DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Vanguard Advisers, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Carlos Benitez | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Sep 10, 2026 | Sep 15, 2026 |
| Cameron Nicholas Kerkes | Vanguard Advisers, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2026 | Sep 4, 2026 |
| Joyce Edith Breinlinger | Vanguard Advisers, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 7, 2026 | Sep 1, 2026 |
| Kyle Paul Mahle | Vanguard Advisers, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Aug 21, 2026 |
| Robert Michael Starinsky | Vanguard Advisers, Inc. BD affiliated | Level Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2026 | Aug 24, 2026 |
| Patrick James Toner | Vanguard Advisers, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2026 | Aug 4, 2026 |
| Alexander David Kallweit | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 13, 2026 | Aug 18, 2026 |
| Michael Joseph Spedale | Vanguard Advisers, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2026 | Sep 1, 2026 |
| Hussain Abdulkareem Hassan | Vanguard Advisers, Inc. BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2026 | Aug 25, 2026 |
| Russell Samson Schilt | Vanguard Advisers, Inc. BD affiliated | Sage Saguaro Financial Planning state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 11, 2026 | Sep 2, 2026 |
| Chadi Mneiny | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Aug 10, 2026 | Aug 18, 2026 |
| Emily Jo Stroud | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Aug 10, 2026 | Sep 8, 2026 |
| Kevin Eric Belskie | Vanguard Advisers, Inc. BD affiliated | Fat Cat Financial Advisor state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 10, 2026 | Jul 27, 2026 |
| Eric James Cassel | Vanguard Advisers, Inc. BD affiliated | Thrive Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 27, 2026 | Aug 4, 2026 |
| Andrew Marcantonio-Fields | Vanguard Advisers, Inc. BD affiliated | Plancorp, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 27, 2026 | Aug 11, 2026 |
| Chitra Madanmohan | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Jul 27, 2026 | Aug 26, 2026 |
| Benjamin James Laffredo | Vanguard Advisers, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 27, 2026 | Jul 21, 2026 |
| Emmaline Carroll Crawford | Vanguard Advisers, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2026 | Aug 10, 2026 |
| William Gustaf Kerwin | Vanguard Advisers, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2026 | Jul 13, 2026 |
| Christopher James Canal | Vanguard Advisers, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jul 17, 2026 | Jul 2, 2026 |
| John Graham Harris | Vanguard Advisers, Inc. BD affiliated | Vanguard Personalized Indexing Management asset manager | Other | Jul 16, 2026 | Jul 22, 2026 |
| Graydon Reme Schunkewitz | Vanguard Advisers, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2026 | Jul 30, 2026 |
| Connor Arlen Larson | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 16, 2026 | Jul 23, 2026 |
| Jay Klavene | Vanguard Advisers, Inc. BD affiliated | Usaa Investment Services Company no RAUM | Other | Jul 16, 2026 | Aug 3, 2026 |
| Shawn Andrew Wagner | Vanguard Advisers, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2026 | Jul 16, 2026 |
| Stephen Taylor Pell | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 6, 2026 | Aug 6, 2026 (31 d) |
| Zelos A. Willis | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 2, 2026 | Jun 26, 2026 |
| Andrew Martin Shand | Vanguard Advisers, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2026 | Jul 10, 2026 |
| Julian Neil Armstrong | Vanguard Advisers, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Aug 20, 2026 (70 d) |
| Kayden Popescu | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 11, 2026 | Aug 6, 2026 (56 d) |
| Francisco Javier Herrera | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Jun 3, 2026 | Jun 10, 2026 |
| Michelle Petrowski | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | May 28, 2026 | Jun 17, 2026 |
| Leona Jodiann Thompson | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 21, 2026 | May 19, 2026 |
| Justin Charles Viviano | Vanguard Advisers, Inc. BD affiliated | Modera Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2026 | May 18, 2026 |
| Davis Farnsworth Beazer | Vanguard Advisers, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | Jun 5, 2026 |
| Michael David D'Antonio | Vanguard Advisers, Inc. BD affiliated | Dt Investment Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2026 | May 29, 2026 |
| Kade Christensen | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | May 15, 2026 | May 28, 2026 |
| Kevin Arthur Loy | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 15, 2026 | May 22, 2026 |
| James Ryan Watkins | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | May 7, 2026 | May 13, 2026 |
| Charles Edward Tilkens | Vanguard Advisers, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2026 | May 5, 2026 |
| Douglas Beckner | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 4, 2026 | Jun 15, 2026 (42 d) |
| Michael Louis Moreno | Vanguard Advisers, Inc. BD affiliated | Captrust institutional | Other | May 4, 2026 | Jul 23, 2026 (80 d) |
| Mitchell Ryan Roth | Vanguard Advisers, Inc. BD affiliated | Sovran Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2026 | Apr 15, 2026 |
| Jason Payne | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Apr 21, 2026 | Apr 28, 2026 |
| Joseph Drew Bennett | Vanguard Advisers, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 20, 2026 | Apr 15, 2026 |
| Elizabeth D. Stancil | Vanguard Advisers, Inc. BD affiliated | Hilltop Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2026 | Jun 9, 2026 (55 d) |
| Trysten George | Vanguard Advisers, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 9, 2026 | Apr 22, 2026 |
| Lisa Hemby | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Apr 7, 2026 | Apr 8, 2026 |
| Robert Christopher Holt | Vanguard Advisers, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2026 | Apr 17, 2026 |
| Spencer Newell Ellsworth | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Apr 7, 2026 | May 13, 2026 (36 d) |
| Arianna Christa Pannarale | Vanguard Advisers, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2026 | Mar 25, 2026 |
| Paul Anthony Juliano | Vanguard Advisers, Inc. BD affiliated | Milestone Financial Associates, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2026 | Apr 9, 2026 |
| William Robert Grace | Vanguard Advisers, Inc. BD affiliated | Principal Advised Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2026 | May 4, 2026 (40 d) |
| Michael Scott Hebdon | Vanguard Advisers, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 20, 2026 | Mar 13, 2026 |
| Matthew Alex Rosenberg | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 20, 2026 | Apr 7, 2026 |
| Heather Dawn Jacroux Mcclain | Vanguard Advisers, Inc. BD affiliated | Prospera Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 17, 2026 | Mar 18, 2026 |
| John Michael Steele | Vanguard Advisers, Inc. BD affiliated | Freestone Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 17, 2026 | Mar 17, 2026 |
| Matthew Struthers | Vanguard Advisers, Inc. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Mar 16, 2026 | Apr 2, 2026 |
| Nicholas Louis Greco | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2026 | Mar 3, 2026 |
| Michael Anthony Pappas | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 6, 2026 | Mar 10, 2026 |
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1,256 moves match.