DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Estate Management Counselors,LLC CRD 126624 | Atlanta, GA | independent RIA | $294M | 100% | 2 | $147M | 1 | 0 |
| Baugh & Associates, LLC CRD 136342 | Atlanta, GA | independent RIA | $294M | 100% | 2 | $147M | 0 | 0 |
| Chatham Capital CRD 160961 | Atlanta, GA | asset manager | $289M | 0.0% | 0 | n/a | 0 | 6 |
| S••••• B•••• • G•••••• I••• D•••• S•• W••••• M••••••••• CRD 1329 | Macon, GA | independent RIA | $284M | 99% | 3 | $94.7M | 0 | 0 |
| V••••••• P•••••••• L•• CRD 153751 | Chamblee, GA | independent RIA | $284M | 100% | 5 | $56.7M | 1 | 0 |
| B••••• C•••••• M••••••••• I••• CRD 108123 | Atlanta, GA | independent RIA | $282M | 94% | 2 | $141M | 0 | 0 |
| C•••••••• W••••• I••••••••• L•• CRD 319143 | Atlanta, GA | independent RIA | $273M | 99% | 4 | $68.2M | 1 | 0 |
| B••• S••••• A••••••• CRD 304058 | Savannah, GA | independent RIA | $272M | 82% | 1 | $272M | 0 | 0 |
| T•• J•••••• G•••• CRD 125941 | Albany, GA | independent RIA | $270M | 100% | 3 | $90.0M | 1 | 0 |
| C••• O••••••• W••••• A•••••••• I••• CRD 125646 | Duluth, GA | independent RIA | $265M | 100% | 3 | $88.2M | 1 | 0 |
| A••••• I••••••• M•••• • A••••••••• I••• CRD 126942 | Savannah, GA | independent RIA | $259M | 97% | 5 | $51.7M | 0 | 0 |
| B••• W••••• M••••••••• CRD 304262 | Valdosta, GA | independent RIA | $258M | 96% | 6 | $43.1M | 0 | 0 |
| D•••••• C•••••• M••••••••• I••• CRD 120679 | D••••••, GA | institutional | $254M | 2.5% | 2 | $127M | 1 | 0 |
| A••••• I••••••••• C•••••• CRD 107460 | Atlanta, GA | independent RIA | $253M | 53% | 2 | $126M | 0 | 0 |
| C••••• • B•••••••• I••• CRD 112145 | Atlanta, GA | independent RIA | $251M | 92% | 0 | n/a | 0 | 0 |
| J•••••• B••••• W••••• CRD 290367 | Roswell, GA | independent RIA | $250M | 100% | 4 | $62.6M | 0 | 0 |
| W••••• I••••••••• L•• CRD 333253 | Columbus, GA | independent RIA | $247M | 99% | 3 | $82.5M | 1 | 0 |
| K••••••• F•••••••• G••••• I••• CRD 129301 | Atlanta, GA | independent RIA | $247M | 95% | 7 | $35.3M | 0 | 0 |
| I••••••• P•••••••• L•• CRD 172979 | Alpharetta, GA | independent RIA | $245M | 100% | 4 | $61.2M | 2 | 0 |
| E••• W••••• A••••••• CRD 332573 | Alpharetta, GA | independent RIA | $243M | 82% | 3 | $81.1M | 3 | 0 |
| A•••• A•••••••• CRD 131416 | Tyrone, GA | independent RIA | $242M | 89% | 3 | $80.7M | 0 | 0 |
| C••••• E••••• P•••••••• L•• CRD 322999 | Atlanta, GA | asset manager | $242M | 0.0% | 0 | n/a | 1 | 12 |
| G••••••• P••••••• L•• CRD 128390 | Atlanta, GA | other | $241M | 0.0% | 0 | n/a | 0 | 0 |
| E••• • H•••• W••••• M••••••••• CRD 105524 | Atlanta, GA | independent RIA | $240M | 93% | 3 | $80.2M | 0 | 0 |
| G••••••• F•••••••• A•••••••• L•• CRD 133673 | Atlanta, GA | independent RIA | $239M | 92% | 2 | $120M | 0 | 0 |
| M•••••• P••••••• G•••• CRD 127263 | Decatur, GA | independent RIA | $237M | 100% | 3 | $79.0M | 3 | 0 |
| L••••• F•••••••• G•••• L•• CRD 152945 | Athens, GA | independent RIA | $236M | 93% | 6 | $39.4M | 2 | 0 |
| R••• O•• P•••••••• L•• CRD 166341 | Moreland, GA | asset manager | $236M | 0.0% | 1 | $236M | 0 | 1 |
| L••••• P••••••• A•••••••• L•• CRD 121289 | Suwanee, GA | independent RIA | $234M | 100% | 5 | $46.8M | 0 | 0 |
| C••••• C•••••• A•••••••• L•• CRD 323041 | Atlanta, GA | other | $230M | 19% | 0 | n/a | 0 | 1 |
| C••••••••• F•••••••• P••••••• I•• CRD 106831 | Roswell, GA | independent RIA | $228M | 98% | 2 | $114M | 0 | 0 |
| M•• C•••••• I••••••••• L•• CRD 167256 | Alpharetta, GA | independent RIA | $228M | 86% | 3 | $75.9M | 1 | 0 |
| A•••• F•••••••• G•••• I•• CRD 108837 | Atlanta, GA | independent RIA | $224M | 100% | 2 | $112M | 0 | 0 |
| R••••• W••••• A•••••••• L•• CRD 315043 | Atlanta, GA | independent RIA | $220M | 61% | 5 | $44.0M | 0 | 2 |
| S•• B••• A•••••••• I••• CRD 296929 | Atlanta, GA | independent RIA | $219M | 100% | 11 | $19.9M | 4 | 0 |
| G••••••• • W•••••• I••• CRD 136380 | Canton, GA | independent RIA | $219M | 96% | 5 | $43.7M | 1 | 0 |
| P••• S••••• F•••••••• G•••• L•• CRD 332268 | Roswell, GA | independent RIA | $219M | 97% | 5 | $43.7M | 3 | 0 |
| W••••• W••• N• R••••••• CRD 159201 | Alpharetta, GA | independent RIA | $214M | 89% | 5 | $42.9M | 0 | 0 |
| P••••• A•••••••• L•• CRD 283679 | Atlanta, GA | independent RIA | $214M | 99% | 1 | $214M | 0 | 1 |
| M••••••• P••••••• G•••• CRD 338739 | Atlanta, GA | independent RIA | $210M | 98% | 3 | $70.0M | 0 | 0 |
| D•••• W••••• M••••••••• L•• CRD 317373 | Alpharetta, GA | independent RIA | $202M | 100% | 2 | $101M | 0 | 0 |
| A•••• M••••••••• G•••• CRD 319444 | Cartersville, GA | independent RIA | $200M | 100% | 3 | $66.7M | 0 | 0 |
| F•••••••• A••••••••• L•• CRD 116027 | Woodstock, GA | independent RIA | $199M | 100% | 3 | $66.4M | 0 | 0 |
| T••••••• W••••• M••••••••• CRD 126241 | Columbus, GA | independent RIA | $194M | 99% | 2 | $97.0M | 0 | 0 |
| C•••••• A•• P•••••••• L•• CRD 321104 | Jonesboro, GA | independent RIA | $194M | 99% | 3 | $64.6M | 0 | 0 |
| W•••••• F•••••••• • I•••••••• S••••••• CRD 307299 | Marietta, GA | independent RIA | $193M | 99% | 3 | $64.3M | 0 | 0 |
| I•••••••• F•••••••• P•••••••• L•• CRD 318227 | Alpharetta, GA | independent RIA | $192M | 98% | 3 | $64.0M | 0 | 0 |
| P•••••• W••••• M••••••••• CRD 293206 | Atlanta, GA | independent RIA | $192M | 86% | 3 | $64.0M | 0 | 0 |
| P•••••• C•••••• P•••••••• L•• CRD 285635 | Alpharetta, GA | asset manager | $191M | 0.0% | 0 | n/a | 0 | 2 |
| X••••••• F••••• O••••• CRD 338122 | Atlanta, GA | independent RIA | $189M | 100% | 3 | $63.1M | 0 | 0 |
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330 advisers match.