DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hornor, Townsend & Kent, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brendan Stewart Dailor | Usi Securities, Inc. no RAUM | Hornor, Townsend & Kent, LLC independent RIA | Other | Aug 19, 2026 | Sep 16, 2026 |
| Christopher King | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 12, 2026 | Aug 17, 2026 |
| A Charles Krempa | Krempa Associates Inc. unclassified | Hornor, Townsend & Kent, LLC other | Other | Jul 30, 2026 | Apr 21, 2004 |
| William Thomas Krempa | Krempa Associates Inc. unclassified | Hornor, Townsend & Kent, LLC other | Other | Jul 30, 2026 | Jul 16, 2003 |
| Nathan Zale Dowlen | Sequent Planning, LLC independent RIA | Hornor, Townsend & Kent, LLC independent RIA | RIA to RIA | Jul 24, 2026 | Jul 24, 2026 |
| Delana Raquel Romenesko | Thrivent Investment Management Inc. BD affiliated | Hornor, Townsend & Kent, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 13, 2026 | Jul 10, 2026 |
| Brian Francis Lynch | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2026 | Jun 24, 2026 |
| Joshua Deron Vinson | 11 Financial independent RIA | Hornor, Townsend & Kent, LLC independent RIA | RIA to RIA | Jul 9, 2026 | Jul 23, 2026 |
| Kyle J Gerber | Sequent Planning, LLC independent RIA | Hornor, Townsend & Kent, LLC independent RIA | RIA to RIA | Jul 9, 2026 | Jul 2, 2026 |
| Ashton David Glaser | Mutual Of Omaha Investor Services, Inc. independent RIA | Hornor, Townsend & Kent, LLC independent RIA | RIA to RIA | Jun 8, 2026 | Jun 18, 2026 |
| Samim Oliveira Syed | Digital Ascension Group - Wealth other | Hornor, Townsend & Kent, LLC independent RIA | Other | Jun 5, 2026 | Jun 26, 2026 |
| Meredith Holmes Mckinley | Eagle Strategies LLC BD affiliated | Hornor, Townsend & Kent, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 28, 2026 | Jun 2, 2026 |
| Jacob Matthew Rogers Kowalski | Pnc Wealth Management BD affiliated | Hornor, Townsend & Kent, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2026 | May 4, 2026 |
| Jane Slaven Eddy | On Investment Management Co BD affiliated | Hornor, Townsend & Kent, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 26, 2026 | Mar 24, 2026 |
| Steven Schlegel | Commonwealth Financial Network national BD | Hornor, Townsend & Kent, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 20, 2026 | Mar 17, 2026 |
| Benjamin Louis Batiste | Eagle Strategies LLC BD affiliated | Hornor, Townsend & Kent, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2026 | Feb 23, 2026 |
| Virendra Singh Tavathia | Stirlingshire Investments independent RIA | Hornor, Townsend & Kent, LLC independent RIA | RIA to RIA | Feb 24, 2026 | Mar 6, 2026 |
| Michael Christopher Nordmann | Maner Wealth independent RIA | Hornor, Townsend & Kent, LLC independent RIA | RIA to RIA | Jan 27, 2026 | Jan 14, 2026 |
| Steven L. Minner | Strategic Advisers LLC national BD | Hornor, Townsend & Kent, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 21, 2026 | Feb 2, 2026 |
| Ashley Christine Mcneely | Ameriprise Financial Services, LLC national BD | Hornor, Townsend & Kent, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2026 | Mar 27, 2026 (80 d) |
| James Raymond Bishof | Equitable Advisors, LLC national BD | Hornor, Townsend & Kent, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2025 | Mar 25, 2026 (98 d) |
| Paul R. Garrett | Cambridge Investment Research Advisors, Inc. BD affiliated | Hornor, Townsend & Kent, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2025 | Feb 11, 2026 (57 d) |
| Leah Marie Johnson | Eagle Strategies LLC BD affiliated | Hornor, Townsend & Kent, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 11, 2025 | Dec 11, 2025 |
| Robert Francis Bissen | Fbl Wealth Management, LLC BD affiliated | Hornor, Townsend & Kent, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2025 | Dec 18, 2025 |
| Robert W Yerkey | First Command Advisory Services BD affiliated | Hornor, Townsend & Kent, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 22, 2025 | Nov 24, 2025 (33 d) |
| Joshua Lerma | Eagle Strategies LLC BD affiliated | Hornor, Townsend & Kent, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2025 | Oct 3, 2025 |
| Leroy Douglas Simpson | Consortium Private Wealth LLC independent RIA | Hornor, Townsend & Kent, LLC independent RIA | RIA to RIA | Aug 25, 2025 | Aug 26, 2025 |
| Mark Jones | M Holdings Securities, Inc. BD affiliated | Hornor, Townsend & Kent, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2025 | Aug 18, 2025 |
| Stefen Blasingame | Raymond James & Associates, Inc. national BD | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2025 | Aug 11, 2025 |
| Ryan Richard Price | Eagle Strategies LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2025 | Jun 26, 2025 |
| Mitchell George Rubin | Next Financial Group, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2025 | Jun 24, 2025 |
| Jessica Murray Walker | Eagle Strategies LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2025 | Jun 6, 2025 |
| Nathaniel Forrest Liebe | LPL Enterprise, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2025 | Jun 13, 2025 |
| Jennifer Leah Larsen | Eagle Strategies LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2025 | Jun 6, 2025 |
| Christopher Larry Wood | Retirement Plan Advisors, LLC mixed wealth | Hornor, Townsend & Kent, LLC independent RIA | RIA to RIA | May 28, 2025 | Aug 19, 2026 (448 d) |
| Bashar K. Baraz | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2025 | Jul 2, 2025 (40 d) |
| John Anthony Stone | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2025 | May 14, 2025 |
| Brian Couzens | Avantax Advisory Services BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2025 | May 1, 2025 |
| Aaron Jay Spahr | Osaic Wealth, Inc. BD affiliated | Hornor, Townsend & Kent, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2025 | Sep 8, 2025 (139 d) |
| Jason James Bingham | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2025 | Apr 23, 2025 |
| Maria Victoria Colon | Osaic Wealth, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2025 | Jun 13, 2025 (72 d) |
| Patrick Jay Galvin | Park Avenue Securities LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2025 | May 9, 2025 (39 d) |
| Sean Patrick Moran | Ad Deum Funds, LLC state registered | Hornor, Townsend & Kent, LLC BD affiliated | Other | Mar 5, 2025 | Feb 24, 2025 |
| Guthrie Olaf Cook | Cetera Investment Advisers LLC BD affiliated | Hornor, Townsend & Kent, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 18, 2025 | Feb 19, 2026 (366 d) |
| Emily Lady Welsh | Cetera Investment Advisers LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2025 | Aug 8, 2025 (183 d) |
| Jamie Lee Abbott | Equitable Advisors, LLC national BD | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2025 | Feb 3, 2025 |
| David Michael Guyer | Vicus Capital, Inc. independent RIA | Hornor, Townsend & Kent, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 22, 2025 | Mar 24, 2025 (61 d) |
| Brandon Michael Mann | Ameritas Advisory Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2025 | Jan 22, 2025 |
| Lori Renae Bogatz | Osaic Advisory Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2025 | Jan 15, 2025 |
| Michael Joseph Lamaina | Cornerstone Financial Advisors Inc. unclassified | Hornor, Townsend & Kent, LLC other | Other | Dec 31, 2024 | May 30, 2008 |
| Timothy M Church | Northwestern Mutual Investment Services,LLC no RAUM | Hornor, Townsend & Kent, LLC BD affiliated | Other | Dec 9, 2024 | Jun 5, 2025 (178 d) |
| Rafael Carballo | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2024 | Nov 26, 2024 |
| Karren Sue Allen | Osaic Fs, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2024 | Nov 13, 2024 |
| Andrew Rolf Melliger | Osaic Fs, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2024 | Nov 13, 2024 |
| Elizabeth O'Reilly Pate | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2024 | Nov 7, 2024 |
| Thomas James Colson | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2024 | Nov 7, 2024 |
| Stephen Henry Grochol | LPL Financial LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2024 | Feb 3, 2025 (88 d) |
| Joshua A Hutt | Stirlingshire Investments independent RIA | Hornor, Townsend & Kent, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 5, 2024 | Dec 18, 2024 (43 d) |
| Donald Weis | Cetera Investment Advisers LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2024 | Nov 18, 2024 |
| Zachary Mcdonald | UBS Financial Services Inc. wirehouse | Hornor, Townsend & Kent, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 13, 2024 | Sep 13, 2024 |
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639 moves match.