DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
1,082 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| U.S. Private Wealth, LLC CRD 167288 | Palm Beach Gardens, FL | independent RIA | $200M | 100% | 0 | Not computed | 0 | 0 |
| Urs Advisory CRD 289892 | Jupiter, FL | independent RIA | $200M | 100% | 3 | $66.8M | 0 | 0 |
| Rwa Advisors CRD 150120 | Boca Raton, FL | independent RIA | $199M | 51% | 2 | $99.6M | 0 | 0 |
| G•• I••••••••• A•••••• L•• CRD 300541 | West Palm Beach, FL | asset manager | $198M | 0.0% | 0 | Not computed | 0 | 6 |
| O••••• C•••••• M••••••••• C•••• CRD 172524 | Miami Beach, FL | independent RIA | $197M | 92% | 0 | Not computed | 0 | 0 |
| G•••• C•••••• I••••••••• G••••• L•• CRD 172537 | Tampa, FL | independent RIA | $196M | 95% | 3 | $65.4M | 0 | 0 |
| B•••••• C•••••• P••••••• L••• CRD 325617 | Miami, FL | asset manager | $196M | 0.0% | 0 | Not computed | 1 | 2 |
| A•••• F••••••••• I••• CRD 8365 | St Petersburg, FL | independent RIA | $195M | 100% | 12 | $16.2M | 1 | 0 |
| N••• J••••• W••••• M••••••••• CRD 322345 | Sunrise, FL | independent RIA | $194M | 78% | 6 | $32.4M | 3 | 0 |
| B•••••• C•••••• A•••••••• L•• CRD 268818 | Miami Beach, FL | asset manager | $194M | 0.0% | 2 | $96.9M | 0 | 1 |
| O•• W••••• I•••••••• CRD 288030 | Boca Raton, FL | independent RIA | $193M | 85% | 4 | $48.4M | 0 | 0 |
| K••••••• A•••• M••••••••• L•• CRD 328433 | Fort Lauderdale, FL | asset manager | $193M | 0.0% | 0 | Not computed | 0 | 1 |
| S••••••••• A•••• M••••••••• CRD 113289 | Bradenton, FL | independent RIA | $193M | 100% | 1 | $193M | 1 | 0 |
| N••• CRD 164602 | Miami, FL | independent RIA | $193M | 100% | 1 | $193M | 2 | 0 |
| D•••• P•••••• W•••••• L•• CRD 285952 | Royal Palm Beach, FL | independent RIA | $193M | 95% | 2 | $96.3M | 0 | 0 |
| C•••••• C•••••• P••••••• L•• CRD 318770 | Miami, FL | other | $191M | 0.0% | 0 | Not computed | 0 | 0 |
| A•••• W••••• M••••••••• L•• CRD 199511 | Maitland, FL | independent RIA | $190M | 98% | 2 | $95.2M | 0 | 0 |
| A••••• A••••••• CRD 150416 | Pensacola, FL | independent RIA | $190M | 71% | 2 | $95.2M | 0 | 0 |
| F•••••••• I••••••••• A•••••••• L•• CRD 317193 | Jacksonville, FL | independent RIA | $190M | 71% | 9 | $21.1M | 1 | 0 |
| S•••• W••••• M••••••••• CRD 108682 | Longwood, FL | independent RIA | $189M | 97% | 5 | $37.7M | 0 | 0 |
| A•••••• W••••• S••••••• CRD 319247 | Miami, FL | other | $189M | 0.5% | 2 | $94.3M | 0 | 0 |
| S•• W••••• A•••••••• L•• CRD 307368 | Tampa, FL | independent RIA | $188M | 98% | 4 | $46.9M | 0 | 0 |
| P•••• C•••••• L•• CRD 307775 | Miami, FL | independent RIA | $187M | 100% | 0 | Not computed | 0 | 0 |
| M•••••• W•••••• L•• CRD 299549 | North Bay Village, FL | independent RIA | $186M | 95% | 4 | $46.5M | 1 | 0 |
| V•••• W••••• M••••••••• L•• CRD 299619 | Ponte Vedra Beach, FL | independent RIA | $186M | 77% | 3 | $62.0M | 1 | 0 |
| S••••• P•••••• W••••• M••••••••• L•• CRD 312164 | Saint Augustine, FL | independent RIA | $186M | 99% | 3 | $62.0M | 1 | 0 |
| N•••• I••••••••• M••••••••• L•• CRD 329384 | Plantation, FL | asset manager | $185M | 0.0% | 1 | $185M | 0 | 2 |
| V••••• O•• M••••••••• P•••••••• L• CRD 316551 | Miami, FL | asset manager | $185M | 0.0% | 0 | Not computed | 0 | 1 |
| R•••••••• A•••••••• L•• CRD 168065 | Winter Park, FL | independent RIA | $184M | 100% | 2 | $92.2M | 0 | 0 |
| G••••• W••••• M••••••••• L••• CRD 150743 | Deerfield Beach, FL | independent RIA | $184M | 84% | 2 | $92.1M | 1 | 0 |
| N•••••• C••••••• L•• CRD 323291 | Wellington, FL | asset manager | $184M | 0.0% | 0 | Not computed | 0 | 0 |
| E••••••••• F•••••••• A••••••• CRD 125738 | Largo, FL | independent RIA | $183M | 90% | 8 | $22.9M | 0 | 0 |
| S•••• M••••• F•••••••• • E••••• P••••••• S•••••••• L•• CRD 187519 | Tampa, FL | independent RIA | $183M | 100% | 4 | $45.8M | 0 | 0 |
| A••••••••• F•••••••• A•••••••• I••• CRD 127293 | Jacksonville, FL | independent RIA | $182M | 95% | 7 | $26.0M | 0 | 0 |
| B••••••• G••••• A••••••• CRD 134416 | Coral Gables, FL | asset manager | $182M | 8.6% | 24 | $7.6M | 0 | 0 |
| R••••••••• A•••• P•••••••• I••• CRD 128036 | Tampa, FL | independent RIA | $181M | 100% | 1 | $181M | 0 | 0 |
| M••••• C••••• W••••••• • S•••• L•• CRD 330290 | Miami Beach, FL | asset manager | $181M | 0.0% | 1 | $181M | 0 | 0 |
| C•••••• C•••••• A••••••• L•• CRD 283639 | Miami, FL | independent RIA | $181M | 100% | 2 | $90.5M | 0 | 0 |
| H••••••• • C••••••• I••• CRD 106737 | Fort Lauderdale, FL | independent RIA | $181M | 75% | 2 | $90.3M | 0 | 0 |
| R•••• C••• W••••• M••••••••• CRD 314312 | Jacksonville, FL | independent RIA | $180M | 100% | 2 | $89.8M | 0 | 0 |
| A•••••• A•••• M••••••••• L•• CRD 287513 | Miami, FL | other | $180M | 2.0% | 6 | $29.9M | 0 | 0 |
| P••• W••••• P••••••• CRD 323361 | Boca Raton, FL | independent RIA | $179M | 99% | 9 | $19.9M | 0 | 0 |
| F••••••••• A•••• M••••••••• CRD 147869 | Lake Mary, FL | independent RIA | $177M | 70% | 4 | $44.3M | 3 | 0 |
| P•••••• W••••• A••••••• CRD 304873 | St Augustine, FL | independent RIA | $176M | 89% | 4 | $44.1M | 1 | 0 |
| T••••••• P••••••• CRD 175341 | Gainesville, FL | independent RIA | $176M | 99% | 3 | $58.7M | 2 | 0 |
| F••••••••• F•••••••• G•••• CRD 154103 | Maitland, FL | independent RIA | $176M | 95% | 3 | $58.6M | 0 | 0 |
| M•••• F•••••••• A••••••• G•••• CRD 111318 | Fort Myers, FL | independent RIA | $176M | 98% | 3 | $58.6M | 0 | 0 |
| T•• A•••• F•••••••• G•••• CRD 306849 | Miami, FL | mixed wealth | $175M | 20% | 3 | $58.3M | 0 | 0 |
| C••••••• • C•• CRD 332189 | Miami, FL | independent RIA | $174M | 93% | 7 | $24.9M | 0 | 0 |
| W•••••• P••••• A•••••••• L••••• CRD 118077 | Boca Raton, FL | independent RIA | $173M | 86% | 1 | $173M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.