DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Investacorp Advisory Services Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jose Ivan Acosta JordanInvestacorp Advisory Services Inc otherSb Advisory, LLC otherOtherJul 30, 2015Jul 1, 2015
Louis Joseph CzerwinskiInvestacorp Advisory Services Inc otherLPL Financial LLC otherOtherApr 24, 2015May 5, 2015
Juan Carlos RosarioInvestacorp Advisory Services Inc otherKovack Advisors, Inc. otherOtherFeb 18, 2015Feb 17, 2015
Angela Andrea RosarioInvestacorp Advisory Services Inc otherKovack Advisors, Inc. otherOtherFeb 18, 2015Feb 17, 2015
Stuart James BakerInvestacorp Advisory Services Inc otherKovack Advisors, Inc. otherOtherDec 11, 2014Mar 24, 2015 (103 d)
David Jay VogelInvestacorp Advisory Services Inc otherBrookstone Capital Management LLC otherOtherDec 1, 2014Jun 16, 2015 (197 d)
Walter Paul PriebeInvestacorp Advisory Services Inc otherNfsg Corporation otherOtherJul 1, 2014Dec 3, 2014 (155 d)
Michael Braden GolembieskyInvestacorp Advisory Services Inc otherAssociated Investment Services, Inc. otherOtherMar 28, 2014May 8, 2014 (41 d)
Yi Ping ChouInvestacorp Advisory Services Inc otherNpb Financial Group, LLC otherOtherFeb 6, 2014Jan 31, 2014
Anthony Vincent PranzoInvestacorp Advisory Services Inc otherNew York Financial Avp, LLC state registeredOtherDec 4, 2013Aug 28, 2015 (632 d)
Michael KesselInvestacorp Advisory Services Inc otherMeg Green & Associates, Inc. otherOtherNov 7, 2013May 12, 2014 (186 d)
Nathaniel Michael KuhnInvestacorp Advisory Services Inc otherKuhn Wealth Management Inc. independent RIAOtherNov 4, 2013Nov 5, 2013
Richard Adam EbaughInvestacorp Advisory Services Inc otherMorgan Stanley wirehouseOtherJul 9, 2013Aug 5, 2013
John Mark TullyInvestacorp Advisory Services Inc otherMsi Financial Services, Inc. otherOtherMar 7, 2013Mar 22, 2013
Richard Andrew CahlinInvestacorp Advisory Services Inc otherMf Financial Services unclassifiedOtherJan 18, 2013Feb 14, 2013
Kyle Dean WhippleInvestacorp Advisory Services Inc otherKalos Management otherOtherNov 16, 2012Nov 13, 2012
Jeffrey TaraboulosInvestacorp Advisory Services Inc otherSagepoint Financial, Inc. otherOtherJun 29, 2012Jul 16, 2012
Dayle Nelson ScheinmanInvestacorp Advisory Services Inc otherLPL Financial LLC otherOtherJun 29, 2012Jun 29, 2012
German Mauricio RamirezInvestacorp Advisory Services Inc otherCharles Schwab & Co., Inc. national BDOtherJun 19, 2012Jul 16, 2012
Michel TsaparlisInvestacorp Advisory Services Inc otherKovack Advisors, Inc. BD affiliatedOtherMay 25, 2012Jan 1, 2025 (4604 d)
Mohammed Moustafa EidInvestacorp Advisory Services Inc otherJ.P. Morgan Securities LLC wirehouseOtherMar 16, 2012Apr 3, 2013 (383 d)
Piero RosasInvestacorp Advisory Services Inc otherIndependent Financial Partners otherOtherFeb 28, 2012Mar 29, 2012
Franklin David ClarkInvestacorp Advisory Services Inc otherCornerstone Investment Services, Inc. unclassifiedOtherDec 22, 2011Jun 27, 2007
Rodney L. WatkinsInvestacorp Advisory Services Inc otherConcert Wealth Management otherOtherNov 25, 2011Jan 23, 2012 (59 d)
Scott Medrick MarcoeInvestacorp Advisory Services Inc otherSecurities America Advisors, Inc. BD affiliatedOtherNov 23, 2011Sep 19, 2023 (4318 d)
Eric Alan SandsInvestacorp Advisory Services Inc otherH. Beck, Inc. otherOtherOct 27, 2011Nov 4, 2011
Arturo Gilberto TorresInvestacorp Advisory Services Inc otherUsaa Investment Services Company otherOtherAug 30, 2011Sep 8, 2011
Marcus Anthony ArneaudInvestacorp Advisory Services Inc otherSummit Financial Group Inc otherOtherJul 15, 2011Sep 22, 2011 (69 d)
Mark Leonard VaimbergInvestacorp Advisory Services Inc otherSecurities America Advisors, Inc. BD affiliatedOtherDec 31, 2010Apr 22, 2021 (3765 d)
Jennifer Harris WilliamsonInvestacorp Advisory Services Inc otherAmeriprise Financial Services, LLC national BDOtherDec 31, 2010Dec 5, 2012 (705 d)
John Bernard MurphyInvestacorp Advisory Services Inc otherCetera Investment Advisers LLC BD affiliatedOtherNov 10, 2010Mar 21, 2024 (4880 d)
Joseph Bernardo LoraInvestacorp Advisory Services Inc otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 20, 2010Oct 19, 2010
Peter George PecciInvestacorp Advisory Services Inc otherKovack Advisors, Inc. otherOtherJul 30, 2010Oct 22, 2010 (84 d)
Louis Stanley WetmoreInvestacorp Advisory Services Inc otherOmnistar Financial Group, Inc. otherOtherJun 10, 2010Jan 12, 2011 (216 d)
Matthew KuhnInvestacorp Advisory Services Inc otherNorthwestern Mutual Investment Services,LLC otherOtherMay 4, 2010Jun 29, 2010 (56 d)
Scott Alan JohnsonInvestacorp Advisory Services Inc otherKlaas Financial Asset Advisors, LLC. otherOtherFeb 3, 2010Mar 8, 2007
Gary Daniel LoveInvestacorp Advisory Services Inc otherKlaas Financial Asset Advisors, LLC. otherOtherFeb 3, 2010Mar 8, 2007
John Mcdonald TurmanInvestacorp Advisory Services Inc otherTurman Financial Group, LLC unclassifiedOtherJan 14, 2010Oct 6, 2009
Joseph James MaslarInvestacorp Advisory Services Inc otherMaslar Financial state registeredOtherAug 26, 2009Feb 5, 2025 (5642 d)
Michel CowderyInvestacorp Advisory Services Inc otherSuntrust Investment Services, Inc. otherOtherJul 6, 2009Dec 15, 2009 (162 d)
Michael Francis GrecoInvestacorp Advisory Services Inc otherGci Financial Group independent RIAOtherMay 29, 2009Nov 5, 2003
Alberto ValdesInvestacorp Advisory Services Inc otherChase Investment Services Corp. otherOtherMay 29, 2009Jul 20, 2009 (52 d)
David Andrew ThompsonInvestacorp Advisory Services Inc otherE*Trade Capital Management, LLC otherOtherApr 24, 2009Feb 7, 2011 (654 d)
Michael Alan ArmourInvestacorp Advisory Services Inc otherVsr Advisory Services otherOtherDec 10, 2008Nov 7, 2008
Paul Ralph CaccomoInvestacorp Advisory Services Inc otherLegend Advisory, LLC otherOtherDec 2, 2008Mar 20, 2009 (108 d)
Gary Christopher AlexanderInvestacorp Advisory Services Inc otherMsi Financial Services, Inc. otherOtherNov 28, 2008Jan 28, 2009 (61 d)
Joseph Edward LowryInvestacorp Advisory Services Inc otherLowry Financial Advisors state registeredOtherMar 24, 2008Aug 31, 2006
Joseph Edward LowryInvestacorp Advisory Services Inc otherLowry Financial Advisors state registeredOtherMar 17, 2008Aug 31, 2006
Winter Andrew TroxelInvestacorp Advisory Services Inc otherCoordinated Capital Securities, Inc. otherOtherFeb 8, 2008Jan 14, 2008
Jay Kevin FaliniInvestacorp Advisory Services Inc otherZacks Investment Management, Inc. otherOtherAug 23, 2007Sep 16, 2008 (390 d)
Brian Edward BartkusInvestacorp Advisory Services Inc otherMma Securities LLC no RAUMOtherAug 23, 2007Mar 30, 2021 (4968 d)
Jason Robert WaybrightInvestacorp Advisory Services Inc otherLPL Financial LLC otherOtherJul 17, 2007Jun 29, 2007
Laura Noel WoodsInvestacorp Advisory Services Inc otherSpc otherOtherMar 13, 2007Mar 22, 2007
Huey Kent HeiseInvestacorp Advisory Services Inc otherKlaas Financial Asset Advisors, LLC. otherOtherFeb 15, 2007Aug 2, 2003
William Midgely EastwoodInvestacorp Advisory Services Inc other1st Global Advisors Inc otherOtherFeb 15, 2007Mar 5, 2007
Stephen Craig LockerInvestacorp Advisory Services Inc otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherJan 10, 2007Nov 28, 2006
Steven Mark MitchellInvestacorp Advisory Services Inc otherPsi Capital Management independent RIAOtherJan 4, 2007Jan 2, 2002
Douglas Egil MolstadInvestacorp Advisory Services Inc otherBeacon Financial Group unclassifiedOtherDec 13, 2006Oct 27, 2004
Gautam MisraInvestacorp Advisory Services Inc otherBeacon Financial Group unclassifiedOtherDec 13, 2006Oct 27, 2004
Kevin David SmallwoodInvestacorp Advisory Services Inc otherWestern International Securities otherOtherJul 13, 2006Jun 14, 2006
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142 moves match.