DFX Intelligence
RIA Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Oa Private Capital CRD 282516 | Grand Rapids, MI | mixed wealth | $23B | 26% | 0 | n/a | 0 | 28 |
| Cbre Investment Management CRD 109981 | New York, NY | asset manager | $23B | 0.0% | 0 | n/a | 5 | 17 |
| Prudential Select Strategies LLC CRD 286153 | Newark, NJ | institutional | $23B | 0.0% | 0 | n/a | 0 | 0 |
| T••••••• P•••••• I••••••••• CRD 338378 | Minneapolis, MN | asset manager | $23B | 0.0% | 0 | n/a | 0 | 36 |
| C••••••••• O•••• I••• CRD 110689 | Norwalk, CT | asset manager | $23B | 0.0% | 0 | n/a | 2 | 32 |
| S••••• B••••• • H••••• CRD 106505 | Chicago, IL | other | $23B | 12% | 2 | $11B | 4 | 5 |
| B•••••• S••••• P••••••• L•••••• CRD 160617 | London, | asset manager | $23B | 0.0% | 0 | n/a | 0 | 34 |
| M•• C•••••• A•••••••• L•• CRD 153586 | Rockville Centre, NY | institutional | $23B | 0.0% | 0 | n/a | 0 | 0 |
| B••••• I••••••••• I••••••••• L•• CRD 105724 | London, | institutional | $23B | 0.0% | 0 | n/a | 0 | 1 |
| S••• CRD 108163 | Los Angeles, CA | BD affiliated | $23B | 96% | 140 | $161M | 25 | 0 |
| C•••••••• M••••••••• L••• CRD 122711 | Fort Worth, TX | other | $23B | 0.0% | 1 | $23B | 3 | 37 |
| T•• CRD 160389 | Menlo Park, CA | asset manager | $23B | 0.0% | 0 | n/a | 2 | 34 |
| O••• P••••••• M•••••• L• CRD 160923 | Toronto, | asset m•••••• | $22B | 0.0% | 0 | n/a | 2 | 35 |
| P•••• F•••••• A••••••• L••• CRD 159971 | San Francisco, CA | asset manager | $22B | 0.0% | 0 | n/a | 2 | 32 |
| E•• M••••••••• C••••••• L•• CRD 154302 | Washington, DC | asset manager | $22B | 0.0% | 0 | n/a | 1 | 66 |
| C•• S•••••••• P••••••• •••••• L•• CRD 289554 | New York, NY | asset manager | $22B | 0.0% | 0 | n/a | 0 | 22 |
| D••••• P••••••• CRD 281728 | Toronto, | asset manager | $22B | 0.0% | 0 | n/a | 2 | 15 |
| W•••••••• A•••• M••••••••• L•• CRD 137746 | New York, NY | asset manager | $22B | 0.0% | 0 | n/a | 0 | 31 |
| V••••• A•••• M••••••••• CRD 286622 | Alpharetta, GA | other | $22B | 16% | 6 | $3.7B | 6 | 0 |
| L•••••• I••••••••• CRD 519 | Fort Washington, PA | independent RIA | $22B | 99% | 915 | $24.0M | 314 | 0 |
| D•••• S••••••• A••••••• • N•• I••• CRD 106659 | New York, NY | asset manager | $22B | 0.3% | 0 | n/a | 1 | 0 |
| H••••••• C••••••••• A••••••••• I••• CRD 109834 | Cleveland, OH | institutional | $22B | 1.4% | 3 | $7.3B | 0 | 0 |
| M••••••• I••••••••• P••••••• CRD 159256 | Sydney, Nsw, | other | $22B | 0.0% | 0 | n/a | 0 | 0 |
| R••••• C•••••• M••••••••• L•• CRD 159998 | Miami, FL | asset manager | $22B | 0.0% | 0 | n/a | 4 | 22 |
| N••• I••••••••• CRD 321256 | Westport, CT | asset manager | $22B | 0.0% | 0 | n/a | 0 | 0 |
| L••• P••• C•••••• L•• CRD 156602 | Greenwich, CT | asset manager | $22B | 0.0% | 0 | n/a | 1 | 14 |
| S••••••••• C•••••• G••••• L•• CRD 149002 | San Francisco, CA | asset manager | $22B | 0.0% | 0 | n/a | 4 | 10 |
| E••••••••• P••••••• L••• CRD 131728 | New York, NY | independent RIA | $22B | 71% | 0 | n/a | 1 | 51 |
| E••••••• M••••••••• L•• CRD 106647 | Greenwich, CT | mixed wealth | $22B | 24% | 2 | $11B | 1 | 0 |
| T•• M••••••• V••• L•• CRD 171042 | Boston, MA | asset manager | $21B | 0.0% | 0 | n/a | 0 | 26 |
| H••••••• C•••••• CRD 157594 | Seattle, WA | asset manager | $21B | 0.0% | 0 | n/a | 1 | 1 |
| U••••••• I••••••••• L••• CRD 146052 | Miami, FL | asset manager | $21B | 0.0% | 0 | n/a | 1 | 45 |
| P•••• C•••••• M••••••••• L•• CRD 147101 | Westlake Village, CA | asset manager | $21B | 0.0% | 0 | n/a | 1 | 0 |
| O••••••••• A•••• M••••••••• CRD 105559 | New York, NY | BD affiliated | $21B | 82% | 5 | $4.3B | 2 | 0 |
| A••••••• M•••• M••••••••• C••••••••• ••••••• CRD 161853 | Cincinnati, OH | institutional | $21B | 0.0% | 0 | n/a | 0 | 14 |
| M•• P•••••••• L••• CRD 161664 | New York, NY | asset manager | $21B | 0.0% | 0 | n/a | 12 | 53 |
| A••••• L•• • P••••••• CRD 110822 | Co Dublin, | institutional | $21B | 0.0% | 0 | n/a | 1 | 1 |
| G•••••• S•••• A•••• M••••••••• •••• K•••• L•••••• CRD 286066 | Central, H••• K•••, | institutional | $21B | 0.0% | 0 | n/a | 0 | 0 |
| C••• A•• V•••• A•••••••• L•• CRD 156093 | San Francisco, CA | asset manager | $21B | 0.0% | 0 | n/a | 3 | 2 |
| T••••••• S••••• • W••••••• L•• CRD 105726 | Richmond, VA | asset manager | $21B | 5.5% | 19 | $1.1B | 0 | 4 |
| C••••• P••••••• O••• L•• CRD 151916 | New York, NY | institutional | $21B | 0.0% | 2 | $11B | 2 | 1 |
| I• E• F••• M••••••••• ••••••••• P•••••• L•••••• CRD 281555 | S••••••••, | asset manager | $21B | 0.8% | 0 | n/a | 0 | 27 |
| C••••••••• C•••••• P•••••••• L•• CRD 160256 | Boston, MA | asset manager | $21B | 0.0% | 0 | n/a | 1 | 50 |
| A•••••••• C••••••• H•••••••• L•• CRD 149120 | Denver, CO | other | $21B | 2.6% | 0 | n/a | 2 | 38 |
| A••••• C•••••• M••••••••• L• CRD 164570 | Vero Beach, FL | asset manager | $21B | 0.0% | 0 | n/a | 0 | 0 |
| H••••••• A••••••••• I•• CRD 104948 | Birmingham, AL | other | $21B | 0.0% | 2 | $10B | 1 | 4 |
| B••• • G••••• L•• CRD 106139 | Cincinnati, OH | mixed wealth | $21B | 33% | 25 | $840M | 1 | 0 |
| R••••• C•••••• CRD 165308 | Palo Alto, CA | asset manager | $21B | 0.0% | 0 | n/a | 1 | 67 |
| B•••• S••••• A•••••••• L•• CRD 128066 | San Francisco, CA | independent RIA | $21B | 87% | 0 | n/a | 0 | 0 |
| T••••••• I••••••••• M••••••••• I••• CRD 18387 | Minneapolis, MN | BD affiliated | $21B | 98% | 3,159 | $6.6M | 1,226 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
17,149 advisers match.