DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Primerica Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mary Ann Bennett | Primerica Advisors national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 13, 2020 | Jul 20, 2020 |
| James Graves | Primerica Advisors national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 4, 2020 | Aug 13, 2021 (466 d) |
| Zachary Buterbaugh | Primerica Advisors national BD | Mangolds Investment Advisors Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 20, 2020 | Apr 22, 2020 |
| Grace M Lopez-Williams | Primerica Advisors national BD | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2020 | Oct 20, 2020 (224 d) |
| Carlos Francisco Uriarte | Primerica Advisors national BD | Bfc Planning, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2020 | Mar 13, 2020 |
| Carlos Manuel Chapa | Primerica Advisors national BD | Cresta Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2020 | Mar 7, 2020 |
| Shawn Patrick Mcmullen | Primerica Advisors national BD | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2020 | Dec 9, 2021 (668 d) |
| Jacquelyn Carson Hunt | Primerica Advisors national BD | Equity Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 6, 2020 | Feb 7, 2020 |
| Gary Bickham | Primerica Advisors national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2020 | Jan 28, 2022 (723 d) |
| John J. Wernke | Primerica Advisors national BD | Berthel Fisher & Company Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Jul 1, 2020 (183 d) |
| Raymond Benjamin Knezek | Primerica Advisors national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2019 | Mar 12, 2020 (72 d) |
| Blair M Enfield | Primerica Advisors national BD | Vaikus Advisory Group, LLC unclassified | Other | Dec 13, 2019 | Dec 13, 2019 |
| Matthew Robert Losanno | Primerica Advisors national BD | Vaikus Advisory Group, LLC unclassified | Other | Dec 13, 2019 | Jan 10, 2020 |
| Carlyle Alton Wimberly | Primerica Advisors national BD | Quincy Wells Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 10, 2019 | May 22, 2020 (164 d) |
| Kevin Oneal Thomas | Primerica Advisors national BD | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Nov 15, 2019 | Feb 5, 2020 (82 d) |
| Tod David Ross | Primerica Advisors national BD | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2019 | Nov 26, 2019 |
| James Perry Johnson | Primerica Advisors national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2019 | Jan 16, 2020 (92 d) |
| Utkarsha Banerjee | Primerica Advisors national BD | Retirement And Wealth At Alliant, LLC institutional | Other | Oct 3, 2019 | Jun 11, 2020 (252 d) |
| Fernando K Cubillas | Primerica Advisors national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 23, 2019 | Sep 23, 2019 |
| Christopher Michael Cohen | Primerica Advisors national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2019 | Sep 17, 2019 |
| Michael Hamilton Dennard | Primerica Advisors national BD | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2019 | Sep 17, 2019 |
| Christopher Kenny | Primerica Advisors national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jun 14, 2019 | Jul 9, 2019 |
| Mitchell David Stevens | Primerica Advisors national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 7, 2019 | May 19, 2019 |
| Ryan Drews | Primerica Advisors national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 6, 2019 | Jun 10, 2019 |
| Justin Michael Marcus | Primerica Advisors national BD | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2019 | Jun 12, 2019 |
| Christopher Lee Johnson | Primerica Advisors national BD | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2019 | May 17, 2019 |
| Diego Adrian Conejo | Primerica Advisors national BD | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2019 | May 28, 2019 |
| Peter Urrutia | Primerica Advisors national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 29, 2019 | May 7, 2019 |
| Michael Bryan Reynolds | Primerica Advisors national BD | Elevation Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 20, 2019 | Feb 20, 2019 |
| Christo Terzidis | Primerica Advisors national BD | Hennion & Walsh Asset Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2019 | Sep 20, 2019 (249 d) |
| James N Wolfe | Primerica Advisors national BD | Horizon Investments LLC asset manager | Other | Jan 8, 2019 | Mar 7, 2022 (1154 d) |
| Barrett Fitzgerald Jackson | Primerica Advisors national BD | 1st Global Advisors Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2019 | Jan 15, 2019 |
| Abraham Cecena | Primerica Advisors national BD | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Dec 14, 2018 | Feb 7, 2019 (55 d) |
| Chad Quinn Porzig | Primerica Advisors national BD | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2018 | Dec 26, 2018 |
| Njideka Ifeyinwa Obijiaku | Primerica Advisors national BD | Centric Capital Advisors, LLC unclassified | Other | Nov 26, 2018 | Mar 26, 2019 (120 d) |
| Aaron Leo Schettler | Primerica Advisors national BD | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2018 | Oct 20, 2018 |
| Justin Patrick Emerick | Primerica Advisors national BD | Cantella & Co., Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2018 | Oct 12, 2018 |
| Dewayne Christian Gerber | Primerica Advisors national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2018 | Aug 30, 2018 |
| Susan Minnier | Primerica Advisors national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 31, 2018 | Sep 4, 2018 |
| Victor M Folayan | Primerica Advisors national BD | Securian Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2018 | Nov 2, 2021 (1160 d) |
| Tracie Lynn Guyer | Primerica Advisors national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 17, 2018 | Aug 19, 2018 |
| Jennifer Kay Gist-Hall | Primerica Advisors national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2018 | Jun 4, 2018 |
| Anthony Phillip Johnson | Primerica Advisors national BD | Td Ameritrade, Inc. no RAUM | Other | Jun 5, 2018 | Jul 23, 2018 (48 d) |
| Kimberly Jo Galbraith | Primerica Advisors national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2018 | Jun 1, 2018 |
| Jill Ann Lowther | Primerica Advisors national BD | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2018 | Jan 30, 2020 (608 d) |
| Michael Winston Wolf | Primerica Advisors national BD | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 25, 2018 | Jun 6, 2018 |
| Jason Christopher Woodruff | Primerica Advisors national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2018 | Sep 10, 2018 (122 d) |
| Charles B Mathes | Primerica Advisors national BD | Victory Capital Management Inc. asset manager | Other | May 1, 2018 | Jul 6, 2022 (1527 d) |
| Adriana C Eppstein | Primerica Advisors national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2018 | Nov 20, 2018 (265 d) |
| David Warren Tanner | Primerica Advisors national BD | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2018 | Sep 14, 2018 (199 d) |
| Aldain Christopher Beam | Primerica Advisors national BD | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2018 | Apr 19, 2018 (55 d) |
| Richard Allen Mason | Primerica Advisors national BD | Tamar Securities, LLC other | Other | Feb 20, 2018 | Feb 20, 2018 |
| Ronald Darwin | Primerica Advisors national BD | Transamerica Financial Advisors, LLC other | Other | Feb 12, 2018 | Feb 21, 2018 |
| Timothy James Luker | Primerica Advisors national BD | Brightstone Advisors Llp state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 22, 2017 | Jan 6, 2018 (45 d) |
| Robert Boris Geller | Primerica Advisors national BD | Securities America Advisors, Inc. other | Other | Oct 23, 2017 | Nov 8, 2017 |
| David Stuart | Primerica Advisors national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 13, 2017 | Oct 11, 2017 |
| Joel E Marius | Primerica Advisors national BD | Pnc Managed Account Solutions, Inc. other | Other | Sep 8, 2017 | Sep 22, 2017 |
| Dawn Kami Charmatz | Primerica Advisors national BD | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Sep 1, 2017 | Sep 21, 2017 |
| Daniel Lottinger | Primerica Advisors national BD | State Farm Investment Management Corp. asset manager | Other | Aug 9, 2017 | Sep 11, 2025 (2955 d) |
| Trisha Kennedy | Primerica Advisors national BD | Wedbush Securities Inc. other | Other | Jul 17, 2017 | Jul 7, 2017 |
388 moves match.