DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Putnam Investment Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Catherine Mezes ArnoldPutnam Investment Management, LLC asset managerAmeriprise Financial Services, LLC national BDOtherAug 24, 2026Sep 2, 2026
Ryan Patrick BirchPutnam Investment Management, LLC asset managerWells Fargo Advisors wirehouseOtherJun 23, 2026Aug 4, 2026 (42 d)
Grace Anne MckennaPutnam Investment Management, LLC asset managerBlackrock Investment Management, LLC asset managerOtherJun 1, 2026Jun 5, 2026
Patrick WildPutnam Investment Management, LLC asset managerHsbc Securities (USA) Inc. BD affiliatedOtherApr 2, 2026Apr 17, 2026
Sophia Maxine StarrPutnam Investment Management, LLC asset managerBlackrock Investment Management, LLC asset managerOtherApr 2, 2026Apr 2, 2026
Charles Edward CongdonPutnam Investment Management, LLC asset managerRBC Capital Markets, LLC national BDOtherDec 12, 2025Dec 18, 2025
Jordan P RealsPutnam Investment Management, LLC asset managerTcw Investment Management Company LLC asset managerOtherAug 19, 2025Mar 16, 2026 (209 d)
Michael Edward CroninPutnam Investment Management, LLC asset managerNorthern Trust Investments, Incorporated asset managerOtherMay 27, 2025Sep 2, 2025 (98 d)
Adam Steven DeangelisPutnam Investment Management, LLC asset managerCapital Client Group, Inc. no RAUMOtherMar 3, 2025Mar 13, 2025
Michael P MeehanPutnam Investment Management, LLC asset managerFederated Global Investment Management Corp. asset managerOtherJan 29, 2025Feb 4, 2025
Kelly Jean MoorePutnam Investment Management, LLC asset managerWpcg Advisory, LLC state registeredOtherJan 17, 2025Jul 18, 2025 (182 d)
John Robert MckayPutnam Investment Management, LLC asset managerMML Investors Services, LLC BD affiliatedOtherDec 23, 2024Feb 26, 2025 (65 d)
Grace Kathleen BumpusPutnam Investment Management, LLC asset managerRBC Capital Markets, LLC national BDOtherDec 17, 2024Jan 8, 2025
George Dwight MoorePutnam Investment Management, LLC asset managerJohn Hancock Investment Management LLC asset managerOtherDec 10, 2024May 7, 2025 (148 d)
Abigail C. WedgePutnam Investment Management, LLC asset managerFidelity Personal And Workplace Advisors BD affiliatedOtherAug 8, 2024Sep 25, 2024 (48 d)
James Francis PuleoPutnam Investment Management, LLC asset managerKurv Investment Management LLC asset managerOtherJun 10, 2024May 11, 2026 (700 d)
William Arthur OneilPutnam Investment Management, LLC asset managerMfs Institutional Advisors Inc. otherOtherMay 28, 2024Apr 10, 2026 (682 d)
Andrew Leo HumberdPutnam Investment Management, LLC asset managerTcw Investment Management Company LLC asset managerOtherApr 19, 2024May 9, 2024
Austin Michael GilbertPutnam Investment Management, LLC asset managerAlliancebernstein L.P. asset managerOtherApr 15, 2024Apr 23, 2024
Robert Donald LinskeyPutnam Investment Management, LLC asset managerMariner BD affiliatedOtherJan 25, 2024Feb 22, 2024
James Francis StuartPutnam Investment Management, LLC asset managerAmeriprise Financial Services, LLC national BDOtherJan 24, 2024Jun 27, 2024 (155 d)
Thomas Jerome SchmidtPutnam Investment Management, LLC asset managerNew York Life Investment Management LLC asset managerOtherJan 24, 2024Apr 17, 2024 (84 d)
Patrick ScanlonPutnam Investment Management, LLC asset managerVest Financial LLC asset managerOtherJan 24, 2024May 7, 2025 (469 d)
Christopher Bruce SmirtiPutnam Investment Management, LLC asset managerAllspring Funds Management, LLC asset managerOtherJan 24, 2024Jun 4, 2024 (132 d)
Brian Patrick OconnorPutnam Investment Management, LLC asset managerBny Mellon Securities Corporation otherOtherJan 23, 2024Apr 1, 2024 (69 d)
Brian Thomas HowlettPutnam Investment Management, LLC asset managerAmherst Financial Group, LLC state registeredOtherJan 23, 2024Oct 8, 2025 (624 d)
Sean C. HealyPutnam Investment Management, LLC asset managerParnassus Investments, LLC asset managerOtherJan 23, 2024Jun 26, 2024 (155 d)
Mark Joseph DwyerPutnam Investment Management, LLC asset managerMotta Wealth Management LLC state registeredOtherJan 23, 2024Sep 30, 2024 (251 d)
Nicolas L CunhaPutnam Investment Management, LLC asset managerEdward Jones national BDOtherJan 23, 2024Feb 27, 2024 (35 d)
Nicholas DeliosPutnam Investment Management, LLC asset managerProshare Advisors LLC asset managerOtherJan 23, 2024Jan 15, 2026 (723 d)
Michael Carlisle MurphyPutnam Investment Management, LLC asset managerJohnson Investment Counsel, Inc. independent RIAOtherJan 23, 2024Mar 11, 2025 (413 d)
Kelly Jean LongoPutnam Investment Management, LLC asset managerTcw Investment Management Company LLC asset managerOtherJan 23, 2024Mar 20, 2024 (57 d)
Matthew FehmelPutnam Investment Management, LLC asset managerT. Rowe Price Associates, Inc. asset managerOtherJan 23, 2024Dec 11, 2025 (688 d)
David Martin CaseyPutnam Investment Management, LLC asset managerAlliancebernstein L.P. asset managerOtherJan 17, 2024Apr 22, 2024 (96 d)
Jeffrey Alan ChurbaPutnam Investment Management, LLC asset managerRaymond James Financial Services Advisors, Inc BD affiliatedOtherJan 17, 2024Jan 12, 2024
Bradley Michael CohenPutnam Investment Management, LLC asset managerMorningstar Investment Services LLC independent RIAOtherJan 17, 2024Nov 8, 2024 (296 d)
Marie Ellen SparksPutnam Investment Management, LLC asset managerEmpower Advisory Group, LLC BD affiliatedOtherJan 10, 2024Jan 2, 2026 (723 d)
Patrick Ryan CainePutnam Investment Management, LLC asset managerVoya Financial Advisors, Inc. BD affiliatedOtherJan 10, 2024Oct 7, 2025 (636 d)
Thomas Patrick FlynnPutnam Investment Management, LLC asset managerOne Charles Private Wealth independent RIAOtherJan 10, 2024Feb 15, 2024 (36 d)
Elijah Banza NgbokoliPutnam Investment Management, LLC asset managerBlackrock Investment Management, LLC otherOtherJan 9, 2024Feb 28, 2024 (50 d)
Thomas Edward ZanellatoPutnam Investment Management, LLC asset managerPrincipal Asset Management otherOtherDec 6, 2023Jul 15, 2025 (587 d)
Levin James WilsonPutnam Investment Management, LLC asset managerPrincipal Asset Management otherOtherNov 7, 2023Nov 20, 2023
Matthew FothergillPutnam Investment Management, LLC asset managerLPL Financial LLC BD affiliatedOtherAug 30, 2023Oct 24, 2023 (55 d)
Marc J ZampantiPutnam Investment Management, LLC asset managerAllspring Funds Management, LLC asset managerOtherAug 22, 2023Sep 11, 2023
Mark A HernandezPutnam Investment Management, LLC asset managerRaymond James & Associates, Inc. national BDOtherMay 9, 2023Jan 1, 2025 (603 d)
Christopher Paul HughesPutnam Investment Management, LLC asset managerNorthwestern Mutual Investment Services,LLC no RAUMOtherMay 2, 2023Jul 26, 2023 (85 d)
Timothy Michael BuickPutnam Investment Management, LLC asset managerCalamos Advisors LLC asset managerOtherApr 19, 2023Apr 20, 2023
John LandisPutnam Investment Management, LLC asset managerLPL Financial LLC BD affiliatedOtherMar 10, 2023Apr 5, 2023
Raul Alves RamosPutnam Investment Management, LLC asset managerLPL Financial LLC independent RIAOtherJan 18, 2023Feb 27, 2023 (40 d)
Paul-Michael HernandezPutnam Investment Management, LLC asset managerColumbia Management Investment Advisers, LLC asset managerOtherDec 6, 2022Dec 12, 2022
Shane Patrick KellyPutnam Investment Management, LLC asset managerMayport Wealth Management independent RIAOtherAug 18, 2022Jul 26, 2023 (342 d)
Corey Matthew SuchockiPutnam Investment Management, LLC asset managerLPL Financial LLC BD affiliatedOtherJul 14, 2022Jan 1, 2026 (1267 d)
Russell Stuart HandlerPutnam Investment Management, LLC asset managerLPL Financial LLC independent RIAOtherJun 16, 2022Jun 21, 2022
Shannon R VoelkPutnam Investment Management, LLC asset managerEdward Jones national BDOtherJun 2, 2022May 22, 2023 (354 d)
Daniel M. GreenePutnam Investment Management, LLC asset managerRaymond James Financial Services Advisors, Inc BD affiliatedOtherMay 10, 2022May 16, 2022
David Coors SheafferPutnam Investment Management, LLC asset managerCurran Financial Partners, LLC independent RIAOtherMar 7, 2022Jan 1, 2025 (1031 d)
Jeffrey Thomas JenningsPutnam Investment Management, LLC asset managerAllspring Funds Management, LLC asset managerOtherFeb 28, 2022Mar 1, 2022
Chad Henry CristoPutnam Investment Management, LLC asset managerIndependent Financial Group, LLC BD affiliatedOtherFeb 3, 2022Mar 2, 2022
Jeffrey Dean OwensPutnam Investment Management, LLC asset managerColumbia Management Investment Advisers, LLC asset managerOtherNov 2, 2021Dec 24, 2024 (1148 d)
Stephen Robert FoxPutnam Investment Management, LLC asset managerLord, Abbett & Co. LLC asset managerOtherSep 22, 2021Mar 20, 2025 (1275 d)
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184 moves match.