DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Trm Advisors LP CRD 321278 | Southfield, MI | asset manager | $160M | 0.0% | 0 | n/a | 0 | 1 |
| Advisory Advocates LLC CRD 284100 | Grand Rapids, MI | independent RIA | $159M | 100% | 7 | $22.7M | 3 | 0 |
| Graetz Wealth CRD 317857 | Jenison, MI | independent RIA | $158M | 94% | 3 | $52.7M | 0 | 0 |
| J••••• I••••••••• C•••••• CRD 3998 | Jackson, MI | independent RIA | $158M | 100% | 5 | $31.5M | 0 | 0 |
| B••••••••• C•••••• CRD 172498 | Kalamazoo, MI | independent RIA | $157M | 94% | 2 | $78.3M | 0 | 0 |
| S••• W••••• M••••••••• C••••••••• CRD 341885 | Bingham Farms, MI | independent RIA | $156M | 100% | 1 | $156M | 1 | 0 |
| R•• G••••• L•• CRD 330716 | Holly, MI | independent RIA | $155M | 100% | 3 | $51.7M | 1 | 0 |
| G••••••• F••••••••• L•• CRD 288864 | Farmington Hills, MI | independent RIA | $151M | 90% | 3 | $50.5M | 0 | 0 |
| A• S•••••• W•• T• I••••• CRD 166170 | Brighton, MI | asset manager | $150M | 0.0% | 5 | $30.0M | 2 | 0 |
| H••••••••• F•••••••• G•••• CRD 331763 | Ludington, MI | independent RIA | $149M | 99% | 4 | $37.3M | 2 | 0 |
| A•••••• A•••••••• L•• CRD 305009 | Ann Arbor, MI | independent RIA | $148M | 99% | 2 | $74.2M | 0 | 0 |
| C••••••••• W••••• P•••••••• L•• CRD 146602 | Okemos, MI | independent RIA | $146M | 100% | 12 | $12.2M | 4 | 0 |
| D••••• K••• • A••••••••• CRD 298532 | Clarkston, MI | independent RIA | $145M | 100% | 2 | $72.6M | 0 | 0 |
| W•••••••• W••••• A••••••• S••••••• I••• CRD 146564 | Bloomfield Hills, MI | independent RIA | $141M | 94% | 1 | $141M | 0 | 0 |
| B•••••••• C•••••• M••••••••• I••• CRD 114173 | Grand Rapids, MI | independent RIA | $139M | 81% | 2 | $69.5M | 0 | 1 |
| B•••• W••••• W••••• M••••••••• CRD 337606 | Traverse City, MI | independent RIA | $137M | 100% | 1 | $137M | 0 | 0 |
| E•• A••••••• S•••••••• I•• CRD 148228 | Southfield, MI | independent RIA | $137M | 98% | 13 | $10.5M | 9 | 0 |
| G••••• F•••••••• P••••••• G••••• L•• CRD 114803 | Troy, MI | independent RIA | $135M | 92% | 2 | $67.7M | 0 | 0 |
| L••••• W••••• A•••••••• L•• CRD 281810 | Clinton Township, MI | independent RIA | $132M | 97% | 2 | $66.2M | 0 | 0 |
| W••••• E••• W••••• M••••••••• CRD 332595 | Marshall, MI | independent RIA | $132M | 87% | 2 | $66.1M | 0 | 0 |
| B•••••• • C•••••• L•• CRD 319339 | Grand Rapids, MI | independent RIA | $130M | 83% | 2 | $64.8M | 0 | 0 |
| I••••••• A••••••• G•••• CRD 324723 | Portage, MI | independent RIA | $129M | 100% | 3 | $43.0M | 0 | 0 |
| R•••••• L•• CRD 165499 | Grand Rapids, MI | independent RIA | $129M | 73% | 4 | $32.1M | 8 | 0 |
| S•••••• W••••• M••••••••• L•• CRD 174633 | Grand Rapids, MI | independent RIA | $127M | 93% | 3 | $42.4M | 0 | 0 |
| I•• CRD 168705 | Bloomfield Hills, MI | institutional | $125M | 0.0% | 5 | $25.0M | 2 | 0 |
| S••••••••• A•••••••• L•• CRD 168250 | Grand Rapids, MI | independent RIA | $124M | 98% | 5 | $24.9M | 0 | 0 |
| L••••• F•••••••• S••••••• G••••• I••• CRD 140514 | Traverse City, MI | independent RIA | $123M | 99% | 2 | $61.4M | 2 | 0 |
| A•••• F•••••••• M••••••••• CRD 153511 | Oxford, MI | independent RIA | $121M | 100% | 1 | $121M | 0 | 0 |
| O•••••• C•••••• A•••••••• L•• CRD 144719 | Traverse City, MI | independent RIA | $120M | 95% | 2 | $60.0M | 0 | 13 |
| P••••••• W••••• M••••••••• I••• CRD 166853 | Brighton, MI | independent RIA | $118M | 100% | 4 | $29.5M | 0 | 0 |
| V•••••••• I••••••••• L••••• CRD 168174 | Caledonia, MI | independent RIA | $118M | 95% | 3 | $39.4M | 1 | 0 |
| A•• W••••• M••••••••• L•• CRD 287832 | Farmington Hills, MI | independent RIA | $118M | 98% | 2 | $59.0M | 0 | 0 |
| S••••• W••••• L•• CRD 314981 | Birmingham, MI | independent RIA | $116M | 100% | 8 | $14.5M | 3 | 0 |
| R••••• I••••••••• A••••••• CRD 170762 | Okemos, MI | independent RIA | $116M | 100% | 2 | $58.0M | 0 | 0 |
| B•• P••••• F•••••••• CRD 340986 | New Baltimore, MI | independent RIA | $116M | 100% | 3 | $38.6M | 1 | 0 |
| O•••••• W••••• M••••••••• CRD 311374 | Canton, MI | independent RIA | $112M | 100% | 2 | $56.2M | 1 | 0 |
| R••••• C•••••• C•••••• M••••••••• CRD 283124 | Grand Rapids, MI | independent RIA | $110M | 95% | 1 | $110M | 0 | 0 |
| M• W••••• M••••••••• L•• CRD 297823 | Chelsea, MI | independent RIA | $110M | 99% | 2 | $55.0M | 0 | 0 |
| S•••••••• I••••••••• S•••••••• L•• CRD 332778 | Brighton, MI | independent RIA | $107M | 98% | 6 | $17.9M | 2 | 0 |
| F•••••• I••••••••• G••••• L•• CRD 149034 | East Lansing, MI | independent RIA | $107M | 99% | 28 | $3.8M | 1 | 0 |
| I•••• F•••••••• G••••• L•• CRD 144846 | Ann Arbor, MI | independent RIA | $106M | 100% | 5 | $21.2M | 0 | 0 |
| R•••• C•••••• A••••••• L•• CRD 167088 | Freeland, MI | independent RIA | $103M | 100% | 1 | $103M | 0 | 0 |
| U•• W••••• M••••••••• R•• L•• CRD 317608 | Farmington Hills, MI | mixed wealth | $103M | 44% | 11 | $9.3M | 0 | 0 |
| S•••••• C•••••• M••••••••• CRD 104936 | Bloomfield Hills, MI | mixed wealth | $95.1M | 49% | 1 | $95.1M | 0 | 2 |
| W••••••••• I••••••••• M••••••••• L•• CRD 309553 | Grand Rapids, MI | independent RIA | $93.1M | 100% | 5 | $18.6M | 2 | 0 |
| T•• C•••••• A•••••••• L•• CRD 281098 | Birmingham, MI | asset manager | $82.5M | 0.0% | 0 | n/a | 0 | 6 |
| L•• A••••••• I••• CRD 169361 | Muskegon, MI | independent RIA | $23.7M | 100% | 4 | $5.9M | 2 | 0 |
| R• I••••••••• S••••••••• L•• CRD 322828 | Grand Rapids, MI | asset manager | $21.9M | 0.0% | 2 | $11.0M | 1 | 0 |
| G•••• R••••••••• S••••••••• I••• CRD 172610 | West Bloomfield, MI | institutional | $20.1M | 6.2% | 1 | $20.1M | 0 | 0 |
| T•••••• E••••••••• • P••••••••• I••• CRD 108249 | Troy, MI | institutional | $10.3M | 0.0% | 4 | $2.6M | 0 | 0 |
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306 advisers match.