DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Summit Financial Group Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Daniel John WarnkeSummit Financial Group Inc BD affiliatedArbor Point Advisors BD affiliatedAffiliated broker-dealer or bank to anotherOct 17, 2018Oct 8, 2018
Eric John ZebrauskasSummit Financial Group Inc BD affiliatedTcfg Investment Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 16, 2018Oct 10, 2018
Stephen M. DrizosSummit Financial Group Inc BD affiliatedJ. W. Cole Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 12, 2018Oct 17, 2018
John Joseph RaleighSummit Financial Group Inc BD affiliatedShilanski & Associates, Inc. otherOtherOct 9, 2018May 30, 2017
Timothy Richard PashleySummit Financial Group Inc BD affiliatedOsaic Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 8, 2018Oct 1, 2018
Matthew Jude Di FrancescoSummit Financial Group Inc BD affiliatedHighlift Financial unclassifiedOtherOct 8, 2018Jan 30, 2018
Thomas J. FitzpatrickSummit Financial Group Inc BD affiliatedOsaic Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 8, 2018Oct 10, 2018
Heeyeon KimSummit Financial Group Inc BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 4, 2018Aug 28, 2018
Matthew John DraganchukSummit Financial Group Inc BD affiliatedUBS Financial Services Inc. wirehouseAffiliated broker-dealer or bank to wirehouseAug 24, 2018Aug 24, 2018
Michael Eric FayedSummit Financial Group Inc BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 23, 2018Jul 31, 2018
Preston Andrew RosamondSummit Financial Group Inc BD affiliatedThe Rosamond Financial Group Wealth Management, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserJul 11, 2018Feb 15, 2018
John Jacob HeislerSummit Financial Group Inc BD affiliatedQuaker Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 3, 2018Jul 3, 2018
Peter Richard NewsSummit Financial Group Inc BD affiliatedQuaker Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 3, 2018Jul 3, 2018
Rochelle Andrea TocchiniSummit Financial Group Inc BD affiliatedLexaurum Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMay 14, 2018May 2, 2018
Brandon David JohnsonSummit Financial Group Inc BD affiliatedLexaurum Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMay 14, 2018Jun 2, 2018
Omar Rasmi ShalabiSummit Financial Group Inc BD affiliatedBlackridge Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 4, 2018May 4, 2018
John Stuart CrainSummit Financial Group Inc otherChapin Davis Asset Management otherOtherMar 6, 2018Mar 1, 2018
Kenneth Lowell CookSummit Financial Group Inc otherBlackridge Asset Management, LLC independent RIAOtherFeb 7, 2018Jan 31, 2018
John G LewisSummit Financial Group Inc otherJ. W. Cole Advisors, Inc. otherOtherFeb 2, 2018Feb 6, 2018
Leonard Henry HempenSummit Financial Group Inc otherGreenleaf Financial Network, LLC independent RIAOtherJan 8, 2018Jan 2, 2018
Christopher Warren WesselsSummit Financial Group Inc otherInvestment Advisors Corp otherOtherJan 5, 2018Jan 2, 2018
Daniel Charles StewartSummit Financial Group Inc otherSecurities America Advisors, Inc. otherOtherDec 4, 2017Nov 28, 2017
Barry Kingsley BarbernellSummit Financial Group Inc otherLion Street Advisors, LLC otherOtherOct 26, 2017Oct 24, 2017
Paul L JohnsonSummit Financial Group Inc otherPark Avenue Securities LLC BD affiliatedOtherOct 24, 2017Aug 15, 2023 (2121 d)
Stephen William ConnollySummit Financial Group Inc otherCrown Capital Securities, L.P. otherOtherOct 16, 2017Oct 9, 2017
Stephen Douglas BlackSummit Financial Group Inc otherArbor Point Advisors otherOtherOct 5, 2017Oct 2, 2017
Rebecca Ann HavensSummit Financial Group Inc otherArbor Point Advisors otherOtherOct 5, 2017Oct 2, 2017
Dennis Eugene WiltSummit Financial Group Inc otherCreativeone Wealth, LLC otherOtherOct 3, 2017Nov 9, 2017 (37 d)
Michael Charles MollerSummit Financial Group Inc otherCreativeone Wealth, LLC otherOtherSep 19, 2017Sep 13, 2017
Mark Stuart DoroffSummit Financial Group Inc otherSpc otherOtherAug 9, 2017Aug 8, 2017
Charles Thomas SandstromSummit Financial Group Inc otherCambridge Investment Research Advisors, Inc. otherOtherAug 9, 2017Aug 3, 2017
John Robert HinzSummit Financial Group Inc otherCambridge Investment Research Advisors, Inc. otherOtherAug 9, 2017Aug 1, 2017
Timothy Charles HobbsSummit Financial Group Inc otherMdx Wealth Management state registeredOtherAug 7, 2017Aug 7, 2017
Carie Suzanne GratzSummit Financial Group Inc otherKovack Advisors, Inc. otherOtherJul 27, 2017Jul 24, 2017
Bryan Matthew DewhurstSummit Financial Group Inc otherUncommon Wealth Partners, LLC state registeredOtherJul 20, 2017Jun 22, 2017
Phillip Todd RamseySummit Financial Group Inc otherUncommon Wealth Partners, LLC state registeredOtherJul 20, 2017Jun 22, 2017
Ronald Bernard AdrianSummit Financial Group Inc otherLexaurum Advisors otherOtherJul 18, 2017Jul 18, 2017
Peter BarronSummit Financial Group Inc otherH. Beck, Inc. otherOtherJul 18, 2017Aug 21, 2017 (34 d)
Edna KowitzSummit Financial Group Inc otherLexaurum Advisors otherOtherJul 11, 2017Jul 3, 2017
Steven Wayne EllisSummit Financial Group Inc otherLexaurum Advisors otherOtherJul 6, 2017Jun 30, 2017
Drew Eldred NixonSummit Financial Group Inc otherDominion Portfolio Management, Inc. otherOtherJun 30, 2017Jun 23, 2017
Matthew Victor GoldSummit Financial Group Inc otherCetera Investment Advisers LLC otherOtherJun 2, 2017Jan 2, 2018 (214 d)
Clinton Edward AkerbergSummit Financial Group Inc otherThe Wealth Consulting Group otherOtherMay 26, 2017May 19, 2017
Michael Lynn WoodsSummit Financial Group Inc otherSecurities America Advisors, Inc. otherOtherMay 19, 2017Nov 8, 2017 (173 d)
Steven Douglas KaestnerSummit Financial Group Inc otherSmart Money Group, LLC otherOtherMay 15, 2017May 9, 2017
Jamie Louise KaestnerSummit Financial Group Inc otherSmart Money Group, LLC otherOtherMay 15, 2017May 9, 2017
Ben SarsozoSummit Financial Group Inc otherMML Investors Services, LLC otherOtherApr 24, 2017May 11, 2017
Cindy Sue GleasonSummit Financial Group Inc otherArbor Point Advisors otherOtherApr 13, 2017Mar 31, 2017
Joseph Theodore LongeneckerSummit Financial Group Inc otherLegacy Financial Group otherOtherApr 12, 2017Apr 20, 2017
Robin Rae ForemanSummit Financial Group Inc otherProspera Financial Services, Inc. otherOtherApr 3, 2017Mar 27, 2017
Kristina Renee DunnSummit Financial Group Inc otherProspera Financial Services, Inc. otherOtherApr 3, 2017Mar 27, 2017
Anthony Allen TomashSummit Financial Group Inc otherWealthcare Advisory Partners LLC otherOtherMar 23, 2017Mar 22, 2017
Denise Anne YoungquistSummit Financial Group Inc otherCambridge Investment Research Advisors, Inc. otherOtherMar 9, 2017Mar 2, 2017
William Dale HesterSummit Financial Group Inc otherDominion Portfolio Management, Inc. otherOtherMar 6, 2017Feb 23, 2017
Lauren Hester JasonSummit Financial Group Inc otherDominion Portfolio Management, Inc. otherOtherMar 6, 2017Feb 23, 2017
Rebekah Joy PowersSummit Financial Group Inc otherCetera Investment Advisers LLC otherOtherFeb 17, 2017Oct 14, 2015
Tracy Richard OdegaardSummit Financial Group Inc otherSecurities America Advisors, Inc. otherOtherFeb 15, 2017Feb 15, 2017
Constantine Theodore LeonidaSummit Financial Group Inc otherSecurities America Advisors, Inc. otherOtherFeb 7, 2017Jan 27, 2017
George Peter FieldsSummit Financial Group Inc otherSecurities America Advisors, Inc. otherOtherFeb 7, 2017Jan 27, 2017
Andrew David SciannaSummit Financial Group Inc otherU.S. Bancorp Investments, Inc. otherOtherJan 24, 2017Jan 23, 2017
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292 moves match.