| Matthew Kortlander | Blackrock Investment Management, LLC asset manager | Capital Client Group, Inc. no RAUM | Other | Aug 4, 2026 | Aug 12, 2026 |
| Herman H. Chang | Blackrock Investment Management, LLC asset manager | J.P. Morgan Securities LLC wirehouse | Other | Aug 4, 2026 | Aug 24, 2026 |
| Kelly Apple | Blackrock Investment Management, LLC asset manager | Kestra Advisory Services, LLC BD affiliated | Other | Jul 6, 2026 | Jul 9, 2026 |
| Erin Nicole Diegel | Blackrock Investment Management, LLC asset manager | Capital Client Group, Inc. no RAUM | Other | Jul 6, 2026 | Jul 27, 2026 |
| Daniel Joseph Brooks | Blackrock Investment Management, LLC asset manager | Invesco Advisers, Inc. asset manager | Other | May 26, 2026 | May 27, 2026 |
| Laura Merino Mcdonald | Blackrock Investment Management, LLC asset manager | Sei Investments Management Corp mixed wealth | Other | Apr 17, 2026 | Apr 23, 2026 |
| Mary Frances Mulcahy | Blackrock Investment Management, LLC other | Tcw Investment Management Company LLC asset manager | Other | Mar 30, 2026 | Apr 21, 2026 |
| Jalen L. Glenn | Blackrock Investment Management, LLC other | Strategic Advisers LLC national BD | Other | Mar 30, 2026 | Jun 11, 2026 (73 d) |
| Timothy Michael Palilonis | Blackrock Investment Management, LLC other | Vanguard Advisers, Inc. BD affiliated | Other | Mar 18, 2026 | Aug 10, 2026 (145 d) |
| Ana Claire Piacentini | Blackrock Investment Management, LLC other | Allspring Funds Management, LLC asset manager | Other | Mar 3, 2026 | Mar 11, 2026 |
| Zachary Taylor | Blackrock Investment Management, LLC other | Wealth Enhancement Advisory Services, LLC BD affiliated | Other | Feb 17, 2026 | Feb 23, 2026 |
| Andrew Tremblay | Blackrock Investment Management, LLC other | Pnc Wealth Management BD affiliated | Other | Nov 3, 2025 | Nov 6, 2025 |
| Gregory M Dvorocsik | Blackrock Investment Management, LLC other | Spiderrock Advisors, LLC mixed wealth | Other | Oct 17, 2025 | Oct 17, 2025 |
| Colleen Erin Sylvester | Blackrock Investment Management, LLC other | Spiderrock Advisors, LLC mixed wealth | Other | Oct 17, 2025 | Mar 11, 2026 (145 d) |
| Jonathan Layne Miller | Blackrock Investment Management, LLC other | Spiderrock Advisors, LLC mixed wealth | Other | Oct 16, 2025 | Oct 16, 2025 |
| Matthew Thomas Andrews | Blackrock Investment Management, LLC other | Spiderrock Advisors, LLC mixed wealth | Other | Oct 16, 2025 | Oct 19, 2025 |
| David Eugene Donnelly | Blackrock Investment Management, LLC other | Spiderrock Advisors, LLC mixed wealth | Other | Oct 16, 2025 | Oct 16, 2025 |
| Eric Joseph Metz | Blackrock Investment Management, LLC other | Spiderrock Advisors, LLC mixed wealth | Other | Oct 16, 2025 | Oct 16, 2025 |
| Robert Andrew Hicks | Blackrock Investment Management, LLC other | Spiderrock Advisors, LLC mixed wealth | Other | Oct 16, 2025 | Oct 16, 2025 |
| Mary Welby Scott Hughes | Blackrock Investment Management, LLC other | Spiderrock Advisors, LLC mixed wealth | Other | Oct 16, 2025 | Oct 17, 2025 |
| Adam Warren Butterfield | Blackrock Investment Management, LLC other | Spiderrock Advisors, LLC mixed wealth | Other | Oct 16, 2025 | Oct 16, 2025 |
| Olivia Nicole Venezia | Blackrock Investment Management, LLC other | Spiderrock Advisors, LLC mixed wealth | Other | Oct 16, 2025 | Oct 16, 2025 |
| James A Schmelter | Blackrock Investment Management, LLC other | Spiderrock Advisors, LLC mixed wealth | Other | Oct 16, 2025 | Oct 16, 2025 |
| Robert William Crothers | Blackrock Investment Management, LLC other | Advice And Planning Services BD affiliated | Other | Sep 22, 2025 | Jan 8, 2026 (108 d) |
| David M Johnson | Blackrock Investment Management, LLC other | Morgan Stanley wirehouse | Other | Sep 5, 2025 | Oct 17, 2025 (42 d) |
| Dennis William Markey | Blackrock Investment Management, LLC other | Northern Trust Investments, Incorporated asset manager | Other | Aug 18, 2025 | Aug 22, 2025 |
| Shizhan Zhang | Blackrock Investment Management, LLC other | UBS Financial Services Inc. wirehouse | Other | Jul 11, 2025 | Jul 9, 2025 |
| Kevin Hoegler | Blackrock Investment Management, LLC other | Farther independent RIA | Other | Jul 11, 2025 | Jul 7, 2025 |
| Jennifer Taboada | Blackrock Investment Management, LLC other | Invesco Advisers, Inc. asset manager | Other | Jun 24, 2025 | Oct 24, 2025 (122 d) |
| Robert M Hum | Blackrock Investment Management, LLC other | Sei Investments Management Corp mixed wealth | Other | Jun 24, 2025 | Aug 29, 2025 (66 d) |
| Charles Hammel | Blackrock Investment Management, LLC other | Nomura Investment Management Business Trust asset manager | Other | Jun 24, 2025 | Mar 5, 2026 (254 d) |
| Timothy David Weber | Blackrock Investment Management, LLC other | Allspring Funds Management, LLC asset manager | Other | Jun 2, 2025 | Jun 9, 2025 |
| Lauren Marie Cataneo | Blackrock Investment Management, LLC other | Range Advisory, LLC independent RIA | Other | Jun 2, 2025 | Nov 17, 2025 (168 d) |
| Matthew Wood Johnson | Blackrock Investment Management, LLC other | Welch & Forbes LLC independent RIA | Other | May 15, 2025 | Jun 26, 2025 (42 d) |
| Paul Bogdan Ticu | Blackrock Investment Management, LLC other | Calamos Advisors LLC asset manager | Other | Apr 21, 2025 | May 2, 2025 |
| Kristen O'Neill | Blackrock Investment Management, LLC other | Charles Schwab & Co., Inc. national BD | Other | Apr 21, 2025 | May 12, 2025 |
| Robert T Eckrote | Blackrock Investment Management, LLC other | Sei Investments Management Corp mixed wealth | Other | Apr 10, 2025 | Feb 25, 2026 (321 d) |
| Robert J Johnson | Blackrock Investment Management, LLC other | Charles Schwab & Co., Inc. national BD | Other | Apr 3, 2025 | Apr 22, 2025 |
| Brian Michael Finnegan | Blackrock Investment Management, LLC other | Northern Trust Investments, Incorporated asset manager | Other | Mar 28, 2025 | Jun 6, 2025 (70 d) |
| Erica Susan Bullinger | Blackrock Investment Management, LLC other | Princeton Global Asset Management LLC independent RIA | Other | Mar 11, 2025 | May 29, 2025 (79 d) |
| Peyton Suzanne Sventy | Blackrock Investment Management, LLC other | Tcw Investment Management Company LLC asset manager | Other | Mar 5, 2025 | Mar 20, 2025 |
| Mark Salvatore Oppedisano | Blackrock Investment Management, LLC other | Tcw Investment Management Company LLC asset manager | Other | Mar 4, 2025 | Mar 20, 2025 |
| Jay Caceres | Blackrock Investment Management, LLC other | J.P. Morgan Securities LLC wirehouse | Other | Feb 26, 2025 | Jun 20, 2025 (114 d) |
| Erick Bodge | Blackrock Investment Management, LLC other | Capital Client Group, Inc. no RAUM | Other | Feb 25, 2025 | Mar 26, 2025 |
| Christine E Fernandez | Blackrock Investment Management, LLC other | Cibc Private Wealth Advisors, Inc. BD affiliated | Other | Feb 25, 2025 | Feb 26, 2025 |
| Brandon Dixon | Blackrock Investment Management, LLC other | Grayscale Advisors asset manager | Other | Feb 19, 2025 | Feb 26, 2025 |
| Aranya Mishra | Blackrock Investment Management, LLC other | T. Rowe Price Advisory Services, Inc. BD affiliated | Other | Jan 15, 2025 | Mar 18, 2025 (62 d) |
| Eric Henry Reese | Blackrock Investment Management, LLC other | Invesco Advisers, Inc. asset manager | Other | Dec 11, 2024 | Dec 13, 2024 |
| Christopher David Dole | Blackrock Investment Management, LLC other | Invesco Advisers, Inc. asset manager | Other | Dec 5, 2024 | Dec 18, 2024 |
| John Edward Mckenty | Blackrock Investment Management, LLC other | Allspring Funds Management, LLC asset manager | Other | Nov 5, 2024 | Nov 19, 2024 |
| Anthony Dimaiuta | Blackrock Investment Management, LLC other | Fisher Investments independent RIA | Other | Nov 5, 2024 | Nov 15, 2024 |
| Diana Yang | Blackrock Investment Management, LLC other | Kairos asset manager | Other | Nov 5, 2024 | Jan 23, 2025 (79 d) |
| Justin Michael Kunz | Blackrock Investment Management, LLC other | Inflection Capital Management, LLC no RAUM | Other | Oct 17, 2024 | Nov 15, 2024 |
| Seema Joglekar Ackerman | Blackrock Investment Management, LLC other | Bridgeway Capital Management, LLC asset manager | Other | Oct 17, 2024 | Mar 6, 2025 (140 d) |
| Henry Marks Gochuico | Blackrock Investment Management, LLC other | Allspring Funds Management, LLC asset manager | Other | Oct 17, 2024 | Oct 31, 2024 |
| Dana Welty | Blackrock Investment Management, LLC other | Fidelity Personal And Workplace Advisors BD affiliated | Other | Oct 17, 2024 | Dec 2, 2024 (46 d) |
| Michael Adel Guirguis | Blackrock Investment Management, LLC other | Allspring Funds Management, LLC asset manager | Other | Oct 1, 2024 | Oct 25, 2024 |
| Sara Nicole Prager Bosek | Blackrock Investment Management, LLC other | Tcw Investment Management Company LLC asset manager | Other | Oct 1, 2024 | Oct 17, 2024 |
| Myles Owen Gaines | Blackrock Investment Management, LLC other | Capital Client Group, Inc. no RAUM | Other | Oct 1, 2024 | Nov 6, 2024 (36 d) |
| Michael A Ferrer | Blackrock Investment Management, LLC other | Integrity Advisory Solutions independent RIA | Other | Sep 5, 2024 | Oct 18, 2024 (43 d) |