DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Catalyst Financial Nw Corporation CRD 168534 | Gresham, OR | independent RIA | $233M | 88% | 2 | $117M | 0 | 0 |
| Taurus Capital Advisors, LLC CRD 137633 | Lake Oswego, OR | independent RIA | $231M | 91% | 4 | $57.9M | 0 | 0 |
| Msp Wealth Management, LLC CRD 306522 | Klamath Falls, OR | independent RIA | $228M | 93% | 4 | $57.1M | 1 | 0 |
| J•••• • A••••••••• P•••••• F•••••••• S•••••••• CRD 152930 | Jacksonville, OR | independent RIA | $227M | 100% | 2 | $114M | 0 | 0 |
| C•••••••• W••••• S••••••••• L•• CRD 277111 | La Grande, OR | independent RIA | $226M | 98% | 2 | $113M | 0 | 0 |
| F••••• • W•••• I••• CRD 165362 | Lake Oswego, OR | mixed wealth | $219M | 21% | 3 | $72.9M | 0 | 0 |
| G••••• C••••••• L•• CRD 131699 | Beaverton, OR | independent RIA | $217M | 94% | 4 | $54.3M | 0 | 0 |
| C••••••••• W••••• M••••••••• C•••• CRD 111010 | Portland, OR | independent RIA | $214M | 98% | 2 | $107M | 0 | 0 |
| J• A••••••• CRD 139587 | Salem, OR | independent RIA | $212M | 85% | 2 | $106M | 0 | 0 |
| O••• I••••••••• M••••••••• L•• CRD 144377 | Lake Oswego, OR | independent RIA | $212M | 97% | 11 | $19.2M | 1 | 0 |
| F•••••••• I••••••••• T••• •••••• CRD 145724 | Portland, OR | independent RIA | $209M | 100% | 4 | $52.3M | 1 | 0 |
| C•••••• W••••• D••••••••• L•• CRD 155103 | Corvallis, OR | independent RIA | $209M | 100% | 5 | $41.7M | 0 | 0 |
| G• W••••• M••••••••• CRD 290254 | Eugene, OR | independent RIA | $208M | 59% | 9 | $23.2M | 5 | 0 |
| S••••• F••• M••••••• L•• CRD 315584 | Portland, OR | asset m•••••• | $202M | 0.0% | 0 | n/a | 0 | 4 |
| N•••••• W••••• M••••••••• I••• CRD 306441 | Gladstone, OR | independent RIA | $200M | 100% | 2 | $100M | 0 | 0 |
| I•••• F•••••••• S•••••••• I••• CRD 297414 | Portland, OR | independent RIA | $197M | 97% | 3 | $65.8M | 3 | 0 |
| C•• F•••••••• A•••••••• I••• CRD 152892 | Portland, OR | independent RIA | $192M | 100% | 3 | $64.0M | 2 | 0 |
| H••••••• W••••• A•••••••• L•• CRD 331566 | Coos Bay, OR | independent RIA | $189M | 100% | 3 | $62.8M | 0 | 0 |
| C•••• P•••• W••••• A••••••• CRD 322424 | Hood River, OR | independent RIA | $186M | 97% | 3 | $61.8M | 0 | 0 |
| S•••••••• C•••••• M••••••••• L•• CRD 139891 | Bend, OR | asset manager | $181M | 0.0% | 0 | n/a | 1 | 1 |
| S•• F•••••••• S•••••••• I••• CRD 154216 | Portland, OR | independent RIA | $178M | 96% | 5 | $35.6M | 0 | 0 |
| P•••• F•••••••• G•••• W••••• M••••••••• I••• CRD 323146 | Portland, OR | independent RIA | $173M | 97% | 5 | $34.7M | 1 | 0 |
| L••••••••• F•••••••• S••••••• I•• CRD 155113 | Roseburg, OR | independent RIA | $171M | 95% | 4 | $42.8M | 1 | 0 |
| N•••• F•••• T•• • C•• CRD 148417 | Lake Oswego, OR | independent RIA | $168M | 100% | 1 | $168M | 1 | 0 |
| J••• C•••••• M••••••••• I••• CRD 142109 | Eugene, OR | independent RIA | $167M | 100% | 1 | $167M | 0 | 0 |
| S••••• F•••••••• G•••• L•• CRD 316987 | Boring, OR | independent RIA | $159M | 100% | 2 | $79.6M | 0 | 0 |
| C•••• W••••• M••••••••• CRD 281873 | Bend, OR | independent RIA | $158M | 98% | 4 | $39.4M | 0 | 0 |
| O••••• P•••••• W••••• M••••••••• CRD 283958 | Medford, OR | independent RIA | $156M | 96% | 4 | $39.1M | 1 | 0 |
| P•••• W••••• L•• CRD 299508 | Portland, OR | independent RIA | $156M | 99% | 1 | $156M | 0 | 0 |
| W••••••••• A•••••••• I••• CRD 147861 | Hillsboro, OR | independent RIA | $152M | 99% | 2 | $76.1M | 1 | 0 |
| T••• W••••• G•••• CRD 332426 | Bend, OR | independent RIA | $151M | 99% | 3 | $50.5M | 1 | 0 |
| C•••••• F•••••••• S••••••••• CRD 166610 | Bend, OR | independent RIA | $151M | 99% | 3 | $50.3M | 0 | 0 |
| S•••••• F•••••••• N•••••••• CRD 146844 | Portland, OR | independent RIA | $148M | 90% | 3 | $49.4M | 0 | 0 |
| A••• W••••• M••••••••• I•• CRD 155890 | Bend, OR | independent RIA | $148M | 92% | 3 | $49.3M | 1 | 0 |
| W••••• P••••••• CRD 318448 | Lake Oswego, OR | independent RIA | $145M | 100% | 1 | $145M | 0 | 0 |
| S•••• G••••• A•••••••• L•• CRD 148713 | Clackamas, OR | independent RIA | $144M | 99% | 2 | $72.1M | 0 | 0 |
| N•••••••• F•••••••• L•• CRD 342069 | Bend, OR | independent RIA | $142M | 100% | 3 | $47.4M | 0 | 0 |
| C•••••• F••••• O•••••• I••• CRD 312005 | Beaverton, OR | independent RIA | $136M | 100% | 2 | $68.0M | 0 | 0 |
| T••••••••• W••••• M••••••••• CRD 323879 | Portland, OR | independent RIA | $135M | 95% | 3 | $45.0M | 1 | 0 |
| J•• T•• • W••••• M••••••••• CRD 165770 | Salem, OR | independent RIA | $132M | 83% | 3 | $44.0M | 0 | 0 |
| U•••••• W••••• CRD 312641 | Portland, OR | independent RIA | $131M | 100% | 2 | $65.7M | 0 | 0 |
| A•••• W••••• S••••••••• L•• CRD 313124 | Bend, OR | independent RIA | $125M | 98% | 2 | $62.4M | 1 | 0 |
| S••••• C•••••• CRD 336178 | Beaverton, OR | independent RIA | $123M | 95% | 2 | $61.5M | 0 | 0 |
| P•••••• C•••• I••••••••• A•••••••• L•• CRD 137963 | West Linn, OR | independent RIA | $122M | 100% | 1 | $122M | 0 | 0 |
| L••••••• W••••• M••••••••• G••••• L•• CRD 291661 | Lake Oswego, OR | independent RIA | $122M | 97% | 1 | $122M | 1 | 0 |
| W••••••••• F•••••••• A•••••••• L•• CRD 173482 | Portland, OR | independent RIA | $117M | 100% | 2 | $58.7M | 0 | 0 |
| M•••••••• F••••••••• L•• CRD 217511 | Portland, OR | independent RIA | $113M | 100% | 3 | $37.8M | 0 | 0 |
| S•••••• I••••••••• M••••••••• L•• CRD 305273 | Portland, OR | independent RIA | $113M | 100% | 3 | $37.5M | 2 | 0 |
| C•••••• I••••••••• A•••••••• L•• CRD 131933 | Portland, OR | independent RIA | $111M | 99% | 2 | $55.3M | 0 | 0 |
| T•••••••• P••••••• L•• CRD 159378 | Portland, OR | independent RIA | $110M | 100% | 4 | $27.5M | 0 | 0 |
The rest of the firm names are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
157 advisers match.