DFX Intelligence
Advisor moves
Departures from Avantax Advisory ServicesWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,143 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joanne Ehreth Burke | Avantax Advisory Services BD affiliated | Birch Street Financial Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 25, 2019 | Oct 24, 2019 |
| Wendy Madeline Peichel | Avantax Advisory Services BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2019 | Sep 13, 2019 |
| Amy Lynn Wright | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2019 | Sep 11, 2019 |
| Sharon Xiaohong Yu | Avantax Advisory Services BD affiliated | Yongchang Company Inc state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 20, 2019 | Oct 1, 2019 |
| Jai Prabakaran | Avantax Advisory Services BD affiliated | Bankers Life Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2019 | May 21, 2021 (610 d) |
| Michael Joseph Adrian | Avantax Advisory Services BD affiliated | Archer Investment Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 12, 2019 | Jul 10, 2025 (2128 d) |
| James Timothy Hickey | Avantax Advisory Services BD affiliated | Spearhead Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2019 | Feb 24, 2020 (167 d) |
| Marc D Farmer | Avantax Advisory Services BD affiliated | Monroe Financial Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 9, 2019 | Jan 1, 2026 (2306 d) |
| Anthony Blake Hinson | Avantax Advisory Services BD affiliated | Intercarolina Financial Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2019 | Aug 28, 2019 |
| Derwood Scott Miller | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2019 | Nov 16, 2020 (439 d) |
| Allen Webster Dillaire | Avantax Advisory Services BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 30, 2019 | Aug 22, 2019 |
| Scott Brooks Wicker | Avantax Advisory Services BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2019 | Aug 27, 2019 |
| Michael John Greenen | Avantax Advisory Services BD affiliated | Lantern Wealth Guardians Ltd. unclassified | Other | Aug 23, 2019 | Aug 28, 2019 |
| Jimmy Dale Long | Avantax Advisory Services BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 16, 2019 | Aug 8, 2019 |
| Kentrell Taylor | Avantax Advisory Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 14, 2019 | Aug 22, 2022 (1104 d) |
| Jessica Rose Colston | Avantax Advisory Services BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2019 | Dec 4, 2019 (118 d) |
| John Vamer Mitchell | Avantax Advisory Services BD affiliated | Jm Tax & Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 3, 2019 | Sep 19, 2019 (78 d) |
| Victoria Noelle Singletary | Avantax Advisory Services BD affiliated | Envestnet Pmc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2019 | Jun 22, 2021 (722 d) |
| Eric Schultz | Avantax Advisory Services BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2019 | Jun 18, 2019 |
| Tracy Diane Taylor | Avantax Advisory Services BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2019 | Jun 21, 2019 |
| Laura Ann Rasmussen | Avantax Advisory Services BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 19, 2019 | Jun 19, 2019 |
| Robert Lee Williamson | Avantax Advisory Services BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2019 | Jul 8, 2019 |
| Robert Warren Robertson | Avantax Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2019 | Jun 3, 2019 |
| James Alexander Judge | Avantax Advisory Services BD affiliated | Century Business & Financial Services state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 12, 2019 | Mar 18, 2026 (2471 d) |
| Paul Robert Jones | Avantax Advisory Services BD affiliated | Watchtower Wealth Management, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 11, 2019 | May 14, 2019 |
| Terry Lynn Haines | Avantax Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2019 | Jun 11, 2019 |
| Ryan Matthew Dressler | Avantax Advisory Services BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 7, 2019 | Jun 6, 2019 |
| Thomas Herbert Judge | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2019 | May 24, 2019 |
| Duncan Trang Thien Pham | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2019 | May 21, 2019 |
| Leonard Jerome Brooks | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2019 | May 13, 2019 |
| Matthew James Mathiesen | Avantax Advisory Services BD affiliated | Merriman independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2019 | Jun 18, 2019 (33 d) |
| Heather Doerr | Avantax Advisory Services BD affiliated | Hale & Doerr Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 16, 2019 | Jul 17, 2019 (62 d) |
| Jamie Lynn Blakley | Avantax Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2019 | May 1, 2019 |
| Dawn Drewitz | Avantax Advisory Services BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 3, 2019 | Jun 4, 2019 (32 d) |
| Jack A. Heil | Avantax Advisory Services BD affiliated | Lombard Advisers Incorporated independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2019 | May 6, 2019 |
| Shannon M. Lipp | Avantax Advisory Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2019 | Aug 26, 2021 (850 d) |
| Charles Hugh Currie | Avantax Advisory Services BD affiliated | Ifg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2019 | Jul 6, 2026 (2649 d) |
| Kenneth Edward Bonus | Avantax Advisory Services BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2019 | Jun 26, 2019 (84 d) |
| Daniel Patrick Owens | Avantax Advisory Services BD affiliated | Esi Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2019 | Mar 19, 2019 |
| Bruce Williamson | Avantax Advisory Services BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2019 | Mar 4, 2019 |
| Carol Ann O'Neil | Avantax Advisory Services BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2019 | Mar 4, 2019 |
| James Patrick Oneil | Avantax Advisory Services BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2019 | Mar 4, 2019 |
| Janette Leonora Bingham Davis | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2019 | Feb 22, 2019 |
| Matthew Stephens | Avantax Advisory Services BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 1, 2019 | May 24, 2019 (84 d) |
| Alex Wagner | Avantax Advisory Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 7, 2019 | Feb 1, 2019 |
| Helen H Yang | Avantax Advisory Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 6, 2019 | Feb 14, 2019 |
| Marcus Wesley Fryar | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2019 | Jan 25, 2019 |
| Gary Layne Brown | Avantax Advisory Services BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2019 | Feb 1, 2019 |
| Marilyn Leslie Milne | Avantax Advisory Services BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 25, 2019 | Jan 18, 2019 |
| Daniel H Motyl | Avantax Advisory Services BD affiliated | Dempsey Lord Smith, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2019 | Jan 3, 2019 |
| Justin Richard Poore | Avantax Advisory Services BD affiliated | Kms Financial Services, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 27, 2018 | Dec 26, 2018 |
| Hareesh Vishal Sivashanker | Avantax Advisory Services BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 27, 2018 | Jan 9, 2019 |
| James Nicholas Volpe | Avantax Advisory Services BD affiliated | Archer Investment Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 21, 2018 | Jan 9, 2019 |
| Peter W Vitali | Avantax Advisory Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 21, 2018 | Dec 15, 2022 (1455 d) |
| Kristopher Neal Kohtz | Avantax Advisory Services BD affiliated | Two Firs Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 19, 2018 | Dec 4, 2018 |
| Marshall Alan Dearden | Avantax Advisory Services BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2018 | Nov 1, 2021 (1057 d) |
| Marcella Ann Evans | Avantax Advisory Services BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2018 | Dec 18, 2018 |
| Slade Ralen Buell | Avantax Advisory Services BD affiliated | Archer Investment Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 23, 2018 | Nov 16, 2018 |
| Reggie Alilonu | Avantax Advisory Services BD affiliated | Alilonu Financial Services, LLC unclassified | Other | Nov 12, 2018 | Oct 30, 2018 |
| Heather Mcmichael Molloy | Avantax Advisory Services BD affiliated | Madison Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2018 | Jan 17, 2019 (66 d) |