DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Source Capital, LLC CRD 325758 | Atlanta, GA | asset manager | $475M | 0.0% | 0 | n/a | 0 | 19 |
| Cape Investment Advisory, Inc. CRD 146384 | Mcdonough, GA | independent RIA | $474M | 97% | 34 | $13.9M | 34 | 0 |
| Adapt Wealth Advisors, LLC CRD 329448 | Atlanta, GA | independent RIA | $469M | 100% | 7 | $67.0M | 2 | 0 |
| S••• W••••• M•••••••• G••••• L•• CRD 123457 | Atlanta, GA | independent RIA | $464M | 94% | 2 | $232M | 0 | 0 |
| T•• M••••••••• L•• CRD 319179 | Atlanta, GA | asset manager | $464M | 0.0% | 0 | n/a | 0 | 3 |
| A••••• I••••••••• M••••••••• L•• CRD 322491 | Atlanta, GA | independent RIA | $456M | 54% | 3 | $152M | 0 | 0 |
| H••••••• F••••••••• I••• CRD 142238 | Atlanta, GA | independent RIA | $452M | 91% | 3 | $151M | 0 | 3 |
| H••••••• C•••••• P•••••••• L•• CRD 314344 | Atlanta, GA | independent RIA | $444M | 66% | 2 | $222M | 1 | 0 |
| T•• L•••• A••••••• G•••• CRD 150582 | Suwanee, GA | independent RIA | $438M | 97% | 7 | $62.5M | 2 | 0 |
| P•••••••• W••••• A•••••••• I•• CRD 139779 | Atlanta, GA | independent RIA | $437M | 87% | 2 | $218M | 0 | 0 |
| M••• I••••••••• A••••••• CRD 107861 | Thomasville, GA | independent RIA | $435M | 99% | 2 | $218M | 0 | 0 |
| W••••••• W••••• C•••••• L•• CRD 171822 | Atlanta, GA | independent RIA | $433M | 97% | 3 | $144M | 0 | 0 |
| P•••• W••••• M••••••••• CRD 315101 | Alpharetta, GA | independent RIA | $430M | 100% | 7 | $61.4M | 2 | 0 |
| F•••• C••• C•••••• M••••••••• I•• CRD 104780 | Savannah, GA | independent RIA | $424M | 96% | 4 | $106M | 0 | 0 |
| T•••• CRD 299212 | Cumming, GA | independent RIA | $422M | 100% | 5 | $84.3M | 1 | 0 |
| A••••••• I••••••••• CRD 281201 | Alpharetta, GA | asset manager | $421M | 0.0% | 0 | n/a | 1 | 0 |
| F••••••• S•••••• L•• CRD 297555 | Decatur, GA | independent RIA | $415M | 99% | 6 | $69.2M | 2 | 0 |
| K•••••••• P•••••• F•••••••• A•••••••• L•• CRD 146655 | Albany, GA | independent RIA | $406M | 95% | 5 | $81.3M | 0 | 0 |
| M•• A•••••••• L•• CRD 328391 | Atlanta, GA | asset manager | $400M | 0.0% | 0 | n/a | 0 | 1 |
| G•••••• I••••••••• A••••••• CRD 131193 | Woodstock, GA | independent RIA | $397M | 98% | 8 | $49.6M | 0 | 0 |
| K•••• W••••• M••••••••• L•• CRD 154405 | Jasper, GA | independent RIA | $395M | 96% | 4 | $98.8M | 1 | 0 |
| P•••••• F••••• W••••• A••••••• CRD 325119 | Atlanta, GA | independent RIA | $393M | 98% | 2 | $197M | 0 | 0 |
| P••• M•••••• • A••••••••• I••• CRD 110996 | Marietta, GA | independent RIA | $392M | 92% | 2 | $196M | 0 | 0 |
| 1••• W••••• L•• CRD 286321 | Sandy Springs, GA | independent RIA | $391M | 70% | 2 | $195M | 0 | 0 |
| E•••••• W••••• A•••••••• I••• CRD 149713 | Athens, GA | independent RIA | $386M | 97% | 12 | $32.1M | 0 | 0 |
| A••••••• C•••••• M••••••••• L•• CRD 307047 | Alpharetta, GA | other | $385M | 0.0% | 0 | n/a | 0 | 0 |
| T•• S•••••••• F•••••••• A••••••• CRD 126514 | Atlanta, GA | BD affiliated | $382M | 98% | 56 | $6.8M | 23 | 0 |
| C•••••• C•••••• M••••••••• I••• CRD 149313 | Macon, GA | independent RIA | $376M | 100% | 13 | $28.9M | 2 | 0 |
| R•••••• W•••••• L•• CRD 309672 | Atlanta, GA | independent RIA | $365M | 100% | 5 | $73.0M | 0 | 0 |
| R•••••••• A••••••• CRD 299575 | Atlanta, GA | independent RIA | $355M | 99% | 9 | $39.4M | 9 | 0 |
| C••• A••••••••• C••••••• L•• CRD 302011 | Peachtree Corners, GA | asset manager | $354M | 0.0% | 1 | $354M | 0 | 0 |
| S••••••••• A•••••••• L•• CRD 306075 | Marieta, GA | independent RIA | $353M | 68% | 6 | $58.9M | 1 | 0 |
| M••••••• P••••••• L•• CRD 328822 | Atlanta, GA | asset manager | $350M | 0.0% | 0 | n/a | 0 | 1 |
| B•• C•••••• M••••••••• S•••••••• L•• CRD 300757 | Atlanta, GA | asset manager | $345M | 0.0% | 0 | n/a | 0 | 17 |
| L••••• W••••• P••••••• CRD 305359 | Johns Creek, GA | independent RIA | $344M | 100% | 6 | $57.4M | 0 | 0 |
| A• W••••• M••••••••• CRD 156417 | Augusta, GA | independent RIA | $340M | 97% | 5 | $67.9M | 0 | 0 |
| B••• W••••• M••••••••• CRD 150555 | Marietta, GA | independent RIA | $335M | 84% | 2 | $167M | 0 | 0 |
| G••••••• CRD 317336 | Atlanta, GA | asset manager | $332M | 0.0% | 3 | $111M | 0 | 36 |
| D•• W•••••• L•• CRD 138938 | Atlanta, GA | independent RIA | $330M | 89% | 25 | $13.2M | 15 | 0 |
| L•••• 5• C•••••• P•••••••• L•• CRD 304140 | Atlanta, GA | asset manager | $327M | 0.0% | 0 | n/a | 0 | 25 |
| M••• A••••••• S•••••••• L•• CRD 169885 | Alpharetta, GA | independent RIA | $327M | 95% | 15 | $21.8M | 7 | 0 |
| W••• C•••••• CRD 281291 | Augusta, GA | independent RIA | $320M | 95% | 3 | $107M | 0 | 0 |
| P•••••••• W••••• S••••••••• L•• CRD 318872 | Marietta, GA | independent RIA | $316M | 97% | 5 | $63.2M | 0 | 0 |
| O•• C•••••• P•••••••• L•• CRD 328464 | Atlanta, GA | asset manager | $310M | 0.0% | 0 | n/a | 0 | 2 |
| A••••••• W••••• M••••••••• I••• CRD 25536 | Alpharetta, GA | independent RIA | $310M | 99% | 9 | $34.4M | 2 | 0 |
| B••••• I••••••••• G••••• L•• CRD 283292 | Atlanta, GA | asset manager | $308M | 0.0% | 0 | n/a | 0 | 3 |
| G•••• M••••••• P•••••••• L•• CRD 322303 | Atlanta, GA | asset manager | $308M | 0.0% | 0 | n/a | 0 | 4 |
| C•••••• W••••• M••••••••• L•• CRD 156482 | Atlanta, GA | independent RIA | $308M | 99% | 2 | $154M | 0 | 0 |
| M••••••• W••••• CRD 172577 | Atlanta, GA | mixed wealth | $300M | 43% | 4 | $75.0M | 1 | 0 |
| T••••••••• F•••••••• A•••••••• L•• CRD 125490 | Alpharetta, GA | independent RIA | $297M | 100% | 3 | $99.0M | 0 | 0 |
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330 advisers match.