DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Goldman Sachs Wealth Services, L.P.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Rebecca Mason | Goldman Sachs Wealth Services, L.P. BD affiliated | Del-Sette Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 16, 2026 | Aug 24, 2026 |
| Brandon Francis Shimoun | Goldman Sachs Wealth Services, L.P. BD affiliated | Focus Partners Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2026 | Sep 8, 2026 |
| Krista H Li | Goldman Sachs Wealth Services, L.P. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 8, 2026 | Sep 7, 2026 |
| Haley Marie Hawk | Goldman Sachs Wealth Services, L.P. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2026 | Jul 16, 2026 |
| Shayn Richard Foley | Goldman Sachs Wealth Services, L.P. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2026 | Jul 17, 2026 |
| Erin Patricia Kavanaugh | Goldman Sachs Wealth Services, L.P. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2026 | Jun 16, 2026 |
| Camille Aman Tambunting | Goldman Sachs Wealth Services, L.P. BD affiliated | Alliancebernstein L.P. other | Other | Jul 6, 2026 | Aug 3, 2026 |
| Nancy R Derusso | Goldman Sachs Wealth Services, L.P. BD affiliated | Guardian Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2026 | Sep 10, 2026 (79 d) |
| Lauren Abigail Heck | Goldman Sachs Wealth Services, L.P. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 16, 2026 | Jun 9, 2026 |
| Lukas Olson Sonka | Goldman Sachs Wealth Services, L.P. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2026 | Jun 24, 2026 |
| Alison Elizabeth Miller | Goldman Sachs Wealth Services, L.P. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 9, 2026 | Jun 4, 2026 |
| Christina Marie Ferguson | Goldman Sachs Wealth Services, L.P. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2026 | May 14, 2026 |
| Devin Michael Young | Goldman Sachs Wealth Services, L.P. BD affiliated | Principal Advised Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2026 | May 26, 2026 |
| Richard To | Goldman Sachs Wealth Services, L.P. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 26, 2026 | Sep 1, 2026 (98 d) |
| Trent Carter Adams | Goldman Sachs Wealth Services, L.P. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | Apr 27, 2026 |
| Jason Phillip Suway | Goldman Sachs Wealth Services, L.P. BD affiliated | Modera Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2026 | Jul 7, 2026 (48 d) |
| Alexander Jeffrey Gido | Goldman Sachs Wealth Services, L.P. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | May 19, 2026 | Jun 23, 2026 (35 d) |
| Morgan Sierra Tibble | Goldman Sachs Wealth Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2026 | Apr 20, 2026 |
| Juan Martin Ponce | Goldman Sachs Wealth Services, L.P. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2026 | May 19, 2026 |
| Domonique Lockridge | Goldman Sachs Wealth Services, L.P. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2026 | May 26, 2026 |
| Muriel Mary Dol | Goldman Sachs Wealth Services, L.P. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2026 | Apr 17, 2026 |
| Kyle A Moffitt | Goldman Sachs Wealth Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2026 | Mar 2, 2026 |
| Eric D Longstreth | Goldman Sachs Wealth Services, L.P. BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2026 | Feb 25, 2026 |
| William Hunter Boardman | Goldman Sachs Wealth Services, L.P. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2026 | Mar 2, 2026 |
| Carlee Kaitlyn Luciano | Goldman Sachs Wealth Services, L.P. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2026 | Feb 24, 2026 |
| Fadel Krisht | Goldman Sachs Wealth Services, L.P. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2026 | Feb 11, 2026 |
| Brian Barrett Noone | Goldman Sachs Wealth Services, L.P. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 18, 2026 | Feb 5, 2026 |
| Holden Ziels | Goldman Sachs Wealth Services, L.P. BD affiliated | Prestige Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 18, 2026 | Jan 27, 2026 |
| Gary William Krisanda | Goldman Sachs Wealth Services, L.P. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2026 | Jan 14, 2026 |
| Andrew M Leege | Goldman Sachs Wealth Services, L.P. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2026 | Jan 13, 2026 |
| Jacob Dominikoski | Goldman Sachs Wealth Services, L.P. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 23, 2026 | Jan 9, 2026 |
| Sophia Grace Swain | Goldman Sachs Wealth Services, L.P. BD affiliated | Lord, Abbett & Co. LLC asset manager | Other | Jan 21, 2026 | Jan 13, 2026 |
| Justin Edward Nagel | Goldman Sachs Wealth Services, L.P. BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2026 | Dec 5, 2025 |
| Radha Moffitt | Goldman Sachs Wealth Services, L.P. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2026 | Jan 15, 2026 |
| Tucker Thomas Hastings | Goldman Sachs Wealth Services, L.P. BD affiliated | Alliancebernstein L.P. other | Other | Dec 22, 2025 | Jul 31, 2026 (221 d) |
| Joseph Salem | Goldman Sachs Wealth Services, L.P. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Dec 16, 2025 | Jun 17, 2026 (183 d) |
| David Cleason | Goldman Sachs Wealth Services, L.P. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 16, 2025 | Mar 31, 2026 (105 d) |
| Laurie Anne Hughes | Goldman Sachs Wealth Services, L.P. BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2025 | Mar 27, 2026 (105 d) |
| Maxwell Taylor Sewell | Goldman Sachs Wealth Services, L.P. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 12, 2025 | May 26, 2026 (165 d) |
| Morgan G Sledge | Goldman Sachs Wealth Services, L.P. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 11, 2025 | Feb 26, 2026 (77 d) |
| Andrea Bradley Claeys | Goldman Sachs Wealth Services, L.P. BD affiliated | Sage Private Wealth Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 11, 2025 | May 14, 2026 (154 d) |
| Angela Marcel-Gavin | Goldman Sachs Wealth Services, L.P. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2025 | Nov 20, 2025 |
| Robert M Siri | Goldman Sachs Wealth Services, L.P. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 10, 2025 | Jan 22, 2026 (43 d) |
| Patrick Alexander Brown | Goldman Sachs Wealth Services, L.P. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 10, 2025 | Aug 6, 2026 (239 d) |
| Noel Ortega | Goldman Sachs Wealth Services, L.P. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 3, 2025 | Nov 18, 2025 |
| Mckenna Christine Ryan | Goldman Sachs Wealth Services, L.P. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2025 | Jan 27, 2026 (64 d) |
| Russell George Delibero | Goldman Sachs Wealth Services, L.P. BD affiliated | Oxford Financial Group, Ltd independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 10, 2025 | Oct 31, 2025 |
| Michael J Hastings | Goldman Sachs Wealth Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2025 | Oct 14, 2025 |
| Madhavi Niranjan Holay | Goldman Sachs Wealth Services, L.P. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Oct 31, 2025 | Nov 4, 2025 |
| Jeremy Price | Goldman Sachs Wealth Services, L.P. BD affiliated | Retirement Planning Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2025 | Jul 15, 2026 (259 d) |
| Angela Janna Platt | Goldman Sachs Wealth Services, L.P. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 23, 2025 | Sep 30, 2025 |
| Aaron James Crist | Goldman Sachs Wealth Services, L.P. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2025 | Sep 29, 2025 |
| Chase Porter Carroll | Goldman Sachs Wealth Services, L.P. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2025 | Mar 27, 2026 (175 d) |
| Brian Juliano | Goldman Sachs Wealth Services, L.P. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 26, 2025 | Sep 4, 2025 |
| Ashton Myatt | Goldman Sachs Wealth Services, L.P. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 26, 2025 | Sep 10, 2025 |
| Timothy John Semke | Goldman Sachs Wealth Services, L.P. BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2025 | Aug 29, 2025 |
| Taylor Marie Foti | Goldman Sachs Wealth Services, L.P. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2025 | Sep 29, 2025 |
| Nathan Rimpf | Goldman Sachs Wealth Services, L.P. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 17, 2025 | Sep 15, 2025 |
| Isaak Dean Mcguire | Goldman Sachs Wealth Services, L.P. BD affiliated | Guidestone Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2025 | Aug 20, 2026 (349 d) |
| Steven Justin Aloia | Goldman Sachs Wealth Services, L.P. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 4, 2025 | Aug 8, 2025 |
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614 moves match.