DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Hb Wealth CRD 316731 | Atlanta, GA | independent RIA | $30B | 77% | 167 | $181M | 11 | 0 |
| Onex Credit Partners, LLC CRD 138941 | Englewood Cliffs, NJ | asset manager | $30B | 0.0% | 0 | n/a | 3 | 68 |
| Davis Selected Advisers LP CRD 108674 | Tucson, AZ | asset manager | $30B | 0.5% | 0 | n/a | 1 | 0 |
| B•• P•••••• A•••• M••••••••• U• • L•• CRD 152538 | New York, NY | asset manager | $30B | 3.8% | 66 | $456M | 10 | 0 |
| G••••• A•••• M••••••••• L•• CRD 149335 | New York, NY | mixed wealth | $30B | 47% | 5 | $6.0B | 1 | 27 |
| A••••••• C•••••• G•••• CRD 109673 | Minneapolis, MN | institutional | $30B | 6.7% | 4 | $7.5B | 1 | 0 |
| A••••• C••••• M••••••••• L•• CRD 156115 | New York, NY | asset manager | $30B | 0.0% | 0 | n/a | 28 | 0 |
| W•••••• A•••••••• L•• CRD 115332 | Birmingham, AL | independent RIA | $30B | 71% | 224 | $133M | 48 | 19 |
| W•••••••• C•••••• M••••••••• C••••••• L••• CRD 146990 | Boston, MA | other | $30B | 6.8% | 1 | $30B | 0 | 2 |
| B•••• P•••• C•••••• M••••••••• L• CRD 148885 | Santa Monica, CA | asset manager | $30B | 0.0% | 0 | n/a | 3 | 43 |
| E•• A•••••••• CRD 171412 | Newtown Square, PA | asset manager | $30B | 2.9% | 6 | $5.0B | 0 | 0 |
| J••••••• A••••••••• A•••• M••••••••• CRD 20989 | New York, NY | asset manager | $30B | 2.6% | 0 | n/a | 2 | 15 |
| E•••• I••••••••• P•••••••• I••• CRD 131556 | New York, NY | asset manager | $30B | 6.4% | 1 | $30B | 2 | 1 |
| F••••••• T•••••••• I••••••••• L•• CRD 117384 | New York, NY | asset manager | $30B | 0.3% | 0 | n/a | 4 | 0 |
| D•••••• H••• C•••••• M••••••••• L•• CRD 110638 | Columbus, OH | asset manager | $29B | 0.0% | 4 | $7.3B | 0 | 1 |
| L••• C•••• I••••••••• P••••••• L•••••• CRD 337788 | London, | institutional | $29B | 0.0% | 0 | n/a | 0 | 0 |
| I•••••• S••••• S•••••• M••••••••• I••• CRD 107590 | New York, NY | asset manager | $29B | 0.0% | 0 | n/a | 4 | 27 |
| V••••• C•••••• M••••••••• L• CRD 147443 | Berkeley, CA | asset manager | $29B | 0.0% | 0 | n/a | 3 | 17 |
| C••••••••• P••••••• CRD 311296 | Charlottesville, VA | institutional | $29B | 0.0% | 0 | n/a | 1 | 5 |
| N•••••••• B••••• S•••••••• P••• L•••••• CRD 167947 | S••••••••, | asset manager | $29B | 0.0% | 0 | n/a | 0 | 0 |
| V•••• F•••••••• A•••••••• I••• CRD 42803 | Houston, TX | BD affiliated | $29B | 100% | 1,256 | $23.3M | 217 | 0 |
| P••••••• G•••• •••• I••• CRD 145228 | New York, NY | asset manager | $29B | 0.0% | 0 | n/a | 3 | 6 |
| W•••• I••• CRD 108673 | New York, NY | asset manager | $29B | 0.0% | 0 | n/a | 2 | 34 |
| A•••••• C•••••• CRD 137034 | Montreal, Quebec, | other | $29B | 0.0% | 0 | n/a | 3 | 0 |
| A••••••• I••••••••• P•••••••• I••• CRD 109381 | Lincoln, NE | institutional | $29B | 2.9% | 7 | $4.1B | 1 | 0 |
| B•••••••• P••••••• L•• CRD 160675 | Boston, MA | asset manager | $29B | 0.0% | 0 | n/a | 2 | 26 |
| D•• A••••••• L•• CRD 154558 | New York, NY | asset manager | $29B | 0.0% | 0 | n/a | 0 | 0 |
| Q•••••• C•••••• G•••• CRD 174733 | Houston, TX | asset manager | $29B | 0.0% | 0 | n/a | 1 | 71 |
| D••••••• C•••••• P••••••• L• CRD 289307 | New York, NY | asset manager | $29B | 0.0% | 0 | n/a | 2 | 34 |
| T•••• P•••• L•• CRD 137927 | New York, NY | asset manager | $29B | 0.0% | 0 | n/a | 6 | 34 |
| W•••••• C•••••• M••••••••• L•• CRD 106940 | Minneapolis, MN | asset manager | $29B | 3.3% | 1 | $29B | 2 | 3 |
| A•••••• C•••••• CRD 116719 | A••••••, GA | asset manager | $29B | 1.0% | 3 | $9.5B | 0 | 0 |
| H•• A•••••••• L•• CRD 324983 | New York, NY | asset manager | $29B | 0.0% | 0 | n/a | 19 | 0 |
| F•••• S•••••• I•••••••• •••••••• L•••••• CRD 304423 | Dublin 2, | asset manager | $28B | 0.0% | 0 | n/a | 0 | 4 |
| R••••••••• A•• C• W••••• M••••••••• U• L•••••• CRD 158022 | London, | mixed wealth | $28B | 38% | 0 | n/a | 0 | 0 |
| S••• A••••••• S••••••• L•• C• CRD 106236 | Austin, TX | mixed wealth | $28B | 27% | 42 | $677M | 0 | 0 |
| S••••••••• A•••• M••••••••• G•••• L•• CRD 118333 | New York, NY | independent RIA | $28B | 67% | 35 | $809M | 7 | 12 |
| B•••••• S••••• P••••••• L••••• CRD 158672 | New York, NY | asset manager | $28B | 0.0% | 0 | n/a | 4 | 71 |
| P•••••• R••••••••• C••••• M••••••••• L•• CRD 171026 | New York, NY | asset manager | $28B | 0.0% | 0 | n/a | 3 | 12 |
| B•••• B••••••• I••••••••• CRD 158149 | New York, NY | asset manager | $28B | 0.0% | 0 | n/a | 1 | 2 |
| A•••• I•••••••• CRD 109605 | Greenwich, CT | asset manager | $28B | 0.0% | 0 | n/a | 0 | 10 |
| J••••• L••• E••••• M••••••••• CRD 107022 | Florham Park, NJ | other | $28B | 0.0% | 5 | $5.6B | 0 | 4 |
| A•••• C•••••• M••••••••• U• L•• CRD 331263 | New York, NY | asset manager | $28B | 0.0% | 0 | n/a | 0 | 0 |
| A•••••••• C•••••• A•••••••• L••• CRD 328998 | New York, NY | asset manager | $28B | 0.0% | 0 | n/a | 0 | 84 |
| T•• P•••••••• G••••• L•• CRD 165609 | Austin, TX | asset manager | $28B | 0.0% | 0 | n/a | 2 | 4 |
| T••••••••• C•••••• P••••••• CRD 155730 | New York, NY | asset manager | $28B | 0.0% | 0 | n/a | 5 | 61 |
| B••••• I••••••••• I••• CRD 285006 | New York, NY | asset manager | $28B | 0.0% | 0 | n/a | 1 | 44 |
| A•• CRD 109875 | Chicago, IL | institutional | $27B | 0.7% | 0 | n/a | 3 | 0 |
| T•• B•••••• G•••• W••••• A•••••••• L•• CRD 312284 | Tampa, FL | other | $27B | 2.4% | 47 | $580M | 5 | 0 |
| K••••••••• A•••• M••••••••• L•• CRD 298735 | New York, NY | asset manager | $27B | 0.0% | 0 | n/a | 1 | 4 |
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17,149 advisers match.