | Russell Investments asset manager | Steward Partners Investment Solutions, LLC independent RIA | Other | Mar 22, 2019 | Mar 21, 2019 |
| Jorden Trochelman | Russell Investments asset manager | Fidelity Personal And Workplace Advisors BD affiliated | Other | Feb 12, 2019 | Apr 5, 2019 (52 d) |
| Connor Hogan | Russell Investments asset manager | Edward Jones national BD | Other | Dec 27, 2018 | Mar 11, 2019 (74 d) |
| Daniel Lee Borchard | Russell Investments asset manager | Mariner independent RIA | Other | Dec 5, 2018 | Dec 5, 2018 |
| Benjamin Paul Smith | Russell Investments asset manager | Strategic Wealth Partners independent RIA | Other | Oct 15, 2018 | Oct 12, 2018 |
| James Douglas Lathrop | Russell Investments asset manager | Dearborn Partners L.L.C. mixed wealth | Other | Oct 3, 2018 | Mar 17, 2020 (531 d) |
| Jonathan Andrew Rains | Russell Investments asset manager | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 30, 2018 | Mar 13, 2019 (195 d) |
| Nicholas Matthew Peiffer | Russell Investments asset manager | Victory Capital Management Inc. asset manager | Other | Aug 30, 2018 | Sep 6, 2018 |
| Brandon Lehman | Russell Investments asset manager | Mariner independent RIA | Other | Aug 30, 2018 | Aug 20, 2018 |
| Maria Cristina Palanca Livadary | Russell Investments asset manager | Mana Financial Life Design independent RIA | Other | Jul 30, 2018 | Aug 21, 2018 |
| Gage Chambers Davidson | Russell Investments asset manager | Morgan Stanley wirehouse | Other | Jul 30, 2018 | Sep 26, 2018 (58 d) |
| John Eric Field | Russell Investments other | Steward Partners Investment Advisory, LLC BD affiliated | Other | Feb 26, 2018 | Jun 10, 2024 (2296 d) |
| Todd Eugene Sult | Russell Investments other | Assetmark, Inc. BD affiliated | Other | Feb 26, 2018 | Jun 28, 2022 (1583 d) |
| John Parker Courier | Russell Investments other | Bmo Asset Management Corp. other | Other | Aug 7, 2017 | Feb 21, 2018 (198 d) |
| Kerry Lynn Prichard | Russell Investments other | Financial Advocates Investment Management other | Other | Jul 25, 2017 | Jan 3, 2018 (162 d) |
| Matthew B Teevan | Russell Investments other | Empower Advisory Group, LLC institutional | Other | Jul 25, 2017 | Jul 9, 2018 (349 d) |
| Jon R. Schuette | Russell Investments other | Cetera Investment Advisers LLC other | Other | Jul 20, 2017 | Aug 15, 2017 |
| Dylan Henning Seubert | Russell Investments other | RBC Capital Markets, LLC national BD | Other | Jun 13, 2017 | Jun 2, 2017 |
| Kathryn R Kokenge | Russell Investments other | Truewealth Financial Partners independent RIA | Other | May 24, 2017 | Jul 26, 2024 (2620 d) |
| Brian Douglas Kleist | Russell Investments other | Cliftonlarsonallen Wealth Advisors, LLC other | Other | Feb 28, 2017 | Mar 3, 2017 |