DFX Intelligence
RIA Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Gryphon Advisors, LLC CRD 160185 | San Francisco, CA | asset manager | $9.3B | 0.0% | 0 | n/a | 0 | 24 |
| Situational Awareness LP CRD 333011 | San Francisco, CA | asset manager | $9.3B | 0.0% | 0 | n/a | 0 | 1 |
| Industry Ventures CRD 156213 | San Francisco, CA | asset manager | $9.1B | 0.0% | 0 | n/a | 2 | 39 |
| M••••• E••••• P••••••• CRD 160672 | Hermosa Beach, CA | asset manager | $9.0B | 0.0% | 0 | n/a | 2 | 31 |
| A•••••• W••••• M••••••••• L•• CRD 164081 | Carlsbad, CA | independent RIA | $8.9B | 89% | 38 | $234M | 26 | 0 |
| R•••••••• S••••••• CRD 289977 | San Francisco, CA | independent RIA | $8.8B | 81% | 71 | $123M | 26 | 0 |
| M••• W••• C•••••• CRD 158959 | Los Angeles, CA | asset manager | $8.7B | 0.0% | 0 | n/a | 4 | 4 |
| C••••••••• C•••••• P•••••••• L• CRD 306981 | Menlo Park, CA | asset manager | $8.7B | 0.0% | 0 | n/a | 1 | 13 |
| O•• C•••••• M••••••••• L•• CRD 114861 | Westlake Village, CA | independent RIA | $8.5B | 63% | 64 | $133M | 12 | 0 |
| A••••• A••••••••• I••••••••• L• CRD 293127 | Mill Valley, CA | asset manager | $8.2B | 0.0% | 0 | n/a | 0 | 1 |
| I••••••• C•••••• M••••••••• C••• CRD 109330 | San Francisco, CA | asset manager | $8.2B | 0.0% | 0 | n/a | 1 | 1 |
| H•••• I••••••• A••••••• L•• CRD 269875 | San Francisco, CA | independent RIA | $8.1B | 100% | 2 | $4.1B | 0 | 0 |
| C••••• P••••••• CRD 160892 | San Francisco, CA | asset manager | $8.0B | 0.0% | 0 | n/a | 5 | 8 |
| F•• R••• E••••• A••••••• G••••• L•• CRD 288195 | Irvine, CA | asset manager | $8.0B | 0.0% | 0 | n/a | 1 | 9 |
| I•• A•••••••• L•• CRD 148066 | Los Angeles, CA | independent RIA | $7.9B | 72% | 1 | $7.9B | 0 | 11 |
| W••••••••• C•••••• U• A•••••••• L• CRD 161527 | San Mateo, CA | asset manager | $7.9B | 0.0% | 0 | n/a | 2 | 7 |
| Q••• C•••••• G•••• H•••••••• L•• CRD 297179 | Santa Monica, CA | asset manager | $7.8B | 0.0% | 0 | n/a | 1 | 36 |
| S••••• C•••••• P•••••••• L••• CRD 134660 | Menlo Park, CA | other | $7.6B | 0.0% | 0 | n/a | 0 | 13 |
| M••••••• • C•••••• L•• CRD 115060 | San Francisco, CA | other | $7.6B | 0.2% | 1 | $7.6B | 2 | 0 |
| B••••••• I••• CRD 110550 | Foster City, CA | independent RIA | $7.6B | 71% | 40 | $189M | 2 | 0 |
| O•••••••• C•••••• M••••••••• CRD 109580 | San Francisco, CA | other | $7.5B | 13% | 0 | n/a | 0 | 0 |
| W•••••• M••••••••• L•• CRD 301822 | San Francisco, CA | asset manager | $7.4B | 0.0% | 0 | n/a | 3 | 43 |
| P•••••• H•••••• A•••• M••••••••• L•• CRD 124365 | San Francisco, CA | asset manager | $7.3B | 0.0% | 0 | n/a | 2 | 0 |
| A•••••• I••••••••• A••••••• CRD 110213 | Santa Monica, CA | other | $7.3B | 2.2% | 0 | n/a | 0 | 17 |
| T•• T••• C•••••• P•••••••• L•• CRD 144546 | San Francisco, CA | asset manager | $7.3B | 0.0% | 0 | n/a | 2 | 42 |
| B•••••••• CRD 317318 | Larkspur, CA | asset manager | $7.2B | 0.0% | 0 | n/a | 0 | 0 |
| B•••••••• E••••• L• CRD 284667 | Beverly Hills, CA | asset manager | $7.1B | 0.0% | 0 | n/a | 0 | 19 |
| G•••••••• C•••••• S•••••••• L•• CRD 316994 | San Francisco, CA | asset manager | $7.0B | 0.0% | 0 | n/a | 9 | 16 |
| F•••••• L••• S••••••• M••••••••• L• CRD 317522 | Palo Alto, CA | asset manager | $7.0B | 0.0% | 0 | n/a | 1 | 8 |
| M••••• P••••••• M••••••••• L•• CRD 289836 | San Francisco, CA | asset manager | $7.0B | 0.0% | 0 | n/a | 0 | 16 |
| S•••••••• I••••••••• A•••••••• L•• CRD 160715 | Los Angeles, CA | independent RIA | $6.8B | 98% | 13 | $520M | 1 | 0 |
| B••••• C•••••• P•••••••• L•• CRD 134529 | San Francisco, CA | institutional | $6.7B | 0.0% | 0 | n/a | 1 | 0 |
| S••••••• C•••••• A•••••••• L•• CRD 153100 | Los Angeles, CA | asset manager | $6.7B | 0.0% | 0 | n/a | 0 | 25 |
| D••••• C•••••• M••••••••• L• CRD 160224 | Redwood City, CA | asset manager | $6.6B | 0.0% | 0 | n/a | 0 | 0 |
| M••••••• I••••••••• C•••••• M••••••••• L•• CRD 106054 | San Francisco, CA | asset manager | $6.6B | 0.0% | 0 | n/a | 2 | 2 |
| T••••••••• M••••••••• L••• CRD 165897 | San Francisco, CA | asset manager | $6.6B | 0.0% | 0 | n/a | 0 | 20 |
| O•••••• G•••• L•• CRD 133387 | El Segundo, CA | institutional | $6.5B | 0.0% | 4 | $1.6B | 2 | 0 |
| N•• A••••••• S••••••• I•• CRD 110410 | Los Angeles, CA | independent RIA | $6.4B | 100% | 108 | $59.5M | 38 | 0 |
| A••••• C•••••• P••••••• M••••••••• V• L••• CRD 304605 | Los Angeles, CA | asset manager | $6.2B | 0.0% | 0 | n/a | 0 | 13 |
| F•••••••• R••••• A••••••• L•• CRD 300633 | San Diego, CA | asset manager | $6.2B | 0.0% | 0 | n/a | 0 | 10 |
| R•••••••• C•••••• M••••••••• L••• CRD 158267 | Menlo Park, CA | asset manager | $6.2B | 0.0% | 0 | n/a | 3 | 14 |
| F•••••• S••••• CRD 156819 | Los Angeles, CA | asset manager | $6.2B | 0.0% | 0 | n/a | 1 | 7 |
| B•• P••••••• L••• CRD 156149 | San Francisco, CA | asset manager | $6.1B | 0.0% | 0 | n/a | 1 | 4 |
| L• C•••••• G••••• L•• CRD 120277 | San Diego, CA | institutional | $6.1B | 0.0% | 0 | n/a | 0 | 0 |
| V••• C••••••• L•• CRD 159868 | Palo Alto, CA | asset manager | $6.1B | 0.0% | 0 | n/a | 5 | 16 |
| S••••• C•••••• M••••••••• L• CRD 108518 | San Francisco, CA | other | $6.1B | 2.6% | 0 | n/a | 0 | 2 |
| K•• I••••••••• A••••••• CRD 109629 | Greenbrae, CA | independent RIA | $6.0B | 88% | 7 | $860M | 0 | 0 |
| C•••••• R••••••• • C••••••••• L•• CRD 109868 | Pasadena, CA | institutional | $6.0B | 0.0% | 6 | $998M | 0 | 0 |
| P••••••• V••••••••• A•••••••• L••• CRD 158143 | San Francisco, CA | asset manager | $6.0B | 0.0% | 0 | n/a | 3 | 1 |
| S•••••• E••••• P••••••• CRD 156909 | Marina Del Rey, CA | asset manager | $5.9B | 0.0% | 0 | n/a | 1 | 32 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
1,869 advisers match.