DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Realta Investment Advisors, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Noah Labelle | Realta Investment Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Sep 4, 2026 |
| Johnny Borrelli | Realta Investment Advisors, Inc BD affiliated | Crescent Advisor Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2026 | Jul 14, 2026 |
| Ryan J Munoz | Realta Investment Advisors, Inc BD affiliated | Clairalpha Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 8, 2026 | May 20, 2026 |
| Jason Douglas Konskier | Realta Investment Advisors, Inc BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2026 | Apr 9, 2026 |
| Raymond Cripps De Witt | Realta Investment Advisors, Inc BD affiliated | Transce3nd LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2026 | Dec 10, 2025 |
| Sean Patrick Gunning | Realta Investment Advisors, Inc BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2025 | Oct 1, 2025 |
| Elizabeth Legacy | Realta Investment Advisors, Inc BD affiliated | Robinhood Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | May 28, 2025 | Jan 13, 2026 (230 d) |
| Mark William Karstrom | Realta Investment Advisors, Inc BD affiliated | Fourstar Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 28, 2025 | Dec 16, 2020 |
| Craig M Wiener | Realta Investment Advisors, Inc BD affiliated | Alden Investment Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2025 | Mar 7, 2025 |
| Abbey Dawn Eastham | Realta Investment Advisors, Inc BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2025 | Feb 20, 2025 |
| Kevin Michael Keefe | Realta Investment Advisors, Inc BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2025 | Apr 24, 2025 (69 d) |
| Justin Duane Mundt | Realta Investment Advisors, Inc BD affiliated | Transce3nd LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 28, 2025 | Sep 12, 2024 |
| Keith Joseph Furio | Realta Investment Advisors, Inc BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2025 | Jan 8, 2025 |
| Robert E Davis | Realta Investment Advisors, Inc BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2024 | Oct 14, 2024 |
| Ross B Fronk | Realta Investment Advisors, Inc BD affiliated | Ashton Thomas Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2024 | Nov 5, 2024 |
| Aileen F Defroda | Realta Investment Advisors, Inc BD affiliated | Ashton Thomas Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2024 | Oct 21, 2024 |
| Roman Savage Leniw | Realta Investment Advisors, Inc BD affiliated | Nations Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2024 | Sep 4, 2024 |
| Frank M Calabrese | Realta Investment Advisors, Inc BD affiliated | Nations Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2024 | Sep 3, 2024 |
| Matthew Dwayne Rakerd | Realta Investment Advisors, Inc BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2024 | Aug 28, 2024 |
| Gregg Michael Somerville | Realta Investment Advisors, Inc BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2024 | Aug 28, 2024 |
| Sean Somerville | Realta Investment Advisors, Inc BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2024 | Aug 23, 2024 |
| Erik Somerville | Realta Investment Advisors, Inc BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2024 | Aug 23, 2024 |
| Robert Edward Marsh | Realta Investment Advisors, Inc BD affiliated | Premier Private Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 8, 2024 | Aug 8, 2024 |
| Jiahong Yan | Realta Investment Advisors, Inc BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2024 | Aug 6, 2024 |
| Gary Scott Ross | Realta Investment Advisors, Inc BD affiliated | Premier Private Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 8, 2024 | Aug 8, 2024 |
| James Franklin Shenk | Realta Investment Advisors, Inc BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2024 | Jul 8, 2024 |
| Kyle Claxton Shenk | Realta Investment Advisors, Inc BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2024 | Jul 2, 2024 |
| Andrew Henry Dietz | Realta Investment Advisors, Inc BD affiliated | Monumental Wealth, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 28, 2024 | May 20, 2024 |
| Mark Timothy Youngs | Realta Investment Advisors, Inc BD affiliated | Alden Investment Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2024 | Jun 24, 2024 |
| Thomas Patrick Smith | Realta Investment Advisors, Inc BD affiliated | Legacy Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 23, 2024 | May 23, 2024 |
| Alexander Daniel Orlando | Realta Investment Advisors, Inc BD affiliated | Key Client Fiduciary Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 23, 2024 | Jul 9, 2020 |
| Joel David Orris | Realta Investment Advisors, Inc BD affiliated | Key Client Fiduciary Advisors, LLC no RAUM | Other | Apr 3, 2024 | Oct 31, 2018 |
| Louis Anthony Tucci | Realta Investment Advisors, Inc BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2024 | Feb 28, 2024 |
| Randall Todd Waldrip | Realta Investment Advisors, Inc BD affiliated | Crest Private Wealth, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 25, 2024 | Jan 3, 2025 (344 d) |
| Laura Leigh Gates | Realta Investment Advisors, Inc BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2024 | Jan 25, 2024 |
| Anthony Jerry Kulhanek | Realta Investment Advisors, Inc BD affiliated | Crescent Advisor Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 21, 2023 | Jan 25, 2024 (35 d) |
| Vincent Keith Annable | Realta Investment Advisors, Inc BD affiliated | Transce3nd LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2023 | Jul 26, 2023 |
| Robert Lloyd Annable | Realta Investment Advisors, Inc BD affiliated | Wealth Strategies Advisory Group unclassified | Other | Dec 20, 2023 | Aug 5, 2021 |
| Andrew John Dinkelmeyer | Realta Investment Advisors, Inc BD affiliated | Wealth Strategies Advisory Group unclassified | Other | Dec 20, 2023 | Feb 1, 2023 |
| Amy Joslin | Realta Investment Advisors, Inc BD affiliated | Transce3nd LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2023 | Sep 14, 2023 |
| Eric J Lauk | Realta Investment Advisors, Inc BD affiliated | Alliancebernstein L.P. asset manager | Other | Oct 30, 2023 | Nov 17, 2023 |
| Larissa Jane Costello | Realta Investment Advisors, Inc BD affiliated | Alden Investment Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 12, 2023 | Sep 12, 2023 |
| Christopher John Alverson | Realta Investment Advisors, Inc BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 28, 2023 | Apr 5, 2023 |
| Brian Edward Gardiner | Realta Investment Advisors, Inc BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2023 | Feb 24, 2023 |
| Paul Robert Schaller | Realta Investment Advisors, Inc BD affiliated | Trustmont Advisory Group, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2023 | Mar 10, 2023 (51 d) |
| Michael Werner Keller | Realta Investment Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2023 | Jan 12, 2026 (1097 d) |
| Martin Jennings Curry | Realta Investment Advisors, Inc BD affiliated | First Shore Private Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 19, 2022 | Feb 2, 2026 (1141 d) |
| Brian Joseph Haney | Realta Investment Advisors, Inc BD affiliated | Dempsey Lord Smith, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2022 | Nov 11, 2022 |
| Elizabeth Basinger Stevens | Realta Investment Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2022 | Apr 28, 2023 (224 d) |
| Robert Charles Mehlin | Realta Investment Advisors, Inc BD affiliated | Key Client Fiduciary Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 5, 2022 | Mar 5, 2019 |
| Stacy Y Barrom | Realta Investment Advisors, Inc BD affiliated | Mosaic Wealth Consultants, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 27, 2022 | Oct 25, 2022 (120 d) |
| Thavaselan Subramaniam | Realta Investment Advisors, Inc BD affiliated | Claraphi Advisory Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 15, 2022 | Jun 15, 2022 |
| Gabriel Tishelman | Realta Investment Advisors, Inc BD affiliated | Jefferies Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2022 | Nov 6, 2023 (511 d) |
| Candice Lee Gilman | Realta Investment Advisors, Inc BD affiliated | Sofi Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 30, 2022 | Mar 23, 2022 |
| Jason Robert Lipps | Realta Investment Advisors, Inc BD affiliated | Meritum Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 17, 2022 | Jun 3, 2022 (78 d) |
| Doris Ann Beutner Candito | Realta Investment Advisors, Inc BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 13, 2021 | Nov 30, 2021 |
| Thomas Caine Shultz | Realta Investment Advisors, Inc BD affiliated | Titan Securities unclassified | Other | Jan 27, 2021 | Sep 30, 2021 (246 d) |
| Curt Robert Stauffer | Realta Investment Advisors, Inc BD affiliated | Cs Planning Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2020 | Aug 26, 2020 |
| Kevin Todd Canterbury | Realta Investment Advisors, Inc BD affiliated | Cs Planning Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2020 | Nov 12, 2020 (77 d) |
| John Michael Nuckel | Realta Investment Advisors, Inc BD affiliated | John Nuckel LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 12, 2020 | Jul 18, 2021 (401 d) |
Page 1 of 2Next
86 moves match.