DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Hornor, Townsend & Kent, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michelle Boyce | Hornor, Townsend & Kent, LLC independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 14, 2026 | Aug 25, 2026 |
| Daniel I Forbes | Hornor, Townsend & Kent, LLC independent RIA | Centaurus Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 22, 2026 | Aug 7, 2026 |
| Joseph David Shalom | Hornor, Townsend & Kent, LLC independent RIA | Thepartners Wealth Management independent RIA | RIA to RIA | Jul 21, 2026 | Jul 17, 2026 |
| Michael Johnathan Vines | Hornor, Townsend & Kent, LLC independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Jul 21, 2026 | Jul 20, 2026 |
| Joseph Garrett | Hornor, Townsend & Kent, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Jun 29, 2026 | Jul 9, 2026 |
| Steven Schlegel | Hornor, Townsend & Kent, LLC independent RIA | First Command Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jun 5, 2026 | Jul 10, 2026 (35 d) |
| Lori Renae Bogatz | Hornor, Townsend & Kent, LLC independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 26, 2026 | Aug 14, 2026 (80 d) |
| Micheal James Foster | Hornor, Townsend & Kent, LLC independent RIA | A4 Wealth Advisors LLC independent RIA | RIA to RIA | May 26, 2026 | May 27, 2026 |
| Kaylynne Elise Willis | Hornor, Townsend & Kent, LLC independent RIA | A4 Wealth Advisors LLC independent RIA | RIA to RIA | May 26, 2026 | May 27, 2026 |
| Ethan James Straus | Hornor, Townsend & Kent, LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | May 26, 2026 | Jun 2, 2026 |
| George Benjamin Rovee | Hornor, Townsend & Kent, LLC independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 19, 2026 | Jun 4, 2026 |
| Karren Sue Allen | Hornor, Townsend & Kent, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 15, 2026 | May 14, 2026 |
| Andrew Rolf Melliger | Hornor, Townsend & Kent, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 15, 2026 | May 14, 2026 |
| William Bryce Huff | Hornor, Townsend & Kent, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 11, 2026 | May 8, 2026 |
| Allen Keller | Hornor, Townsend & Kent, LLC independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 27, 2026 | Jul 14, 2026 (78 d) |
| Andrew Donoghue | Hornor, Townsend & Kent, LLC independent RIA | Amd Wealth Management LLC state registered | RIA to a state-registered adviser | Apr 14, 2026 | Apr 14, 2026 |
| Edward Daniel Dropic | Hornor, Townsend & Kent, LLC independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Apr 7, 2026 | Apr 17, 2026 |
| Russell D Rhodes | Hornor, Townsend & Kent, LLC independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 1, 2026 | May 5, 2026 (34 d) |
| Brandon T Preece | Hornor, Townsend & Kent, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 10, 2026 | Mar 9, 2026 |
| Pedro L Torres | Hornor, Townsend & Kent, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Feb 27, 2026 | Mar 2, 2026 |
| Charlene Guisasola | Hornor, Townsend & Kent, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Feb 27, 2026 | Mar 2, 2026 |
| David Jordan Levy | Hornor, Townsend & Kent, LLC independent RIA | Citizens Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 26, 2026 | Mar 2, 2026 |
| Todd J Jakubik | Hornor, Townsend & Kent, LLC independent RIA | Kestra Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 17, 2026 | Feb 17, 2026 |
| Brandon James Grocki | Hornor, Townsend & Kent, LLC independent RIA | Kestra Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 17, 2026 | Feb 17, 2026 |
| Leah Grace Williams | Hornor, Townsend & Kent, LLC independent RIA | Blueprint Financial Advisors independent RIA | RIA to RIA | Feb 6, 2026 | Feb 6, 2026 |
| Bruce Ohrenich | Hornor, Townsend & Kent, LLC independent RIA | Stillwater Private Wealth no RAUM | RIA to a newly registered adviser | Jan 28, 2026 | Jan 28, 2026 |
| Luis Miguel Dieguez | Hornor, Townsend & Kent, LLC independent RIA | Blueprint Financial Advisors independent RIA | RIA to RIA | Jan 26, 2026 | Jan 28, 2026 |
| Patrick Jay Galvin | Hornor, Townsend & Kent, LLC independent RIA | Blueprint Financial Advisors independent RIA | RIA to RIA | Jan 26, 2026 | Jan 26, 2026 |
| Bryan Carson Woodell | Hornor, Townsend & Kent, LLC independent RIA | Blueprint Financial Advisors independent RIA | RIA to RIA | Jan 23, 2026 | Jan 29, 2026 |
| Robin Renee Woodell | Hornor, Townsend & Kent, LLC independent RIA | Blueprint Financial Advisors independent RIA | RIA to RIA | Jan 23, 2026 | Jan 23, 2026 |
| Anthony Paul Hernandez | Hornor, Townsend & Kent, LLC independent RIA | L&S Private Wealth, LLC no RAUM | RIA to a newly registered adviser | Jan 20, 2026 | Jan 21, 2026 |
| Madison Leigh Chaney | Hornor, Townsend & Kent, LLC independent RIA | L&S Private Wealth, LLC no RAUM | RIA to a newly registered adviser | Jan 20, 2026 | Jan 20, 2026 |
| Karen Lucius | Hornor, Townsend & Kent, LLC independent RIA | Mutual Of Omaha Investor Services, Inc. independent RIA | RIA to RIA | Jan 9, 2026 | Feb 12, 2026 (34 d) |
| Rafael Carballo | Hornor, Townsend & Kent, LLC independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2026 | Feb 9, 2026 (38 d) |
| Matthew Black | Hornor, Townsend & Kent, LLC independent RIA | Secure Asset Management, L.L.C. independent RIA | RIA to RIA | Dec 31, 2025 | Jan 13, 2026 |
| Jacob Uriah Bazzrea | Hornor, Townsend & Kent, LLC independent RIA | LPL Enterprise, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 3, 2025 | Dec 9, 2025 (36 d) |
| Jeremy Christopher Wong | Hornor, Townsend & Kent, LLC independent RIA | State Farm Investment Management Corp. asset manager | Other | Oct 20, 2025 | Oct 22, 2025 |
| Samim Oliveira Syed | Hornor, Townsend & Kent, LLC independent RIA | Digital Ascension Group - Wealth other | Other | Sep 25, 2025 | Oct 6, 2025 |
| Neal Edward Stanfield | Hornor, Townsend & Kent, LLC independent RIA | Founders Financial Securities, LLC independent RIA | RIA to RIA | Sep 3, 2025 | Sep 4, 2025 |
| Matthew T Hammes | Hornor, Townsend & Kent, LLC independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 28, 2025 | Jan 27, 2026 (152 d) |
| Brian Couzens | Hornor, Townsend & Kent, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2025 | Jun 22, 2026 (333 d) |
| Robert Francis Bissen | Hornor, Townsend & Kent, LLC BD affiliated | Fbl Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2025 | Aug 21, 2025 (31 d) |
| Joseph Slattery | Hornor, Townsend & Kent, LLC BD affiliated | Digital Ascension Group - Wealth other | Other | Jul 16, 2025 | Jul 29, 2025 |
| Timothy Schumacher | Hornor, Townsend & Kent, LLC BD affiliated | Launch Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 7, 2025 | Jul 7, 2025 |
| Joshua A Hutt | Hornor, Townsend & Kent, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2025 | Jun 4, 2025 |
| Laura Donovan | Hornor, Townsend & Kent, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 23, 2025 | May 23, 2025 |
| David Bruce Mosenson | Hornor, Townsend & Kent, LLC BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2025 | May 1, 2025 |
| Kristy Hillukka | Hornor, Townsend & Kent, LLC BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2025 | May 12, 2025 |
| Jonathan Brett Mosenson | Hornor, Townsend & Kent, LLC BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2025 | May 1, 2025 |
| Aaron Peck | Hornor, Townsend & Kent, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2025 | Jul 1, 2025 (71 d) |
| Matthew T Mcnelis | Hornor, Townsend & Kent, LLC BD affiliated | Stage Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 14, 2025 | Apr 22, 2025 |
| Morgan Lynn Mcneely | Hornor, Townsend & Kent, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2025 | Apr 14, 2025 |
| James Peter Ryan | Hornor, Townsend & Kent, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2025 | Mar 17, 2025 |
| Christopher John Andrews | Hornor, Townsend & Kent, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2025 | Mar 24, 2025 |
| Kyle Alan Ruiter | Hornor, Townsend & Kent, LLC BD affiliated | Compass Financial Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2025 | Mar 6, 2026 (364 d) |
| Randy Charles Cowell | Hornor, Townsend & Kent, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2025 | Mar 3, 2025 |
| Kent Christopher Thiessen | Hornor, Townsend & Kent, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2025 | Mar 3, 2025 |
| Justin Charles Cowell | Hornor, Townsend & Kent, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2025 | Mar 3, 2025 |
| Benyamin N Levy | Hornor, Townsend & Kent, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2025 | Mar 18, 2026 (384 d) |
| Jason Nicklaus Snyder | Hornor, Townsend & Kent, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2025 | Feb 19, 2025 |
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845 moves match.