DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Natixis Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Fredric William Pappas | Natixis Advisors, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 13, 2026 | Aug 31, 2026 (49 d) |
| Joseph Giar | Natixis Advisors, LLC BD affiliated | Touchstone Advisors Inc asset manager | Other | Mar 18, 2026 | Mar 20, 2026 |
| Zacharias Miller | Natixis Advisors, LLC BD affiliated | Tcw Investment Management Company LLC asset manager | Other | Feb 4, 2026 | Mar 3, 2026 |
| Michael E Abramo | Natixis Advisors, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2026 | Jan 27, 2026 |
| Peter Klos | Natixis Advisors, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 5, 2026 | Feb 20, 2026 (46 d) |
| Daniel Robert Price | Natixis Advisors, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 5, 2026 | Mar 20, 2026 (74 d) |
| Quinn O'Connor | Natixis Advisors, LLC BD affiliated | Blackrock Investment Management, LLC other | Other | Mar 28, 2025 | Jun 5, 2025 (69 d) |
| Viviana A Vilacha | Natixis Advisors, LLC BD affiliated | Allspring Funds Management, LLC asset manager | Other | Feb 19, 2025 | Feb 27, 2025 |
| Marina F Destefanis | Natixis Advisors, LLC BD affiliated | Blackrock Investment Management, LLC other | Other | Oct 2, 2024 | Oct 4, 2024 |
| Emilio Alfredo Ramos | Natixis Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 5, 2024 | Aug 23, 2024 |
| James Burgess Conner | Natixis Advisors, LLC BD affiliated | Tcw Investment Management Company LLC asset manager | Other | Jun 24, 2024 | Jun 28, 2024 |
| Andrea Giganti Brooklier | Natixis Advisors, LLC BD affiliated | Nuveen Asset Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2024 | Apr 4, 2024 |
| Kyle Schmidt | Natixis Advisors, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2023 | Mar 14, 2024 (185 d) |
| Manish Giri | Natixis Advisors, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2023 | Sep 26, 2023 (57 d) |
| John Patrick Gavin | Natixis Advisors, LLC BD affiliated | Assetalign state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 17, 2023 | Mar 26, 2024 (253 d) |
| Mark David Hollick | Natixis Advisors, LLC BD affiliated | Payden & Rygel other | Other | May 3, 2023 | May 10, 2023 |
| Kevin Truckly | Natixis Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 13, 2023 | Nov 24, 2023 (256 d) |
| Albert Frederick Barbaro | Natixis Advisors, LLC BD affiliated | American Beacon Advisors, Inc. other | Other | Jul 25, 2022 | Sep 23, 2022 (60 d) |
| Mindy Freedman | Natixis Advisors, LLC BD affiliated | Fidelity Institutional Wealth Adviser LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 19, 2022 | May 23, 2024 (674 d) |
| Bryan Dennis Carpenter | Natixis Advisors, LLC BD affiliated | Allspring Funds Management, LLC asset manager | Other | Jul 12, 2022 | Aug 31, 2022 (50 d) |
| Anthony Henriquez | Natixis Advisors, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 14, 2022 | Apr 30, 2022 |
| Ann Margaret Macagba Bishop | Natixis Advisors, LLC BD affiliated | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2022 | Mar 22, 2022 |
| Eric Jacobs Foster | Natixis Advisors, LLC BD affiliated | Nuveen Asset Management, LLC other | Other | Mar 4, 2021 | Dec 1, 2023 (1002 d) |
| Vincent Bertram | Natixis Advisors, LLC BD affiliated | Fidelity Institutional Wealth Adviser LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2020 | Feb 27, 2023 (965 d) |
| Harold Thomas Whalen | Natixis Advisors, LLC BD affiliated | Thornburg Investment Management Inc asset manager | Other | Apr 3, 2020 | Mar 27, 2020 |
| Ruhan Inanoglu | Natixis Advisors, LLC BD affiliated | Securian Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2020 | Nov 9, 2020 (220 d) |
| Justin Appel | Natixis Advisors, LLC BD affiliated | First Trust Advisors LP asset manager | Other | Aug 6, 2019 | Jan 6, 2025 (1980 d) |
| Samuel Haggis Hodgson | Natixis Advisors, LLC BD affiliated | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2019 | Aug 6, 2019 |
| Brent Landon Charriere | Natixis Advisors, LLC BD affiliated | John Hancock Investment Management LLC asset manager | Other | May 20, 2019 | May 28, 2019 |
| Leann Shea | Natixis Advisors, LLC BD affiliated | Captrust institutional | Other | May 20, 2019 | Jun 3, 2019 |
| Jeremy A Taylor | Natixis Advisors, LLC BD affiliated | Catholic Investment Services, Inc. asset manager | Other | Mar 5, 2019 | Jun 2, 2020 (455 d) |
| Lira B Lynch | Natixis Advisors, LLC BD affiliated | Eaton Vance Management mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2019 | Apr 8, 2019 (34 d) |
| Daniel R Adams | Natixis Advisors, LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 20, 2018 | Dec 4, 2018 |
| Scott Edward Beckman | Natixis Advisors, LLC BD affiliated | Whitegate Investment Counselors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2018 | May 31, 2019 (199 d) |
| Keith Allen O'Keefe | Natixis Advisors, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 20, 2018 | Jul 20, 2018 |
| Jeremiah Dallas Gallington | Natixis Advisors, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2018 | May 23, 2018 (50 d) |
| Douglas Theodore Van Sickle | Natixis Advisors, LLC other | Edward Jones national BD | Other | Aug 15, 2017 | Aug 30, 2017 |
| Daniel Rosales | Natixis Advisors, LLC other | Edward Jones national BD | Other | Jul 24, 2017 | Dec 12, 2017 (141 d) |
| Ian Stephens | Natixis Advisors, LLC other | Edward Jones national BD | Other | Jul 17, 2017 | Aug 22, 2017 (36 d) |
| Cristina Marie Campbell | Natixis Advisors, LLC other | Strategic Advisers LLC national BD | Other | Mar 6, 2017 | Mar 30, 2017 |
| Kevin Patrick O'Regan | Natixis Advisors, LLC other | Kayne Anderson Rudnick Investment Management, LLC other | Other | Dec 20, 2016 | May 2, 2019 (863 d) |
| Paul D Alwine | Natixis Advisors, LLC other | Edward Jones national BD | Other | Nov 17, 2016 | Dec 27, 2016 (40 d) |
| Eric Lawrence Hopkins | Natixis Advisors, LLC other | Santander Securities other | Other | Nov 14, 2016 | Jan 18, 2017 (65 d) |
| Jacob Ryan Stewart | Natixis Advisors, LLC other | Cetera Advisors LLC other | Other | Aug 24, 2016 | Sep 21, 2016 |
| Jeffrey Bonafe | Natixis Advisors, LLC other | Morgan Stanley wirehouse | Other | Oct 6, 2014 | Feb 9, 2015 (126 d) |
| Charles Christopher Gilbert | Natixis Advisors, LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Sep 30, 2014 | Jan 27, 2016 (484 d) |
| Andrew Leo Humberd | Natixis Advisors, LLC other | Putnam Investment Management, LLC other | Other | Aug 5, 2014 | Aug 12, 2014 |
| George Joseph Manning | Natixis Advisors, LLC other | Trustage Investment Management institutional | Other | Oct 15, 2012 | Jan 15, 2020 (2648 d) |
| Andrew S Gibson | Natixis Advisors, LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Oct 10, 2012 | Oct 5, 2012 |
| Anthony M Strittholt | Natixis Advisors, LLC other | Hartford Funds other | Other | Jul 5, 2012 | Jun 20, 2014 (715 d) |
| John Patrick Garrett | Natixis Advisors, LLC other | Mfs Institutional Advisors Inc. other | Other | Jul 11, 2011 | Jul 28, 2011 |
| Lori Panuccio Hubbard | Natixis Advisors, LLC other | Morgan Keegan & Company, LLC other | Other | Jan 31, 2011 | Feb 17, 2011 |
| Matthew Tyne Raynor | Natixis Advisors, LLC other | Blackrock Fund Advisors other | Other | Aug 10, 2010 | Jan 11, 2011 (154 d) |
| David Kemmerer | Natixis Advisors, LLC other | Chase Investment Services Corp. other | Other | Nov 3, 2009 | Jan 6, 2010 (64 d) |
| Mark Andrew Shank | Natixis Advisors, LLC other | Lsia other | Other | Oct 13, 2008 | Jul 11, 2008 |
| Karen Lynn Mcclintock | Natixis Advisors, LLC other | Lsia other | Other | Oct 13, 2008 | Jul 11, 2008 |
| Andrew S Gibson | Natixis Advisors, LLC other | Thomas Weisel Partners LLC other | Other | May 4, 2007 | May 8, 2007 |
| Daniel John Mccarthy | Natixis Advisors, LLC other | Eaton Vance Management other | Other | Jan 5, 2007 | Aug 29, 2008 (602 d) |
| Eric Michael Clark | Natixis Advisors, LLC other | Tenet Capital LLC unclassified | Other | Dec 17, 2004 | Nov 7, 2006 (690 d) |
| Joseph William Langella | Natixis Advisors, LLC other | Logan Capital Management, Inc. other | Other | Dec 2, 2003 | Jul 20, 2015 (4248 d) |
Page 1 of 1
60 moves match.