DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Realta Investment Advisors, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Cady Edwards | Zacks Investment Management, Inc. mixed wealth | Realta Investment Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 20, 2026 | May 29, 2026 |
| Raymond Cripps De Witt | Transce3nd LLC independent RIA | Realta Investment Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Feb 23, 2026 | Feb 27, 2026 |
| Noah Labelle | LPL Financial LLC BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2026 | Mar 6, 2026 |
| Kevin Emanuel Kelly | Osaic Wealth, Inc. BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2026 | Jan 22, 2026 |
| Ryan J Munoz | Transce3nd LLC independent RIA | Realta Investment Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jan 5, 2026 | Feb 6, 2026 (32 d) |
| Richard Willson Ranck | Valor Consulting & Distribution unclassified | Realta Investment Advisors, Inc BD affiliated | Other | Oct 16, 2025 | Oct 16, 2025 |
| Dillon Dee Hall | Arkadios Wealth Advisors BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2025 | Mar 4, 2025 |
| Anthony Jerry Kulhanek | Crescent Advisor Group, Inc. independent RIA | Realta Investment Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2025 | Jan 17, 2025 |
| Vincent Michael Tassone | Raymond James & Associates, Inc. national BD | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2024 | Mar 24, 2026 (459 d) |
| Timothy Farrington Checko | LPL Financial LLC BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2024 | Sep 4, 2026 (631 d) |
| Bhagwati Mahendru | Cetera Investment Advisers LLC BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2024 | Nov 8, 2024 |
| Abbey Dawn Eastham | Cetera Investment Advisers LLC BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2024 | Oct 14, 2024 |
| Jeffrey Guy Labelle | International Assets Investment Management, LLC BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2024 | Jan 5, 2026 (462 d) |
| Justin Duane Mundt | Coppell Advisory Solutions LLC independent RIA | Realta Investment Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Sep 6, 2024 | Sep 5, 2024 |
| Elizabeth Legacy | Sorrento Pacific Financial, LLC BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2024 | Jul 1, 2024 |
| Alfred Gesing | Avantax Advisory Services BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2024 | Jun 17, 2024 |
| John Edward Scott | Calton & Associates, Inc. independent RIA | Realta Investment Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jun 7, 2024 | Jan 1, 2025 (208 d) |
| Stephen Claude Forsyth Lovell | Kingswood Wealth Advisors, LLC BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2024 | Nov 22, 2023 |
| Charlie Elamparo | LPL Financial LLC BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2024 | Feb 14, 2024 |
| Zelalem Baalu Girma | Newedge Advisors BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2024 | Jan 30, 2024 |
| Raymond Cripps De Witt | Bangerter Financial Services, Inc. state registered | Realta Investment Advisors, Inc BD affiliated | Other | Jan 23, 2024 | Jan 26, 2024 |
| Keith Joseph Furio | Main Street Management Company independent RIA | Realta Investment Advisors, Inc other | Other | Dec 31, 2023 | Apr 29, 2013 |
| Michael Martin Mirich | Arete Wealth Advisors, LLC BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2023 | Jan 1, 2025 (376 d) |
| Stanley William Smrke | Transamerica Financial Advisors, LLC BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2023 | Mar 10, 2025 (459 d) |
| Richard Scott Toban | Arete Wealth Advisors, LLC BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2023 | Nov 30, 2023 |
| Johnny Borrelli | Concorde Asset Management, LLC BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2023 | Nov 30, 2023 |
| Zachary Waldon | Equitable Advisors, LLC national BD | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Sep 17, 2025 (658 d) |
| Amy White Widener | Arete Wealth Advisors, LLC BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2023 | Sep 22, 2023 |
| Thomas Samuel Lisk | Arete Wealth Advisors, LLC BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2023 | Oct 3, 2023 |
| Donald Lee Wells | Titan Securities unclassified | Realta Investment Advisors, Inc BD affiliated | Other | Jun 30, 2023 | Aug 2, 2023 (33 d) |
| Richard Goodwin | Titan Securities unclassified | Realta Investment Advisors, Inc BD affiliated | Other | Jun 30, 2023 | Jun 28, 2023 |
| Thomas Caine Shultz | Titan Securities unclassified | Realta Investment Advisors, Inc BD affiliated | Other | Jun 30, 2023 | Jul 25, 2023 |
| Jennifer Diane Lander | Titan Securities unclassified | Realta Investment Advisors, Inc BD affiliated | Other | Jun 30, 2023 | Jul 7, 2023 |
| James Edward Van Meter | Center Street Advisors, Inc. independent RIA | Realta Investment Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 2, 2023 | Jan 26, 2024 (269 d) |
| Thomas Patrick Smith | Capital Markets Iq, LLC independent RIA | Realta Investment Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Oct 12, 2022 | Nov 2, 2022 |
| James Marion Nelson | Kalos Management BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2022 | Sep 12, 2022 |
| Louis Anthony Tucci | Securities America Advisors, Inc. BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2022 | Jul 28, 2022 |
| Shaun Eck | Kestra Private Wealth Services, LLC BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 5, 2022 | Jul 6, 2022 |
| Steven Kent Quinly | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Realta Investment Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 30, 2022 | Aug 1, 2022 (32 d) |
| Gabriel Tishelman | Key Client Fiduciary Advisors, LLC independent RIA | Realta Investment Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jun 14, 2022 | May 4, 2021 |
| John C Stadtmueller | LPL Financial LLC BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2022 | Jun 24, 2026 (1618 d) |
| Kenneth Russell Boyd | Triad Advisors, LLC BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2021 | Dec 14, 2021 |
| Stacy Y Barrom | Calton & Associates, Inc. independent RIA | Realta Investment Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Oct 1, 2021 | Nov 1, 2021 (31 d) |
| Jason Douglas Konskier | Wells Fargo Advisors wirehouse | Realta Investment Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 20, 2021 | Nov 10, 2021 (82 d) |
| Thavaselan Subramaniam | Claraphi Advisory Network, LLC independent RIA | Realta Investment Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jul 29, 2021 | Jul 30, 2021 |
| Vincent Keith Annable | Arete Wealth Advisors, LLC BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2021 | Jul 19, 2021 |
| Robert Lloyd Annable | Arete Wealth Advisors, LLC BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2021 | Jul 19, 2021 |
| Andrew John Dinkelmeyer | Center Street Advisors, Inc. independent RIA | Realta Investment Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2021 | Aug 4, 2021 |
| Michael Werner Keller | International Assets Investment Management, LLC BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2021 | Jan 29, 2021 |
| Steven Horn | Citigroup Global Markets Inc. BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2020 | Nov 10, 2021 (338 d) |
| David Sylvan Cooper | Truist Advisory Services, Inc. BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2020 | Nov 10, 2020 |
| Mark William Karstrom | Sanctuary Advisors, LLC BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2020 | Sep 16, 2020 |
| Alexander Daniel Orlando | Wells Fargo Advisors wirehouse | Realta Investment Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 6, 2020 | Jul 9, 2020 |
| Brian Edward Gardiner | Cl Wealth Management LLC BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2020 | May 7, 2020 |
| Robert Barrett Schilling | United Planners' Financial Services Of America A Limited Partner independent RIA | Realta Investment Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 7, 2020 | Jan 9, 2025 (1708 d) |
| Kevin Michael Keefe | Independent Advisor Alliance, LLC independent RIA | Realta Investment Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 4, 2020 | Apr 6, 2023 (1067 d) |
| Larissa Jane Costello | Raymond James Financial Services Advisors, Inc BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2020 | Apr 17, 2020 |
| David Francis Vitt | United Brokerage Services Inc independent RIA | Realta Investment Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Dec 26, 2019 | Mar 24, 2020 (89 d) |
| Noah D. Wertheimer | J.P. Morgan Securities LLC wirehouse | Realta Investment Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 6, 2019 | Nov 20, 2025 (2176 d) |
| Elizabeth Basinger Stevens | Sandlapper Wealth Management, LLC independent RIA | Realta Investment Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Apr 22, 2019 | Jan 13, 2022 (997 d) |
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120 moves match.