DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Oneamerica Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Deane Jefford | Oneamerica Securities, Inc. BD affiliated | Civitas Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 8, 2026 | Aug 17, 2026 |
| Eric Thomas Nagel | Oneamerica Securities, Inc. BD affiliated | Maverick Thomas Capital state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 21, 2026 | Jul 27, 2026 |
| Nicole Anna Olczak | Oneamerica Securities, Inc. BD affiliated | Maverick Thomas Capital state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 21, 2026 | Aug 13, 2026 |
| Austin L Mitchell | Oneamerica Securities, Inc. BD affiliated | Maverick Thomas Capital state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 21, 2026 | Aug 7, 2026 |
| Kenneth E O'Connor | Oneamerica Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Aug 19, 2026 |
| Donna Marie Adams | Oneamerica Securities, Inc. BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2026 | Jul 10, 2026 |
| Giovannie M Topazio | Oneamerica Securities, Inc. BD affiliated | Bria Capital Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 29, 2026 | Aug 10, 2026 (42 d) |
| Catherine M Trawinski | Oneamerica Securities, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 10, 2026 |
| Edward Francis Nelson | Oneamerica Securities, Inc. BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 9, 2026 |
| Christopher Simich | Oneamerica Securities, Inc. BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 10, 2026 |
| Martina Arelis Jimenez Sperry | Oneamerica Securities, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 10, 2026 |
| Brandon L Bouchereau | Oneamerica Securities, Inc. BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 10, 2026 |
| Nicholas Todd Smith | Oneamerica Securities, Inc. BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 15, 2026 |
| Grace M Lopez-Williams | Oneamerica Securities, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 14, 2026 |
| Gregory Joseph Mcbride | Oneamerica Securities, Inc. BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Sep 1, 2026 (67 d) |
| Jamie L Lawhorne | Oneamerica Securities, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 14, 2026 |
| Marquis L Chachere | Oneamerica Securities, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 15, 2026 |
| Jeffrey M Hendrix | Oneamerica Securities, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 23, 2026 |
| Hunter Rockwell Favorite | Oneamerica Securities, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 13, 2026 |
| Daniel Toby Futral | Oneamerica Securities, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 15, 2026 |
| Kevin Bryan Barajas | Oneamerica Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 27, 2026 (31 d) |
| John J Miavez | Oneamerica Securities, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 29, 2026 (33 d) |
| David B Padgett | Oneamerica Securities, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 9, 2026 |
| Craig Lynn Jernigan | Oneamerica Securities, Inc. BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2026 | Jul 16, 2026 (48 d) |
| Sebastian A Cooper | Oneamerica Securities, Inc. BD affiliated | Ernst & Young Investment Advisers Llp no RAUM | Other | May 13, 2026 | May 20, 2026 |
| Noah James Thompson | Oneamerica Securities, Inc. BD affiliated | Margin Advisory Group LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 13, 2026 | May 8, 2026 |
| Hunter W Fuller | Oneamerica Securities, Inc. BD affiliated | Margin Advisory Group LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 13, 2026 | May 8, 2026 |
| James Allison | Oneamerica Securities, Inc. BD affiliated | First Dominion Wealth Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 10, 2026 | Jun 22, 2026 (73 d) |
| Demetrio Joselito Munoz | Oneamerica Securities, Inc. BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 23, 2026 | Mar 25, 2026 |
| Rolando Z Rodriguez | Oneamerica Securities, Inc. BD affiliated | Lonestar Registered Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 23, 2026 | May 27, 2026 (65 d) |
| Emily Nicole Sibert | Oneamerica Securities, Inc. BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 23, 2026 | Apr 6, 2026 |
| Brian C Boles | Oneamerica Securities, Inc. BD affiliated | Howard Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2026 | Jun 12, 2026 (99 d) |
| Brian Cobian | Oneamerica Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2026 | Jan 20, 2026 |
| Luis Rafael Villavicencio | Oneamerica Securities, Inc. BD affiliated | Savvy independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2025 | Jan 30, 2026 |
| Thomas P Stephens | Oneamerica Securities, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2025 | Dec 19, 2025 |
| Bryan D Hoffman | Oneamerica Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2025 | Dec 11, 2025 |
| John David Elder | Oneamerica Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 18, 2025 | Mar 5, 2026 (77 d) |
| Michael J Garcia | Oneamerica Securities, Inc. BD affiliated | Bria Capital Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 10, 2025 | Nov 19, 2025 |
| Michael Joseph Wimmer | Oneamerica Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2025 | Feb 2, 2026 (84 d) |
| Leonardo Mateus Murcia | Oneamerica Securities, Inc. BD affiliated | Usaa Investment Services Company no RAUM | Other | Oct 22, 2025 | Jan 21, 2026 (91 d) |
| Elijah N Busch | Oneamerica Securities, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2025 | Sep 12, 2025 |
| Reese Stiller | Oneamerica Securities, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2025 | Sep 12, 2025 |
| Mikell Vincent Admire | Oneamerica Securities, Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2025 | Sep 12, 2025 |
| Joseph D Shields | Oneamerica Securities, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2025 | Sep 15, 2025 |
| Mariah Lynn Magness | Oneamerica Securities, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2025 | Sep 15, 2025 |
| Donald Gregory White | Oneamerica Securities, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2025 | Sep 8, 2025 |
| Jack Anthony Jerzewski | Oneamerica Securities, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2025 | Aug 15, 2025 |
| Ryan Maney | Oneamerica Securities, Inc. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Aug 6, 2025 | Sep 19, 2025 (44 d) |
| Robert J Lee | Oneamerica Securities, Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2025 | Sep 23, 2025 (69 d) |
| Angela C Davis | Oneamerica Securities, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2025 | Aug 19, 2025 (34 d) |
| Paul W Harding | Oneamerica Securities, Inc. BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 20, 2025 | May 20, 2025 |
| Stephanie A Coleman-Risher | Oneamerica Securities, Inc. BD affiliated | Ernst & Young Investment Advisers Llp no RAUM | Other | May 20, 2025 | Jun 19, 2025 |
| Renzo Mauricio Barredo | Oneamerica Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2025 | May 7, 2025 |
| Chase Lowden | Oneamerica Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2025 | Apr 28, 2025 |
| Joseph S Korzeniewski | Oneamerica Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2025 | Apr 28, 2025 |
| Tyler Burtenshaw | Oneamerica Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 25, 2025 | May 30, 2025 (66 d) |
| George R Denham | Oneamerica Securities, Inc. BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 12, 2025 | Mar 5, 2025 |
| Gustavo Amado Guerrero | Oneamerica Securities, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Feb 8, 2025 | Feb 13, 2025 |
| Kailen H Cook | Oneamerica Securities, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Feb 8, 2025 | Feb 3, 2025 |
| Peter H Gebre | Oneamerica Securities, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2025 | Mar 10, 2026 (395 d) |
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560 moves match.