DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Xypn Sapphire
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Thomas Forrester | Krilogy independent RIA | Xypn Sapphire independent RIA | RIA to RIA | Sep 16, 2026 | Sep 15, 2026 |
| Grant Desaussure O'Bryan | Alchemy Wealth Management state registered | Xypn Sapphire independent RIA | Other | Aug 14, 2026 | Aug 21, 2026 |
| Nathaniel David Baim | Pursuit Planning And Investments, LLC unclassified | Xypn Sapphire independent RIA | Other | Jul 21, 2026 | May 26, 2026 |
| Patricia Michelleheaton Parker | Patricia Heaton Parker, CFP unclassified | Xypn Sapphire asset manager | Other | Jul 3, 2026 | Nov 27, 2024 |
| Amy Lynn Shappell | Cgn Advisors, LLC independent RIA | Xypn Sapphire independent RIA | RIA to RIA | Jul 2, 2026 | Jun 23, 2026 |
| Kyle Hunt Wilke | Cgn Advisors, LLC independent RIA | Xypn Sapphire independent RIA | RIA to RIA | Jul 2, 2026 | Jun 5, 2026 |
| William James Dion | Cerity Partners LLC independent RIA | Xypn Sapphire independent RIA | RIA to RIA | Jun 3, 2026 | Jul 15, 2026 (42 d) |
| William Ross Drexler | Ameriprise Financial Services, LLC national BD | Xypn Sapphire independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2026 | May 1, 2026 |
| Richard Scott Boyles | Brightscape Investment Centers state registered | Xypn Sapphire independent RIA | Other | Apr 16, 2026 | Apr 16, 2026 |
| Deivanayak T Balakrishnan | Certified Advisory Corp independent RIA | Xypn Sapphire independent RIA | RIA to RIA | Apr 9, 2026 | Apr 2, 2026 |
| Justin Carter Pritchard | Approach Financial Planning unclassified | Xypn Sapphire independent RIA | Other | Mar 29, 2026 | Dec 2, 2025 |
| Michael Finn | One Charles Private Wealth independent RIA | Xypn Sapphire independent RIA | RIA to RIA | Mar 12, 2026 | May 11, 2026 (60 d) |
| Jeffrey Robert Snodgrass | Mindful Wealth state registered | Xypn Sapphire asset manager | Other | Jan 14, 2026 | Jan 10, 2022 |
| John Peter Jenkins | Empower Advisory Group, LLC BD affiliated | Xypn Sapphire independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2026 | Aug 24, 2026 (230 d) |
| Brennain James Van Der Hoeven | One Charles Private Wealth independent RIA | Xypn Sapphire independent RIA | RIA to RIA | Jan 6, 2026 | Jan 22, 2026 |
| Amelia Leigh Thomas | Empire Capital Ventures unclassified | Xypn Sapphire independent RIA | Other | Dec 31, 2025 | Aug 7, 2026 (219 d) |
| David Liegakos | Intrepid Financial Services LLC unclassified | Xypn Sapphire independent RIA | Other | Dec 31, 2025 | Nov 13, 2025 |
| Erin Adele O'Brien | Purposeful Money, LLC unclassified | Xypn Sapphire independent RIA | Other | Nov 20, 2025 | Apr 28, 2025 |
| Charles Michael Feehely | Valor Wealth Partners state registered | Xypn Sapphire independent RIA | Other | Nov 17, 2025 | Jan 2, 2026 (46 d) |
| Mark Aaron Lee Evers | Concurrent Wealth Management state registered | Xypn Sapphire independent RIA | Other | Nov 5, 2025 | Sep 15, 2025 |
| Philip S Gibson | Concurrent Wealth Management state registered | Xypn Sapphire independent RIA | Other | Nov 5, 2025 | Aug 8, 2025 |
| Steven Moffitt | Strategic Advisers LLC national BD | Xypn Sapphire independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2025 | Sep 5, 2025 |
| Kevin Kennedy | Strategic Advisers LLC national BD | Xypn Sapphire independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2025 | Sep 5, 2025 |
| Hilal Yilmaz | Insight Investment Counsel independent RIA | Xypn Sapphire independent RIA | RIA to RIA | Sep 23, 2025 | Mar 4, 2026 (162 d) |
| Kevin Michael Flint | Osaic Institutions, Inc. BD affiliated | Xypn Sapphire independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 8, 2025 | Jan 9, 2026 (123 d) |
| Eunsoo Chung | Guiding Wealth Management, LLC state registered | Xypn Sapphire independent RIA | Other | Aug 25, 2025 | Aug 28, 2025 |
| Joseph Michael Dunn | Commonwealth Financial Network national BD | Xypn Sapphire independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2025 | Nov 24, 2025 (95 d) |
| Tyler Patrick Conley | Syverson Strege independent RIA | Xypn Sapphire independent RIA | RIA to RIA | Aug 15, 2025 | Aug 18, 2025 |
| Patrick Gannon Diamond | Wealth Management Resources, Inc. independent RIA | Xypn Sapphire independent RIA | RIA to RIA | Aug 13, 2025 | Oct 9, 2025 (57 d) |
| David William Frank | Turning Point Planning LLC unclassified | Xypn Sapphire asset manager | Other | Jul 30, 2025 | Jan 12, 2025 |
| Scott Michael Malbasa | Empirical Wealth Management independent RIA | Xypn Sapphire independent RIA | RIA to RIA | Jul 16, 2025 | Jun 26, 2025 |
| Julian Treves | Avise Financial independent RIA | Xypn Sapphire independent RIA | RIA to RIA | Jun 25, 2025 | Jul 28, 2025 (33 d) |
| Chris Brown | Birdie Retirement Planning unclassified | Xypn Sapphire asset manager | Other | Jun 13, 2025 | Jan 7, 2025 |
| Tamie Ball | Brookstone Wealth Advisors, LLC no RAUM | Xypn Sapphire independent RIA | Other | Jun 6, 2025 | May 22, 2025 |
| Mario Joseph Pizzamiglio | Ardent Guardian Wealth Advisory, LLC state registered | Xypn Sapphire asset manager | Other | Apr 28, 2025 | Apr 14, 2025 |
| Lindsey Carolyn Young | Quiet Wealth unclassified | Xypn Sapphire asset manager | Other | Feb 27, 2025 | Dec 19, 2024 |
| Bryan James Gum | Triune Financial Partners, LLC independent RIA | Xypn Sapphire asset manager | Other | Feb 24, 2025 | Mar 24, 2025 |
| Stratton Harrison | Allworth Financial, L.P. BD affiliated | Xypn Sapphire asset manager | Other | Feb 18, 2025 | Feb 14, 2025 |
| Shana Elise Bennett | Hightower Advisors, LLC BD affiliated | Xypn Sapphire independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2025 | May 27, 2025 (109 d) |
| Marianne Poon | Woodmont Financial Partners LLC state registered | Xypn Sapphire asset manager | Other | Jan 16, 2025 | Dec 3, 2024 |
| David Harding Brown | Clear Skies Planning & Wealth unclassified | Xypn Sapphire asset manager | Other | Jan 14, 2025 | Dec 23, 2024 |
| Christopher Alan Arnold | Secfi Advisory Limited other | Xypn Sapphire asset manager | Other | Jan 13, 2025 | Dec 23, 2024 |
| Johannes Carl Fure | Mercer Global Advisors Inc. independent RIA | Xypn Sapphire independent RIA | RIA to RIA | Jan 10, 2025 | May 1, 2025 (111 d) |
| Dallin Van Walker | Onyx Financial Advisors, LLC independent RIA | Xypn Sapphire independent RIA | RIA to RIA | Jan 2, 2025 | May 22, 2025 (140 d) |
| Ronald Alan Rhoades | Scholar Financial, LLC unclassified | Xypn Sapphire asset manager | Other | Dec 31, 2024 | Jul 24, 2024 |
| Sean Alexander Hummel | Confidence Wealth Management, Inc. independent RIA | Xypn Sapphire independent RIA | RIA to RIA | Dec 16, 2024 | Oct 22, 2025 (310 d) |
| Charles Michael Feehely | Charles Michael Financial LLC unclassified | Xypn Sapphire asset manager | Other | Sep 17, 2024 | Sep 17, 2024 |
| Samantha Wendy Silberstein | Slp Wealth independent RIA | Xypn Sapphire asset manager | Other | Jul 26, 2024 | Aug 23, 2024 |
| Anton Fawver Madsen | Newleaf Financial Guidance unclassified | Xypn Sapphire asset manager | Other | Jul 15, 2024 | Feb 8, 2024 |
| Bradley Michael Griffiths | The Ameriflex Group BD affiliated | Xypn Sapphire asset manager | Other | Jul 12, 2024 | Jul 31, 2024 |
| Derek Todd Merkler | Trophy Point Financial Planning LLC unclassified | Xypn Sapphire asset manager | Other | May 31, 2024 | Aug 21, 2024 (82 d) |
| Melody Brady | Beechmont Financial unclassified | Xypn Sapphire asset manager | Other | Apr 1, 2024 | Feb 12, 2024 |
| Alexa Symone Ashi | Palm Wealth Partners independent RIA | Xypn Sapphire independent RIA | RIA to RIA | Mar 19, 2024 | Mar 23, 2026 (734 d) |
| Brian D. Muller | Total Wealth Advisors, LLC independent RIA | Xypn Sapphire independent RIA | RIA to RIA | Mar 9, 2024 | Feb 12, 2026 (705 d) |
| Andrew Michael Almeida | Go Cio unclassified | Xypn Sapphire asset manager | Other | Dec 31, 2023 | Mar 6, 2025 (431 d) |
| Ryan William Johnson | LPL Financial LLC BD affiliated | Xypn Sapphire asset manager | Other | Dec 20, 2023 | Feb 8, 2024 (50 d) |
| Cherry Thi Phan | Maslow Wealth Advisors independent RIA | Xypn Sapphire asset manager | Other | Oct 3, 2023 | Nov 26, 2024 (420 d) |
| Bryan Wilczewski | Householder Group Estate & Retirement Specialists independent RIA | Xypn Sapphire asset manager | Other | Aug 23, 2023 | Apr 1, 2024 (222 d) |
| Ryan Mcquinn Moak | Ry Financial unclassified | Xypn Sapphire independent RIA | Other | Aug 27, 2021 | Aug 25, 2026 (1824 d) |
| Thomas Dekari Kerney | Early Capital, LLC no RAUM | Xypn Sapphire asset manager | Other | Feb 1, 2021 | Feb 2, 2021 |
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61 moves match.