DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Edelman Financial Engines

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Timothy John O'SheiEdelman Financial Engines independent RIAThe Wealth Consulting Group independent RIARIA to RIAApr 11, 2018Jun 22, 2022 (1533 d)
James Bradley GarnerEdelman Financial Engines otherJanney Montgomery Scott LLC BD affiliatedOtherMar 9, 2018Sep 18, 2018 (193 d)
Kevin LoganEdelman Financial Engines otherHartford Funds asset managerOtherFeb 27, 2018Sep 27, 2018 (212 d)
Joshua John MalyEdelman Financial Engines otherEdward Jones national BDOtherFeb 27, 2018Apr 18, 2018 (50 d)
Michael George RichardsonEdelman Financial Engines otherEdward Jones national BDOtherJan 19, 2018Aug 10, 2018 (203 d)
Virgil Shane WimberlyEdelman Financial Engines otherBeaumont Financial Partners LLC otherOtherJan 19, 2018Jan 22, 2018
Matthew OrtizEdelman Financial Engines otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJan 19, 2018Mar 30, 2021 (1166 d)
Kenneth Glenn HagerEdelman Financial Engines otherAmeriprise Financial Services, LLC national BDOtherJan 16, 2018Dec 20, 2018 (338 d)
Chang ShinEdelman Financial Engines otherScout Investments, Inc. otherOtherDec 19, 2017Oct 23, 2018 (308 d)
John Stephen TothEdelman Financial Engines otherStratos Wealth Advisors LLC otherOtherSep 18, 2017Nov 13, 2017 (56 d)
Rachel Lynne ThompsonEdelman Financial Engines otherTd Ameritrade Investment Management, LLC otherOtherAug 7, 2017Aug 7, 2017
Kristopher BonocoreEdelman Financial Engines otherGladstone Wealth Partners independent RIAOtherJul 24, 2017Mar 29, 2019 (613 d)
Howard I MortensonEdelman Financial Engines otherSigfig Wealth Management LLC otherOtherJun 5, 2017May 11, 2017
Jonathan VanderwerffEdelman Financial Engines otherLearnvest Planning Services, LLC no RAUMOtherMay 15, 2017Aug 9, 2017 (86 d)
Nicholas Anthony ParisiEdelman Financial Engines otherLearnvest Planning Services, LLC no RAUMOtherApr 26, 2017Aug 9, 2017 (105 d)
Scott Michael CapaceEdelman Financial Engines otherOpen Source Investments, LLC independent RIAOtherMar 13, 2017Mar 5, 2017
Joseph G ZinselEdelman Financial Engines otherOpen Source Investments, LLC independent RIAOtherMar 13, 2017Mar 5, 2017
Lori D DuggerEdelman Financial Engines otherMutual Of Omaha Investor Services, Inc. no RAUMOtherFeb 14, 2017Feb 6, 2019 (722 d)
Lisa Marie MacewenEdelman Financial Engines otherHowland Capital Management LLC otherOtherApr 1, 2016Dec 8, 2017 (616 d)
Nicholas FerbertEdelman Financial Engines otherEquitable Advisors, LLC national BDOtherMar 10, 2016Dec 19, 2017 (649 d)
Noel G GoodrichEdelman Financial Engines otherCharles Schwab & Co., Inc. national BDOtherMay 15, 2015Jul 1, 2015 (47 d)
Alexandros P TerzisEdelman Financial Engines otherUsaa Financial Planning Services no RAUMOtherMar 11, 2015May 8, 2015 (58 d)
Howard Scott KrutoyEdelman Financial Engines otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 13, 2015May 28, 2015 (104 d)
Maria Irene GagneEdelman Financial Engines otherLearnvest Planning Services, LLC no RAUMOtherDec 12, 2014Sep 1, 2015 (263 d)
Robert Scott MagnaccaEdelman Financial Engines otherTd Ameritrade Investment Management, LLC otherOtherSep 16, 2014Nov 24, 2014 (69 d)
Michael Anthony GuizzettiEdelman Financial Engines otherThrivent Investment Management Inc. otherOtherMar 11, 2013Jul 31, 2014 (507 d)
Justin David RamirezEdelman Financial Engines otherForus unclassifiedOtherJun 20, 2012Sep 20, 2012 (92 d)
Robert Vincient NicolosiEdelman Financial Engines otherAdvice And Planning Services otherOtherJun 15, 2011Nov 8, 2016 (1973 d)
Cliff C LohEdelman Financial Engines otherStanford Investment Group, Inc. otherOtherFeb 27, 2009Jan 6, 2016 (2504 d)
Michael EnriquezEdelman Financial Engines otherLPL Financial LLC otherOtherNov 26, 2008Jan 11, 2013 (1507 d)
Sylvia Shiu Han KwanEdelman Financial Engines otherEllevest no RAUMOtherSep 15, 2008Feb 16, 2016 (2710 d)
Brian Joseph RellihanEdelman Financial Engines otherCetera Advisors LLC otherOtherJun 5, 2007Oct 10, 2007 (127 d)
Kenneth Brian KannEdelman Financial Engines otherBbva Compass Investment Solutions, Inc unclassifiedOtherNov 2, 2006Nov 30, 2006
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333 moves match.