DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wells Fargo Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jesse Holbert LittleWells Fargo Advisors wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankOct 12, 2023Dec 13, 2023 (62 d)
John Gabriel PelusoWells Fargo Advisors wirehouseThurston Springer Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankOct 11, 2023Nov 16, 2023 (36 d)
Joseph Laurens NicholsonWells Fargo Advisors wirehouseNicholson Wealth Management Group no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Oct 11, 2023Oct 3, 2023
Sean Thomas O'KeefeWells Fargo Advisors wirehouseNicholson Wealth Management Group no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Oct 9, 2023Oct 3, 2023
Bradley Roy RileyWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankOct 6, 2023Sep 28, 2023
Klair D ConantWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseOct 2, 2023Oct 12, 2023
Beverly Vernon BishopWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankSep 25, 2023Sep 19, 2023
James A MurphyWells Fargo Advisors wirehouseSt. Nicholas Private Asset Management, Inc. independent RIAWirehouse to independent RIASep 25, 2023Nov 20, 2023 (56 d)
Jeffrey Drew HansenWells Fargo Advisors wirehouseCapstone Financial Advisors Inc independent RIAWirehouse to independent RIASep 22, 2023Sep 26, 2023
Robert Charles WagnerWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankSep 19, 2023Sep 14, 2023
Jason Clayton FranklinWells Fargo Advisors wirehouseOsaic Wealth, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankSep 12, 2023Sep 5, 2023
Christopher Charles DewolfeWells Fargo Advisors wirehouseOsaic Wealth, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankSep 12, 2023Sep 5, 2023
Richard Judson AllenWells Fargo Advisors wirehouseOsaic Wealth, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankSep 12, 2023Sep 6, 2023
Mark IvanovicWells Fargo Advisors wirehouseOsaic Wealth, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankSep 12, 2023Sep 5, 2023
Spencer Thomas SchmaleWells Fargo Advisors wirehouseOsaic Wealth, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankSep 12, 2023Sep 5, 2023
Clayton FranklinWells Fargo Advisors wirehouseOsaic Wealth, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankSep 12, 2023Sep 5, 2023
Chong Uk NamWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIASep 7, 2023Sep 1, 2023
Heather RezabWells Fargo Advisors wirehouseStifel, Nicolaus & Company, Incorporated national BDWirehouse to affiliated broker-dealer or bankSep 7, 2023Sep 8, 2023
Matthew Michael ImhofWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIASep 7, 2023Sep 1, 2023
Matthew J FrederickWells Fargo Advisors wirehouseFairhaven Wealth Management, LLC independent RIAWirehouse to independent RIASep 6, 2023Nov 14, 2023 (69 d)
Terra Lynne HowardWells Fargo Advisors wirehouseBlackridge Asset Management, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 30, 2023Aug 17, 2023
Courtney KalistWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAAug 21, 2023Oct 17, 2025 (788 d)
Christopher Paul LeinWells Fargo Advisors wirehouseThepartners Wealth Management independent RIAWirehouse to independent RIAAug 15, 2023Apr 24, 2023
Matthew James BradyWells Fargo Advisors wirehouseThepartners Wealth Management independent RIAWirehouse to independent RIAAug 15, 2023Apr 24, 2023
Daphne GentileWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseAug 15, 2023Aug 22, 2023
Sebastian AraguasWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 15, 2023Aug 14, 2023
Grace BasiloneWells Fargo Advisors wirehouseConcurrent Investment Advisors, LLC independent RIAWirehouse to independent RIAAug 7, 2023Jul 12, 2023
James Daniel TidwellWells Fargo Advisors wirehouseConcurrent Investment Advisors, LLC independent RIAWirehouse to independent RIAAug 7, 2023Aug 8, 2023
William Patrick PremockWells Fargo Advisors wirehouseConcurrent Investment Advisors, LLC independent RIAWirehouse to independent RIAAug 7, 2023Aug 8, 2023
Robyn SmeltzerWells Fargo Advisors wirehouseCreative Planning independent RIAWirehouse to independent RIAAug 7, 2023Dec 2, 2025 (848 d)
Matthew Thomas McgroartyWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIAJul 25, 2023Jul 13, 2023
Melissa Wilson MinikesWells Fargo Advisors wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankJul 25, 2023Jul 17, 2023
Scott Thomas MulfordWells Fargo Advisors wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankJul 25, 2023Jul 17, 2023
Thomas Joseph McgroartyWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIAJul 25, 2023Jul 14, 2023
Christopher Lowen Mueller DavisWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJul 17, 2023Nov 14, 2023 (120 d)
Tyler FinneyWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 17, 2023Jul 14, 2023
Richard Charles RomanoWells Fargo Advisors wirehouseStifel Independent Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 5, 2023Jun 20, 2023
Chris G KuczwaraWells Fargo Advisors wirehouseStifel, Nicolaus & Company, Incorporated national BDWirehouse to affiliated broker-dealer or bankJul 5, 2023Jul 13, 2023
Brian Thomas CollardWells Fargo Advisors wirehouseStifel Independent Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 5, 2023Jun 20, 2023
Amanda Lynne Arcilesi SimmonsWells Fargo Advisors wirehouseStifel Independent Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 5, 2023Jun 20, 2023
John S HuntWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 20, 2023Jun 15, 2023
Sonya GillisWells Fargo Advisors wirehouseGainline Financial Partners, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jun 12, 2023Jun 5, 2023
Paul B RohrWells Fargo Advisors wirehouseGainline Financial Partners, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jun 12, 2023Jun 5, 2023
Charles Claude Henry BarkmeierWells Fargo Advisors wirehouseGainline Financial Partners, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jun 12, 2023Jun 5, 2023
Benjamin West DriggsWells Fargo Advisors wirehouseNavigate Financial LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jun 5, 2023Jun 1, 2023
Joseph Hall MathiasWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 5, 2023Jun 5, 2023
Mark FilardiWells Fargo Advisors wirehouseAstra Wealth Management Group no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 24, 2023May 15, 2023
Candy Rene HawkinsWells Fargo Advisors wirehouseAstra Wealth Management Group no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 24, 2023May 15, 2023
Charles Andrew EvansWells Fargo Advisors wirehouseAstra Wealth Management Group no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 24, 2023May 17, 2023
Scott Robert MackenzieWells Fargo Advisors wirehousePrivate Family Wealth Advisors independent RIAWirehouse to independent RIAMay 24, 2023Sep 7, 2023 (106 d)
Jamie Elaine TomlinWells Fargo Advisors wirehouseStifel Independent Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 24, 2023May 9, 2023
Gail CarrionWells Fargo Advisors wirehouseAstra Wealth Management Group no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 24, 2023May 15, 2023
Steven ZurlisWells Fargo Advisors wirehouseAstra Wealth Management Group no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 24, 2023May 15, 2023
Bradley Thomas VineyardWells Fargo Advisors wirehouseAstra Wealth Management Group no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 24, 2023May 17, 2023
Owen Turner MccabeWells Fargo Advisors wirehouseAstra Wealth Management Group no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 24, 2023May 15, 2023
Zakary Allen TomlinWells Fargo Advisors wirehouseStifel Independent Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 24, 2023May 9, 2023
John Randall DardenWells Fargo Advisors wirehouseAstra Wealth Management Group no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 24, 2023May 15, 2023
Robert Edward HollandWells Fargo Advisors wirehouseAstra Wealth Management Group no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 24, 2023May 17, 2023
Robert Narciso ChiavacciWells Fargo Advisors wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankMay 15, 2023May 9, 2023
Sydney Elizabeth NiewierskiWells Fargo Advisors wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankMay 15, 2023May 9, 2023
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2,102 moves match.