DFX Intelligence
Advisor moves
Departures from J.P. Morgan Private Wealth Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jessie Hsieh | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 28, 2022 | Mar 4, 2022 |
| Christopher Robert Garner | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 28, 2022 | Oct 5, 2022 (250 d) |
| Austin Tipp | J.P. Morgan Private Wealth Advisors LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 3, 2022 | Nov 15, 2022 (316 d) |
| Benjamin Jensen | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 20, 2021 | Feb 7, 2022 (49 d) |
| Kevin Langan Finin | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2021 | Jan 3, 2024 (749 d) |
| Rebecca Meryl Sterling | J.P. Morgan Private Wealth Advisors LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 2, 2021 | Dec 9, 2021 |
| Howard Lee Horowitz | J.P. Morgan Private Wealth Advisors LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 22, 2021 | Oct 22, 2025 (1430 d) |
| Corinna Carmen Teng | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 13, 2021 | Oct 13, 2021 |
| Mica Tieu Lam | J.P. Morgan Private Wealth Advisors LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 2, 2021 | Nov 22, 2021 (81 d) |
| Ryan J Cardiff | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 23, 2021 | Sep 22, 2021 |
| H. Denis Toner | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ingalls Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2021 | Aug 10, 2026 (1860 d) |
| Jacqueline Harris Higgenbotham | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Victory Capital Management Inc. asset manager | Other | Jun 16, 2021 | Aug 4, 2021 (49 d) |
| Lisa Ann Cassidy | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Cw Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 15, 2021 | Jul 1, 2021 |
| Kimberly Ann Quintero | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ingalls Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2021 | Aug 10, 2026 (1918 d) |
| Amanda Erin Wald | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 10, 2021 | May 17, 2021 |
| Christopher Bache | J.P. Morgan Private Wealth Advisors LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 5, 2021 | Apr 18, 2022 (378 d) |
| Tami L Lautoa | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 1, 2021 | Apr 14, 2021 |
| Julie A Wilbus | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 2, 2021 | Apr 2, 2021 (31 d) |
| Steven Anthony Drackert | J.P. Morgan Private Wealth Advisors LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 2, 2021 | Jan 29, 2021 |
| Daniel Justin Grover | J.P. Morgan Private Wealth Advisors LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 1, 2021 | Jan 29, 2021 |
| Brian Thomas Corley | J.P. Morgan Private Wealth Advisors LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 1, 2021 | Jan 29, 2021 |
| Ross Christopher Michael Gaudoin | J.P. Morgan Private Wealth Advisors LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 1, 2021 | Feb 11, 2021 |
| Peter Belden | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Monograph Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 4, 2021 | Jan 26, 2021 |
| Nicholas Giovanni Garcia | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Compound Advisers, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2020 | Oct 13, 2020 |
| Gerald Gaeta | J.P. Morgan Private Wealth Advisors LLC BD affiliated | RBC Rochdale, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 8, 2020 | Oct 15, 2020 (37 d) |
| Derek Alan Bergfeld | J.P. Morgan Private Wealth Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2020 | Sep 9, 2020 |
| Paul Loren Feinstein | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2020 | Feb 14, 2020 |
| Phuong-Thuy Thi Dinh | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Evoke Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 3, 2020 | Dec 18, 2020 (319 d) |
| Micheal Preston Taylor | J.P. Morgan Private Wealth Advisors LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2019 | Oct 16, 2019 |
| Milo A Park | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2019 | Jan 24, 2020 (165 d) |
| Justin H Steingraber | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 24, 2019 | Aug 16, 2019 |
| Corinne Carroll | J.P. Morgan Private Wealth Advisors LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 17, 2019 | Jun 4, 2020 (323 d) |
| Lisa Diane Snyder | J.P. Morgan Private Wealth Advisors LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 15, 2019 | Jun 8, 2020 (329 d) |
| Brian Riley | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2019 | Apr 1, 2020 (280 d) |
| Brian Patrick Carroll | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 20, 2019 | Aug 16, 2019 (57 d) |
| Megan Elizabeth Flynn | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Retirement Income Solutions, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2019 | Jul 24, 2019 (44 d) |
| Kim Pfeifer Ip | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Evoke Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 4, 2019 |
| David Chih Hou | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Evoke Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 4, 2019 |
| Alan Zafran | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2019 | Mar 25, 2020 (295 d) |
| Mark Elliott Sear | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Evoke Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 4, 2019 |
| Frank Joseph Mcfarland | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 11, 2019 |
| Robert John Skinner | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2019 | Mar 25, 2020 (295 d) |
| Christian Edward Nelson | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 11, 2019 |
| Jason Eric Lefton | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Evoke Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 5, 2019 |
| Jeffrey Scott Dore | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Evoke Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 5, 2019 |
| Jennifer Louise Young | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2019 | Jan 1, 2026 (2403 d) |
| Monika Hanssen Mugg | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Evoke Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 5, 2019 |
| Aaron Ross Price | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 27, 2019 |
| Jeffrey S Westsmith | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 11, 2019 |
| Peter Cherng Tsu Chang | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Evoke Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 5, 2019 |
| Eric Scott Harrison | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 7, 2019 |
| Dean Isaac Horwitz | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 7, 2019 |
| Alexander John-Hubert Brugger | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 7, 2019 |
| Kevin Thomas Burt | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2019 | Jan 20, 2021 (596 d) |
| Ian David Linford | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 7, 2019 |
| Samuel Patrick Shephard | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 7, 2019 |
| Samuel Curtis Brumbaugh | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 7, 2019 |
| Garret Scott Giglia | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 7, 2019 |
| Harry Thomas Guilfoyle | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 7, 2019 |
| William James Martinet | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Evoke Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 6, 2019 |
442 moves match.