DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Firms

SEC-registered investment advisers

One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.

Firm	HQ	Class	RAUM	Private clients	Advisors	RAUM / advisor	Offices	Private funds
T. Rowe Price Associates, Inc. CRD 105496	Baltimore, MD	asset manager	$2196B	0.2%	222	$9.9B	5	7
T.Rowe Price Investment Management, Inc. CRD 314590	Baltimore, MD	asset manager	$204B	0.0%	0	n/a	6	0
Brown Advisory CRD 110181	Baltimore, MD	mixed wealth	$124B	39%	25	$5.0B	13	3
P••••••• A••••••• L•• CRD 134155	Bethesda, MD	asset manager	$85B	0.0%	10	$8.5B	0	0
P•• C•••••• A••••••• L•• CRD 151829	Baltimore, MD	other	$51B	0.0%	17	$3.0B	4	0
C•••• C•••• T•••• C•••••• CRD 110742	Bethesda, MD	mixed wealth	$45B	28%	40	$1.1B	1	0
A•• C•••••• M••••••••• L•• CRD 110995	Bethesda, MD	asset manager	$37B	0.0%	17	$2.2B	1	0
1••• I••••••••• C••••••• L•• CRD 133370	Baltimore, MD	independent RIA	$26B	76%	30	$868M	8	0
A•••••••• C•••••• P••••••• CRD 160265	Bethesda, MD	asset manager	$18B	0.0%	0	n/a	0	5
D•••••• C•••••• P••••••• L• CRD 305221	Bethesda, MD	asset manager	$18B	0.0%	0	n/a	1	3
U••••• I••••••••• A•••••••• I••• CRD 106628	Bethesda, MD	asset manager	$14B	0.0%	0	n/a	5	9
J•• M••••••••• L••• CRD 158344	Baltimore, MD	asset manager	$14B	0.0%	0	n/a	2	20
A•••••• R••• E••••• P••••••• CRD 160668	Chevy Chase, MD	asset manager	$11B	0.0%	0	n/a	3	30
R••••••• CRD 322689	Annapolis, MD	asset manager	$11B	0.0%	0	n/a	16	13
B•••• A••••••• I••••••••• S•••••••• G•••• L•• CRD 124612	Baltimore, MD	asset manager	$9.8B	6.9%	0	n/a	7	395
D••• D••• A•• C••••••• I••• CRD 105179	Baltimore, MD	independent RIA	$7.9B	58%	7	$1.1B	0	0
M••••• F•••••••• S••••••• C•••••• M••••••••• L•• CRD 285820	Bethesda, MD	asset manager	$7.3B	0.0%	0	n/a	1	5
H••••• I••••••••• A•••••••• L•• CRD 151085	Lutherville, MD	mixed wealth	$6.9B	42%	31	$222M	1	0
T• R••• P•••• •••••••• I••• CRD 107290	Baltimore, MD	asset manager	$6.6B	0.0%	0	n/a	1	0
G••••••••• A•••••••• L•• CRD 132669	Towson, MD	independent RIA	$6.5B	67%	46	$141M	3	0
T• R••• P•••• A••••••• S•••••••• I••• CRD 108958	Owings Mills, MD	BD affiliated	$5.9B	100%	490	$12.0M	1	0
P•••••• A••••••• L•• CRD 109585	Bethesda, MD	asset manager	$5.2B	0.0%	0	n/a	0	0
A•••• S••••••• C••••••••• L•• CRD 110800	Hunt Valley, MD	institutional	$5.2B	1.6%	5	$1.0B	0	0
P••••••••• P••••••• • C••• L•• CRD 282688	Bethesda, MD	independent RIA	$5.1B	90%	11	$463M	1	10
P••••••••• • A• E••••••••• C•••••• CRD 133777	Owings Mills, MD	independent RIA	$5.0B	99%	63	$80.0M	14	0
I••••••••• C•••••• P••••••• P• L•• CRD 317840	Bethesda, MD	institutional	$4.9B	0.3%	0	n/a	0	1
G•• L•• CRD 322876	Hunt Valley, MD	asset manager	$4.9B	1.7%	0	n/a	0	16
H••••••• I•••••••• M••••••••• C••• CRD 110420	Bethesda, MD	independent RIA	$4.6B	87%	9	$515M	0	0
V••••••• C•••••• A•••••••• L•• CRD 288512	Hunt Valley, MD	independent RIA	$4.6B	94%	39	$119M	6	0
H••• S••••• E••••• CRD 291881	Bethesda, MD	asset manager	$4.6B	0.0%	0	n/a	0	10
B•••• C•••••• M••••••••• L•• CRD 105633	Baltimore, MD	other	$4.5B	0.0%	2	$2.3B	0	0
I••••••••• X• A••••••• CRD 322292	Rockville, MD	asset manager	$4.5B	0.0%	0	n/a	1	20
C••••••• • C•••••• I••••••••• A•••••• L•• CRD 134332	Baltimore, MD	asset manager	$4.3B	0.0%	0	n/a	0	6
N•• C•••••• A•••••••• L•• CRD 122478	Chevy Chase, MD	institutional	$4.3B	0.1%	1	$4.3B	4	0
F••••••• F•••••••• S••••••••• L•• CRD 137945	Towson, MD	independent RIA	$4.1B	89%	117	$35.3M	68	0
F•• CRD 161468	Chevy Chase, MD	asset manager	$3.5B	0.0%	0	n/a	4	7
L•••••• I••••••••• M••••••••• S••••••••• CRD 111179	Baltimore, MD	asset manager	$3.3B	0.8%	0	n/a	0	0
X•• F•••••••• G•••• CRD 284987	Bethesda, MD	independent RIA	$3.3B	97%	28	$118M	25	0
P•••••• CRD 105413	Bethesda, MD	asset manager	$3.3B	5.4%	24	$137M	0	0
A••••• B•••• I••••••••• L••••• CRD 137183	Bethesda, MD	asset manager	$3.0B	0.0%	0	n/a	0	2
A•••• D••••••••• E••••• F•••• I••• CRD 281263	Baltimore, MD	asset manager	$3.0B	0.0%	0	n/a	1	0
B••••••••• F•••••••• A••••••• CRD 159388	Columbia, MD	independent RIA	$3.0B	99%	13	$230M	0	0
G••••••••• F•••• L••• CRD 169840	Baltimore, MD	asset manager	$2.9B	0.0%	0	n/a	0	0
P•••••• C•••••• M••••••••• L•• CRD 307336	Baltimore, MD	asset manager	$2.5B	3.6%	0	n/a	0	1
R••• S•••••• C•••••• CRD 168648	Baltimore, MD	asset manager	$2.4B	0.0%	0	n/a	0	2
F•• C•••••• P••••••• CRD 108967	Bethesda, MD	independent RIA	$2.4B	99%	11	$218M	3	0
A••••• H••••••• M••••••••• C•••••• L•• CRD 297197	Baltimore, MD	asset manager	$2.3B	0.0%	0	n/a	1	27
C••••••••• A••••••• CRD 142359	Hunt Valley, MD	independent RIA	$2.2B	90%	10	$225M	1	0
E••••••••• C•••••• CRD 166422	Chevy Chase, MD	asset manager	$2.1B	0.0%	0	n/a	0	14
A••••• R•••• CRD 322098	Rockville, MD	asset manager	$2.1B	0.0%	0	n/a	0	2

The rest of the firm names are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

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229 advisers match.