DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Investacorp Advisory Services Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Timothy William RisherInvestacorp Advisory Services Inc BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 20, 2020Jun 17, 2020
John Michael MunkaInvestacorp Advisory Services Inc BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 20, 2020Jun 9, 2020
Joseph John ReynoldsInvestacorp Advisory Services Inc BD affiliatedFinancial Designs unclassifiedOtherJul 17, 2020Aug 16, 2000
Scott August PapesInvestacorp Advisory Services Inc BD affiliatedCornerstone Investment Services, Inc. unclassifiedOtherJul 17, 2020Jun 27, 2007
Luana Mobley CorralInvestacorp Advisory Services Inc BD affiliatedAssociated Investor Services, Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserJul 17, 2020Jan 5, 2006
Solomon Edward ReevesInvestacorp Advisory Services Inc BD affiliatedFortune 360 Group LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 17, 2020Mar 23, 2016
Gregg Frank HimfarInvestacorp Advisory Services Inc BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 17, 2020Jul 17, 2020
Ronald Lawrence MyersInvestacorp Advisory Services Inc BD affiliatedAssociated Investor Services, Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserJul 17, 2020Aug 21, 2008
William T AdamskiInvestacorp Advisory Services Inc BD affiliatedVanderbilt Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherJul 17, 2020Jul 20, 2020
Shawn A WoodenInvestacorp Advisory Services Inc BD affiliatedAssociated Investor Services, Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserJul 17, 2020Jan 23, 2020
Travis RuaneInvestacorp Advisory Services Inc BD affiliatedAssociated Investor Services, Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserJul 17, 2020Jan 24, 2020
William Monroe BilesInvestacorp Advisory Services Inc BD affiliatedTlg Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 8, 2020Nov 3, 2022 (848 d)
Robert Joseph TheisenInvestacorp Advisory Services Inc BD affiliatedMomentum Independent Network Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 30, 2020Jul 1, 2020
Amelia Justice HarmonInvestacorp Advisory Services Inc BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 15, 2020Jun 23, 2020
Ian E JamesInvestacorp Advisory Services Inc BD affiliatedGlobal Planning Stewards LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserMay 12, 2020May 13, 2020
Harvey Lee MaclinInvestacorp Advisory Services Inc BD affiliatedAegis Capital Corp. BD affiliatedAffiliated broker-dealer or bank to anotherMar 6, 2020Mar 3, 2020
Michael Terrance MahoneyInvestacorp Advisory Services Inc BD affiliatedAegis Capital Corp. BD affiliatedAffiliated broker-dealer or bank to anotherMar 6, 2020Mar 3, 2020
Jeff Peter BransonInvestacorp Advisory Services Inc BD affiliatedBranson Financial Planning unclassifiedOtherMar 2, 2020Mar 2, 2020
Steven Paul LeachInvestacorp Advisory Services Inc BD affiliatedTrustmont Advisory Group, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 9, 2019Sep 2, 2020 (329 d)
David Harlan HatchInvestacorp Advisory Services Inc BD affiliatedNewport Wealth Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 26, 2019Aug 30, 2019
Gregory Nicholas FrankosInvestacorp Advisory Services Inc BD affiliatedGateway Wealth Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 18, 2019Jan 1, 2025 (1932 d)
Candace BrownInvestacorp Advisory Services Inc BD affiliatedDai Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 13, 2019Sep 20, 2019
Earl David HensleyInvestacorp Advisory Services Inc BD affiliatedAegis Capital Corp. BD affiliatedAffiliated broker-dealer or bank to anotherAug 9, 2019Apr 26, 2021 (626 d)
Tayen HazqiyalInvestacorp Advisory Services Inc BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseFeb 15, 2019Jul 22, 2019 (157 d)
Stephen Claude Forsyth LovellInvestacorp Advisory Services Inc BD affiliatedKalos Management BD affiliatedAffiliated broker-dealer or bank to anotherFeb 8, 2019Jan 7, 2019
Andrew Joseph FairchildInvestacorp Advisory Services Inc BD affiliatedNfsg Corporation BD affiliatedAffiliated broker-dealer or bank to anotherDec 12, 2018Jan 9, 2020 (393 d)
Matthew Jay DernisInvestacorp Advisory Services Inc BD affiliatedAssociated Investor Services, Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserJun 8, 2018Sep 13, 2012
Reuben LewisInvestacorp Advisory Services Inc BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 4, 2018May 8, 2018
Darren Gregory JurickInvestacorp Advisory Services Inc BD affiliatedSinger Wealth Advisors Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 19, 2018Sep 15, 2017
Keith Eric SingerInvestacorp Advisory Services Inc BD affiliatedSinger Wealth Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 19, 2018Nov 30, 2021 (1321 d)
Tayen HazqiyalInvestacorp Advisory Services Inc BD affiliatedQuest Capital Strategies, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 10, 2018Apr 16, 2018
Ruben Rodriguez-DominguezInvestacorp Advisory Services Inc otherDmk Advisor Group, Inc. independent RIAOtherMar 2, 2018Jan 25, 2022 (1425 d)
Brad Allan HermanInvestacorp Advisory Services Inc otherMutual Advisors, LLC BD affiliatedOtherFeb 9, 2018Feb 12, 2018
Martin Edward LeonardInvestacorp Advisory Services Inc otherLPL Financial LLC otherOtherNov 13, 2017Nov 8, 2017
Jarrett Keith StricklandInvestacorp Advisory Services Inc otherUBS Financial Services Inc. wirehouseOtherOct 20, 2017Oct 4, 2017
Saletha Margaret FullerInvestacorp Advisory Services Inc otherRaymond James Financial Services Advisors, Inc otherOtherSep 25, 2017Sep 25, 2017
David KoifmanInvestacorp Advisory Services Inc otherSummit Financial Group Inc otherOtherMar 27, 2017Apr 14, 2017
Carter David MansbachInvestacorp Advisory Services Inc otherB. Riley Wealth Advisors, Inc. otherOtherMar 9, 2017Mar 23, 2017
Michelle BoyceInvestacorp Advisory Services Inc otherHornor, Townsend & Kent, LLC BD affiliatedOtherDec 16, 2016Aug 16, 2022 (2069 d)
Benjamin Garfield FairInvestacorp Advisory Services Inc otherRaymond James Financial Services Advisors, Inc otherOtherNov 29, 2016Nov 28, 2016
Robert Hamill FitzsimmonsInvestacorp Advisory Services Inc otherSagepoint Financial, Inc. otherOtherNov 7, 2016Nov 4, 2016
Jason James PeplinskiInvestacorp Advisory Services Inc otherSagepoint Financial, Inc. otherOtherNov 7, 2016Nov 4, 2016
Tracy Neal AdamsInvestacorp Advisory Services Inc otherCetera Advisor Networks LLC otherOtherNov 7, 2016Nov 9, 2016
Ceferino RodriguezInvestacorp Advisory Services Inc otherRaymond James & Associates, Inc. national BDOtherOct 24, 2016Nov 18, 2016
William John KosicInvestacorp Advisory Services Inc otherBankers Life Advisory Services, Inc. otherOtherSep 21, 2016Dec 18, 2017 (453 d)
Amy Therese SharpInvestacorp Advisory Services Inc otherCs Planning Corp otherOtherAug 25, 2016Aug 17, 2016
Luis H SantosInvestacorp Advisory Services Inc otherWells Fargo Advisors wirehouseOtherJul 22, 2016Jul 27, 2016
James Brent OstranderInvestacorp Advisory Services Inc otherInvest Financial Corporation otherOtherApr 13, 2016Apr 6, 2016
Sebastian C. GuerraInvestacorp Advisory Services Inc otherGuerra Wealth Advisors independent RIAOtherApr 11, 2016Jun 29, 2016 (79 d)
Leo John Paul DaprileInvestacorp Advisory Services Inc otherGem-Young Wealth Advisors, LLC state registeredOtherNov 17, 2015Jun 30, 2014
Eric Steven BurnetteInvestacorp Advisory Services Inc otherPeachcap Tax & Advisory, LLC otherOtherOct 16, 2015Aug 3, 2011
Steven B GoldsteinInvestacorp Advisory Services Inc otherKestra Advisory Services, LLC otherOtherSep 14, 2015Apr 27, 2016 (226 d)
Brandon P HayesInvestacorp Advisory Services Inc otherKestra Advisory Services, LLC otherOtherSep 11, 2015Apr 27, 2016 (229 d)
Tyler Duane HuckInvestacorp Advisory Services Inc otherNfp Advisor Services, LLC otherOtherSep 11, 2015Sep 10, 2015
Theodore Michael JenkinInvestacorp Advisory Services Inc otherNfp Advisor Services, LLC otherOtherSep 8, 2015Sep 15, 2015
Kile Eugene LewisInvestacorp Advisory Services Inc otherKestra Advisory Services, LLC otherOtherSep 8, 2015Apr 27, 2016 (232 d)
Van Constantine PappasInvestacorp Advisory Services Inc otherNfp Advisor Services, LLC otherOtherSep 8, 2015Sep 17, 2015
William J. ThompsonInvestacorp Advisory Services Inc otherKestra Advisory Services, LLC otherOtherSep 8, 2015Apr 27, 2016 (232 d)
Eric Donato PucciarelliInvestacorp Advisory Services Inc otherKestra Advisory Services, LLC otherOtherSep 8, 2015Apr 27, 2016 (232 d)
Thomas Joseph ScanlanInvestacorp Advisory Services Inc otherRaymond James Financial Services Advisors, Inc otherOtherAug 31, 2015Sep 23, 2015
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142 moves match.