| Shannon Lynn Nagy | Securities America Advisors, Inc. other | International Assets Investment Management, LLC other | Other | Apr 24, 2015 | Apr 7, 2015 |
| Andrew Wayne Hanna | Securities America Advisors, Inc. other | Townsend other | Other | Apr 23, 2015 | Jan 26, 2015 |
| Timothy Sean Frey | Securities America Advisors, Inc. other | Sagepoint Financial, Inc. other | Other | Apr 16, 2015 | Mar 15, 2016 (334 d) |
| Ricky Black | Securities America Advisors, Inc. other | Lincoln Investment other | Other | Apr 9, 2015 | Apr 7, 2015 |
| Scott William Huff | Securities America Advisors, Inc. other | Jk Investment Group, Inc. unclassified | Other | Apr 7, 2015 | Jan 22, 2014 |
| Richard R Mc Mahon | Securities America Advisors, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Apr 6, 2015 | Apr 23, 2015 |
| Jaclyn Adams Peal | Securities America Advisors, Inc. other | Orion Portfolio Solutions, LLC other | Other | Mar 6, 2015 | Apr 1, 2015 |
| Matthew John Chrisman | Securities America Advisors, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Feb 24, 2015 | Feb 27, 2015 |
| Carmen Smith Lance | Securities America Advisors, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Feb 16, 2015 | Apr 1, 2015 (44 d) |
| Lori Ann Heikkila Willis | Securities America Advisors, Inc. other | Wintrust Investments other | Other | Feb 13, 2015 | Feb 19, 2015 |
| John Oliva | Securities America Advisors, Inc. other | Eagle Strategies LLC other | Other | Feb 5, 2015 | Apr 7, 2015 (61 d) |
| John Matthew Riley | Securities America Advisors, Inc. other | Trendency Capital Management, LLC unclassified | Other | Jan 30, 2015 | Mar 30, 2015 (59 d) |
| Joseph Robert Rossi | Securities America Advisors, Inc. other | Principal Securities, Inc. other | Other | Jan 15, 2015 | Jun 24, 2015 (160 d) |
| Brent Roger Stricklett | Securities America Advisors, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Jan 14, 2015 | Jan 28, 2015 |
| Andrew Paul Atchison | Securities America Advisors, Inc. other | Stratos Wealth Partners, Ltd BD affiliated | Other | Jan 12, 2015 | Jun 24, 2025 (3816 d) |
| Joel T. Barjenbruch | Securities America Advisors, Inc. other | D.H. Hill Advisors, Inc. independent RIA | Other | Dec 31, 2014 | Jan 8, 2015 |
| Bryan Matthew Dewhurst | Securities America Advisors, Inc. other | Vsr Advisory Services other | Other | Dec 22, 2014 | Dec 9, 2014 |
| Ray Lewis | Securities America Advisors, Inc. other | Kovack Advisors, Inc. other | Other | Dec 18, 2014 | Dec 4, 2014 |
| Robert Elwee Simpton | Securities America Advisors, Inc. other | Wfg Advisors, LP other | Other | Dec 12, 2014 | Jan 22, 2015 (41 d) |
| Robert Laferriere | Securities America Advisors, Inc. other | LPL Financial LLC other | Other | Dec 12, 2014 | Dec 12, 2014 |
| Jared Lee Nichols | Securities America Advisors, Inc. other | United Planners' Financial Services Of America A Limited Partner other | Other | Dec 8, 2014 | Dec 15, 2014 |
| Bryan K Scarratt | Securities America Advisors, Inc. other | Kovack Advisors, Inc. other | Other | Dec 2, 2014 | Nov 3, 2014 |
| Jeffrey Alan Turnipseed | Securities America Advisors, Inc. other | Kestra Advisory Services, LLC other | Other | Nov 18, 2014 | May 9, 2016 (538 d) |
| James Richard Morton | Securities America Advisors, Inc. other | Usadvisors Wealth Management, LLC other | Other | Nov 17, 2014 | Nov 21, 2014 |
| Loree Dane Quinn | Securities America Advisors, Inc. other | Usadvisors Wealth Management, LLC other | Other | Nov 17, 2014 | Dec 2, 2014 |
| Kevin James Leblanc | Securities America Advisors, Inc. other | Usadvisors Wealth Management, LLC other | Other | Nov 10, 2014 | Nov 6, 2014 |
| Wayne D Green | Securities America Advisors, Inc. other | Verus Capital Partners, LLC other | Other | Nov 5, 2014 | Nov 5, 2014 |
| John Thomas Davis | Securities America Advisors, Inc. other | Principal Securities, Inc. other | Other | Nov 4, 2014 | Nov 5, 2014 |
| Brad Anton Roethlisberger | Securities America Advisors, Inc. other | LPL Financial LLC other | Other | Oct 31, 2014 | Oct 1, 2014 |
| Russell Scott Hale | Securities America Advisors, Inc. other | Usadvisors Wealth Management, LLC other | Other | Oct 28, 2014 | Oct 27, 2014 |
| Scott Eric Beaty | Securities America Advisors, Inc. other | Usadvisors Wealth Management, LLC other | Other | Oct 28, 2014 | Oct 27, 2014 |
| John Martin Moran | Securities America Advisors, Inc. other | Usadvisors Wealth Management, LLC other | Other | Oct 27, 2014 | Oct 27, 2014 |
| Kishore Shah | Securities America Advisors, Inc. other | Verus Capital Partners, LLC other | Other | Oct 23, 2014 | Oct 23, 2014 |
| Joshua Michael Englund | Securities America Advisors, Inc. other | Nepsis Advisor Services, Inc. other | Other | Oct 22, 2014 | Dec 8, 2014 (47 d) |
| Todd M Howland | Securities America Advisors, Inc. other | Strategic Advisers LLC national BD | Other | Oct 8, 2014 | Nov 19, 2014 (42 d) |
| Daniel Joseph Bloom | Securities America Advisors, Inc. other | Jentner Wealth Management other | Other | Sep 30, 2014 | Dec 9, 2014 (70 d) |
| Carmen Elaine Mitchell | Securities America Advisors, Inc. other | Edward Jones national BD | Other | Sep 29, 2014 | Oct 14, 2014 |
| Anthony Michael Storm | Securities America Advisors, Inc. other | Charles Schwab & Co., Inc. national BD | Other | Sep 25, 2014 | Oct 29, 2014 (34 d) |
| Martin Sam Wasser | Securities America Advisors, Inc. other | American Financial Network Advisory Services, LLC other | Other | Sep 23, 2014 | Sep 25, 2014 |
| Shawn Mathew Warren | Securities America Advisors, Inc. other | American Financial Network Advisory Services, LLC no RAUM | Other | Sep 23, 2014 | Apr 23, 2013 |
| Blair Alan Van Buren | Securities America Advisors, Inc. other | American Financial Network Advisory Services, LLC no RAUM | Other | Sep 23, 2014 | Apr 23, 2013 |
| Lynn Richard Calvert | Securities America Advisors, Inc. other | American Financial Network Advisory Services, LLC other | Other | Sep 23, 2014 | Mar 25, 2014 |
| Armand Leeman Fidler | Securities America Advisors, Inc. other | American Financial Network Advisory Services, LLC no RAUM | Other | Sep 23, 2014 | May 20, 2013 |
| Christopher Parker | Securities America Advisors, Inc. other | LPL Financial LLC BD affiliated | Other | Sep 23, 2014 | Sep 28, 2025 (4023 d) |
| Ryan James Badger | Securities America Advisors, Inc. other | American Financial Network Advisory Services, LLC other | Other | Sep 23, 2014 | Feb 18, 2014 |
| Jessica Dee Nieto | Securities America Advisors, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Sep 8, 2014 | Sep 18, 2014 |
| Steven John Synowicki | Securities America Advisors, Inc. other | Cwm, LLC other | Other | Sep 4, 2014 | Aug 22, 2016 (718 d) |
| Niles Michael Brancati | Securities America Advisors, Inc. other | Altamont Advisors LLC state registered | Other | Sep 4, 2014 | Aug 25, 2014 |
| Cheryl Dickey Mcguire | Securities America Advisors, Inc. other | Resource Horizons Investment Advisory, Inc. other | Other | Sep 4, 2014 | Aug 8, 2014 |
| Terry Doyle Buskirk | Securities America Advisors, Inc. other | Usadvisors Wealth Management, LLC other | Other | Aug 26, 2014 | Aug 27, 2014 |
| Philip Wayne Bodine | Securities America Advisors, Inc. other | Kingsview Wealth Management, LLC other | Other | Aug 19, 2014 | Aug 13, 2014 |
| Marty Wade Mitchell | Securities America Advisors, Inc. other | Ifg Advisory, LLC other | Other | Aug 19, 2014 | Aug 26, 2014 |
| Kenny Blake Nichols | Securities America Advisors, Inc. other | Ifg Advisory, LLC other | Other | Aug 18, 2014 | Aug 26, 2014 |
| Kristin Marie Rasmussen | Securities America Advisors, Inc. other | Kmr Wealth Advisory, LLC state registered | Other | Aug 5, 2014 | Feb 6, 2015 (185 d) |
| Tracy Lane Melder | Securities America Advisors, Inc. other | Gwn Securities Inc. other | Other | Aug 5, 2014 | Aug 19, 2014 |
| Roger Sudhir Desai | Securities America Advisors, Inc. other | Verus Capital Partners, LLC other | Other | Jul 31, 2014 | Jul 31, 2014 |
| Damon David George | Securities America Advisors, Inc. other | Verus Capital Partners, LLC other | Other | Jul 31, 2014 | Jul 31, 2014 |
| James Clarence Ganger | Securities America Advisors, Inc. other | Essex National Securities, Inc. other | Other | Jul 24, 2014 | Jul 7, 2014 |
| Donald James Sundt | Securities America Advisors, Inc. other | Essex National Securities, Inc. other | Other | Jul 24, 2014 | Jul 7, 2014 |
| Steven John Carlson | Securities America Advisors, Inc. other | Essex National Securities, Inc. other | Other | Jul 24, 2014 | Jul 7, 2014 |