DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Vanguard Advisers, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joshua Ross Norton | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2026 | Sep 1, 2026 |
| Ian Flores | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Aug 25, 2026 |
| Kelly Georgette Gromoll | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Sep 2, 2026 |
| Diane Mentken | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 11, 2026 | Aug 28, 2026 |
| Diana C Rushton | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 11, 2026 | Aug 25, 2026 |
| Rayshawn Mccallum | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Aug 18, 2026 |
| Justin Jinhyun Tak | Ally Invest Advisors independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 5, 2026 | Sep 9, 2026 (35 d) |
| Paul Benjamin Haley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 4, 2026 | Aug 25, 2026 |
| Michelle Ying Lanza Addington | J.P. Morgan Securities LLC wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 2, 2026 | Aug 25, 2026 |
| Alexander Edward Espinosa | J.P. Morgan Securities LLC wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 30, 2026 | Sep 9, 2026 (41 d) |
| Grant Sevier Conway | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2026 | Sep 10, 2026 (44 d) |
| Michael Eric Dugan | Esi Financial Advisors independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 28, 2026 | Sep 9, 2026 (43 d) |
| Shane Alexander Bartle | Key Investment Services LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2026 | Aug 25, 2026 (33 d) |
| Kaitlin Fagan Stacey | Pnc Wealth Management BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2026 | Aug 17, 2026 |
| Loon Peter Chan | J.P. Morgan Securities LLC wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 21, 2026 | Aug 3, 2026 |
| Alejandro Navarro | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 21, 2026 | Aug 24, 2026 (34 d) |
| Robin Michael Meyer | T. Rowe Price Advisory Services, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2026 | Aug 20, 2026 (31 d) |
| Steven Michael Vanhorn | Fisher Investments independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 20, 2026 | Aug 12, 2026 |
| Mark Allen Merner | Edward Jones national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2026 | Aug 6, 2026 |
| Derek Bradley Seibert | J.P. Morgan Securities LLC wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 19, 2026 | Jul 22, 2026 |
| Kyle Robert Gibson | Strategic Advisers LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2026 | Sep 10, 2026 (55 d) |
| Terrance Andreco Campbell | Empower Advisory Group, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2026 | Aug 12, 2026 (35 d) |
| Amit Jaiswal Kalwar | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 7, 2026 | Aug 6, 2026 |
| Brian Bradford Slater | Cetera Investment Advisers LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2026 | Jul 20, 2026 |
| Dylan Elijah Delacruz | Fisher Investments independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 6, 2026 | Aug 7, 2026 (32 d) |
| Pooneh Pordell Warinner | J.P. Morgan Securities LLC wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 3, 2026 | Jul 29, 2026 |
| Edward James Blanchard | LPL Financial LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2026 | Jul 2, 2026 |
| Kevin Meredith Hemphill | Capital Analysts BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2026 | Aug 5, 2026 (35 d) |
| John Boris Onufreiczuk | Schwab Wealth Advisory, Inc. no RAUM | Vanguard Advisers, Inc. BD affiliated | Other | Jun 27, 2026 | Aug 4, 2026 (38 d) |
| Rong Xue | J.P. Morgan Securities LLC wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 26, 2026 | Jul 13, 2026 |
| Curtis Allen Skousen | Edward Jones national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 8, 2026 |
| Jordan David Johnston | J.P. Morgan Securities LLC wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 25, 2026 | Jul 6, 2026 |
| Tyler David Stearnes | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2026 | Aug 20, 2026 (57 d) |
| Clayborn Paul Mcclinton | Primerica Advisors national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2026 | Jul 8, 2026 |
| Trung Thanh Ngo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 23, 2026 | Jul 13, 2026 |
| Kevin Michael Fitzpatrick | U.S. Bancorp Advisors, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Jul 28, 2026 (36 d) |
| Richard Hakim Drew | Summit Financial, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Sep 16, 2026 (86 d) |
| Yusef Ossama Aly Wakeel | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 22, 2026 | Jul 21, 2026 |
| Vincent Michael Gutierrez | Schwab Wealth Advisory, Inc. no RAUM | Vanguard Advisers, Inc. BD affiliated | Other | Jun 19, 2026 | Aug 5, 2026 (47 d) |
| Amanda Kristin Colon | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 18, 2026 | Jul 15, 2026 |
| Burton David Feld | Morgan Stanley wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 15, 2026 | Jul 7, 2026 |
| Grayson Lane Matthews | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jul 2, 2026 |
| Edward Eyong Tambe-Ebot | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 10, 2026 | Jun 29, 2026 |
| Nikhil Vishal Nayar | LPL Financial LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2026 | Sep 8, 2026 (91 d) |
| Vladislav Michael Glouchkov | J.P. Morgan Securities LLC wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 7, 2026 | Jul 2, 2026 |
| Brent Casey Thompson | Capital Wealth, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 5, 2026 | Jul 1, 2026 |
| Jackson Joshua Klein | Sparta Wealth Partners independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 5, 2026 | Sep 14, 2026 (101 d) |
| Catherine Elizabeth Esparza | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 4, 2026 | Jul 14, 2026 (40 d) |
| Alejandro Martinez | Strategic Advisers LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2026 | Sep 16, 2026 (104 d) |
| Kenneth Christopher Zdziarski | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2026 | Jun 22, 2026 |
| Robert Ervin Williams | Empower Advisory Group, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2026 | Jun 15, 2026 |
| Sarah Lynn Sizemore | Fisher Investments independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 29, 2026 | Sep 4, 2026 (98 d) |
| Guy Rene Mondjii | T. Rowe Price Advisory Services, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2026 | Jun 15, 2026 |
| Lakeith Decody Bradford | Eagle Strategies LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2026 | Jun 16, 2026 |
| Brandon Thomas Weber | LPL Enterprise, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2026 | Aug 12, 2026 (78 d) |
| James Joseph Kelly | Equitable Advisors, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | Jun 1, 2026 |
| Dylan Lee Shaw | Equitable Advisors, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | Jul 9, 2026 (50 d) |
| Trinidad Salinas | LPL Financial LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | Jun 4, 2026 |
| Bing Liu | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 15, 2026 | Jun 3, 2026 |
| Christanoelle Nangatieh Ume | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 14, 2026 | May 28, 2026 |
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1,043 moves match.