DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
1,082 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Mcdonough Capital Management, Inc. CRD 143767 | Orlando, FL | independent RIA | $258M | 99% | 3 | $86.1M | 0 | 0 |
| Genrock Capital Management, LP CRD 290265 | Palm Beach, FL | asset manager | $258M | 0.0% | 0 | Not computed | 0 | 2 |
| Gld Advisors, LLC CRD 341098 | Miami Beach, FL | asset manager | $257M | 0.0% | 0 | Not computed | 0 | 1 |
| C••••• F•• A•••• M••••••••• L•• CRD 147981 | Palm Beach Gardens, FL | independent RIA | $257M | 99% | 2 | $129M | 0 | 0 |
| R• L•••• W••••• M••••••••• CRD 156073 | Maitland, FL | independent RIA | $257M | 100% | 2 | $128M | 0 | 0 |
| K••••• C•••••• M••••••••• L•• CRD 150754 | West Palm Beach, FL | mixed wealth | $256M | 48% | 2 | $128M | 1 | 1 |
| B••••••••• F•••••••• M••••••••• ••• L•• CRD 289142 | Orlando, FL | independent RIA | $254M | 100% | 29 | $8.8M | 21 | 0 |
| M••••• C•••••• A••••••• C••• CRD 113058 | Key Largo, FL | asset manager | $254M | 0.0% | 0 | Not computed | 0 | 0 |
| W••••••• C•••••• M••••••••• I••• CRD 125708 | Vero Beach, FL | independent RIA | $254M | 94% | 3 | $84.5M | 0 | 0 |
| A•• I••••••••• M••••••••• L•• CRD 333541 | Miami, FL | asset manager | $253M | 0.0% | 0 | Not computed | 1 | 1 |
| B•••••• C•••••• L•• CRD 297718 | Fort Lauderdale, FL | mixed wealth | $252M | 24% | 1 | $252M | 1 | 0 |
| M•••••• W••••• M••••••••• L•• CRD 164001 | Wellington, FL | independent RIA | $251M | 90% | 2 | $126M | 0 | 0 |
| K••••• S••••• C••••••• L•• CRD 288910 | Boca Raton, FL | asset manager | $251M | 0.0% | 0 | Not computed | 0 | 30 |
| C••••• P•••••• W••••• CRD 319092 | Orlando, FL | independent RIA | $250M | 76% | 5 | $50.1M | 1 | 0 |
| F•••••••• CRD 111800 | Daytona Beach, FL | independent RIA | $250M | 95% | 5 | $50.0M | 2 | 0 |
| Q•• C•••••• M••••••••• L•• CRD 340892 | Fort Lauderdale, FL | asset manager | $250M | 0.0% | 0 | Not computed | 0 | 2 |
| K••••• I••••••••• L•• CRD 342420 | Palm Beach Gardens, FL | asset manager | $250M | 0.0% | 0 | Not computed | 0 | 0 |
| O••••••• F•••••••• CRD 327105 | Melbourne, FL | independent RIA | $250M | 100% | 8 | $31.2M | 1 | 0 |
| E• B••••• • C••• I••• CRD 124815 | Tampa, FL | independent RIA | $249M | 99% | 1 | $249M | 0 | 0 |
| C•••••• F•••••••• G••••• I••• CRD 111446 | Tampa, FL | independent RIA | $248M | 97% | 3 | $82.8M | 0 | 0 |
| N••• W••••• M••••••••• I••• CRD 169450 | Bonita Springs, FL | independent RIA | $248M | 100% | 7 | $35.4M | 2 | 0 |
| R•••••• W••••• M••••••••• I••• CRD 311583 | Bonita Springs, FL | independent RIA | $243M | 100% | 3 | $81.1M | 0 | 0 |
| M••••••• P•••••• W•••••• L•• CRD 289761 | Winter Park, FL | independent RIA | $243M | 98% | 2 | $121M | 0 | 0 |
| C••••• C•••••• M••••••••• L•• CRD 308286 | Tallahassee, FL | independent RIA | $243M | 94% | 2 | $121M | 1 | 0 |
| S••••••• A••••••• S•••••••• L•• CRD 148975 | Bellair Bluffs, FL | asset manager | $243M | 0.0% | 0 | Not computed | 0 | 1 |
| M••• H••••• P••••••• CRD 151260 | Miami, FL | independent RIA | $242M | 87% | 2 | $121M | 0 | 0 |
| W••••• M••••••••• C••••••••• CRD 109576 | Tallahassee, FL | independent RIA | $242M | 100% | 3 | $80.5M | 0 | 0 |
| T••••••• C•••• F•••••••• P•••••••• I••• CRD 166684 | Vero Beach, FL | independent RIA | $241M | 96% | 5 | $48.3M | 0 | 0 |
| D•• M••••••••• L••• CRD 285057 | Tampa, FL | asset manager | $241M | 0.0% | 0 | Not computed | 0 | 2 |
| B••••• W••••• M••••••••• L•• CRD 330695 | Palm Beach, FL | independent RIA | $241M | 87% | 1 | $241M | 0 | 0 |
| T••• W••••• A••••••• G•••• CRD 306523 | Miami, FL | mixed wealth | $240M | 36% | 3 | $80.0M | 3 | 0 |
| L••••• A•••• M••••••••• L•• CRD 153255 | Coral Gables, FL | other | $240M | 6.8% | 3 | $80.0M | 0 | 1 |
| S•••• B•••• CRD 284508 | Tallahassee, FL | independent RIA | $238M | 73% | 6 | $39.7M | 2 | 0 |
| G••••• R••• A••••••• L•• CRD 314077 | Tampa, FL | independent RIA | $238M | 98% | 4 | $59.4M | 1 | 0 |
| P•••• P•••••••• S••••••••• L•• CRD 159217 | Naples, FL | independent RIA | $237M | 100% | 2 | $119M | 0 | 0 |
| M••••••• A•••• M••••••••• L•• CRD 144620 | Coral Gables, FL | independent RIA | $236M | 99% | 3 | $78.7M | 0 | 0 |
| C••• C•••••• P••••••• M••••••••• L•• CRD 296861 | Miami, FL | asset manager | $236M | 0.0% | 0 | Not computed | 2 | 2 |
| M•• H••••••••• M••••••••• I•• L•• CRD 283576 | Coral Gables, FL | asset manager | $235M | 0.0% | 0 | Not computed | 0 | 2 |
| K••••••• W••••• M••••••••• I••• CRD 319238 | Pensacola, FL | independent RIA | $235M | 99% | 2 | $117M | 1 | 0 |
| P••• T• P•••••• W••••• M••••••••• CRD 327660 | Ormond Beach, FL | independent RIA | $234M | 86% | 2 | $117M | 0 | 0 |
| B••••••• A•••• M••••••••• L•• CRD 290882 | B••••••• Bluffs, FL | independent RIA | $234M | 100% | 2 | $117M | 0 | 0 |
| A••••• W••••• M••••••••• G•••• L•• CRD 329286 | West Palm Beach, FL | independent RIA | $233M | 99% | 1 | $233M | 0 | 0 |
| R•••••• W••••• CRD 330582 | Boca Raton, FL | independent RIA | $232M | 100% | 1 | $232M | 1 | 0 |
| L•• I••••••••• A•••••••• L•• CRD 285002 | Miami, FL | mixed wealth | $231M | 41% | 8 | $28.9M | 0 | 0 |
| A••••• H••• I••••••••• A•••••••• I••• CRD 141590 | Naples, FL | independent RIA | $231M | 92% | 4 | $57.8M | 1 | 0 |
| L•• O••• V•••••• C•••••• CRD 304233 | Fort Lauderdale, FL | asset manager | $231M | 0.0% | 0 | Not computed | 0 | 13 |
| U••••• CRD 159674 | Miami, FL | mixed wealth | $231M | 20% | 2 | $115M | 0 | 6 |
| P••••••• W••••• A•••••••• L•• CRD 125567 | North Palm Beach, FL | independent RIA | $230M | 97% | 6 | $38.3M | 0 | 0 |
| T••••• F•••••••• G••••• I••• CRD 134204 | Pace, FL | independent RIA | $230M | 95% | 9 | $25.5M | 6 | 0 |
| V••••• S•• V••••••• CRD 317632 | West Palm Beach, FL | asset manager | $229M | 0.0% | 0 | Not computed | 7 | 6 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.