DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Eagle Strategies LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Courtney S CrenshawEagle Strategies LLC BD affiliatedPark Avenue Securities LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 6, 2024Jun 4, 2024
Max Hyrum HanksEagle Strategies LLC BD affiliatedRock House Financial independent RIAAffiliated broker-dealer or bank to independent RIAMay 3, 2024May 30, 2024
Steven James HeussnerEagle Strategies LLC BD affiliatedAccelerate Retirement independent RIAAffiliated broker-dealer or bank to independent RIAMay 2, 2024May 13, 2024
Leslie Marie KrajnakEagle Strategies LLC BD affiliatedCorecap Advisors BD affiliatedAffiliated broker-dealer or bank to anotherApr 10, 2024Apr 11, 2024
Robert Emmett HicksEagle Strategies LLC BD affiliatedPark Avenue Securities LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 2, 2024May 10, 2024 (38 d)
Bradley Joseph SparbanieEagle Strategies LLC BD affiliatedCadaret Grant & Co Inc BD affiliatedAffiliated broker-dealer or bank to anotherMar 15, 2024May 6, 2025 (417 d)
Ryan PetersonEagle Strategies LLC BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherMar 14, 2024Apr 10, 2024
Michael David YoungEagle Strategies LLC BD affiliatedRedwood Wealth Management Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 12, 2024Apr 4, 2024
Ryan C OldmixonEagle Strategies LLC BD affiliatedOneamerica Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 12, 2024Mar 12, 2024
Mark EnglandEagle Strategies LLC BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 8, 2024Feb 27, 2024
Maria Renata AshleyEagle Strategies LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 28, 2024Feb 26, 2024
Emanuel CastelanEagle Strategies LLC BD affiliatedAmeritas Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 28, 2024Apr 19, 2024 (51 d)
Joseph Albert KayalEagle Strategies LLC BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 21, 2024Feb 20, 2024
Michelle Ann CutraliEagle Strategies LLC BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseFeb 15, 2024Feb 22, 2024
Kingsley Kevin DavisEagle Strategies LLC BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherFeb 9, 2024Feb 8, 2024
Vincent DalloEagle Strategies LLC BD affiliatedCetera Advisors LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 8, 2024Feb 1, 2024
Zion Diamond ChaflaweeEagle Strategies LLC BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 6, 2024Feb 5, 2024
Elizabeth HoweyEagle Strategies LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 31, 2024Mar 6, 2024 (35 d)
Calvin Ying ZhaoEagle Strategies LLC BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseJan 22, 2024Jan 17, 2024
Daniel MatthewsEagle Strategies LLC BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 18, 2024Jan 29, 2024
Donald WeisEagle Strategies LLC BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 19, 2023Dec 5, 2023
Scarlett Rebecca Vogel-HamEagle Strategies LLC BD affiliatedPrincipal Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 1, 2023Dec 1, 2023
Joseph MurphyEagle Strategies LLC BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 28, 2023Jan 24, 2024 (57 d)
Stephen F MurphyEagle Strategies LLC BD affiliatedPark Avenue Securities LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 20, 2023Jan 10, 2024 (51 d)
Dillon SterleEagle Strategies LLC BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherNov 17, 2023Nov 23, 2023
Rolandus JohnsonEagle Strategies LLC BD affiliatedStirlingshire Investments no RAUMAffiliated broker-dealer or bank to a newly registered adviserNov 16, 2023Oct 16, 2023
Ashley Marie HoyEagle Strategies LLC BD affiliatedHightower Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 14, 2023Mar 6, 2024 (113 d)
Bryan WyckoffEagle Strategies LLC BD affiliatedCadaret Grant & Co Inc BD affiliatedAffiliated broker-dealer or bank to anotherNov 13, 2023Nov 15, 2023
Matthew Michael OliveiraEagle Strategies LLC BD affiliatedGlobal Retirement Partners LLC institutionalOtherNov 13, 2023Nov 10, 2023
Matthew Joseph MortillaroEagle Strategies LLC BD affiliatedRegal Investment Advisors LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 10, 2023Nov 21, 2023
Anowar Sadat Mohammed OsmaniEagle Strategies LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 8, 2023Oct 17, 2023
Kevin Dale PetersonEagle Strategies LLC BD affiliatedColdstream Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIANov 7, 2023Nov 8, 2023
Domenica Marie LurveyEagle Strategies LLC BD affiliatedSachetta, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 2, 2023Nov 21, 2023
Timothy Jared AndersonEagle Strategies LLC BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 31, 2023Nov 13, 2023
Amee Sue WrightEagle Strategies LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 30, 2023Nov 2, 2023
Leah Grace WilliamsEagle Strategies LLC BD affiliatedHornor, Townsend & Kent, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 27, 2023Nov 10, 2023
Ilir RrapiEagle Strategies LLC BD affiliatedEdward Jones national BDAffiliated broker-dealer or bank to anotherOct 26, 2023Nov 15, 2023
Ryan F BrandonEagle Strategies LLC BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 24, 2023Oct 20, 2023
David Thomas SummersEagle Strategies LLC BD affiliatedDent Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAOct 24, 2023Oct 16, 2023
Michael J GarciaEagle Strategies LLC BD affiliatedOneamerica Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 17, 2023Nov 3, 2023
Marney SkinnerEagle Strategies LLC BD affiliatedTd Private Client Wealth LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 13, 2023Oct 19, 2023
Philip KasdenEagle Strategies LLC BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 3, 2023Feb 15, 2024 (135 d)
Shane John PayetteEagle Strategies LLC BD affiliatedColdstream Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAOct 3, 2023Oct 2, 2023
Victoria Kay SerlesEagle Strategies LLC BD affiliatedColdstream Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAOct 3, 2023Oct 2, 2023
Brittany Serles GabeleinEagle Strategies LLC BD affiliatedSeidman Private Advisors LLC no RAUMOtherOct 3, 2023May 17, 2012
Kevin Vaughn KeplerEagle Strategies LLC BD affiliatedColdstream Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAOct 3, 2023Oct 2, 2023
Francis Dale LeidingerEagle Strategies LLC BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 21, 2023Oct 3, 2023
James Richard ClarkEagle Strategies LLC BD affiliatedAdvice And Planning Services BD affiliatedAffiliated broker-dealer or bank to anotherSep 20, 2023Sep 27, 2023
Jacob Douglas MokryEagle Strategies LLC BD affiliatedSecurities America Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 1, 2023Aug 28, 2023
Angela EgbertEagle Strategies LLC BD affiliatedPark Avenue Securities LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 25, 2023Sep 19, 2023
Kim M MartellEagle Strategies LLC BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 15, 2023Jan 8, 2026 (877 d)
Caleb AllenEagle Strategies LLC BD affiliatedEquitable Advisors, LLC national BDAffiliated broker-dealer or bank to anotherAug 15, 2023Aug 10, 2023
Masashi YamamotoEagle Strategies LLC BD affiliatedPfg Advisors independent RIAAffiliated broker-dealer or bank to independent RIAAug 10, 2023Aug 14, 2023
Jeffrey Scott BlancqEagle Strategies LLC BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 8, 2023Aug 7, 2023
Drew FaloonEagle Strategies LLC BD affiliatedIntrepid Wealth Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 7, 2023Aug 11, 2023
Darren B WashingtonEagle Strategies LLC BD affiliatedPrincipal Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 7, 2023Aug 18, 2023
Christopher James PrudhommeEagle Strategies LLC BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseAug 3, 2023Sep 22, 2025 (781 d)
Peter Andrew MckennaEagle Strategies LLC BD affiliatedJanney Montgomery Scott LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 28, 2023Jul 11, 2023
Glen KavanaghEagle Strategies LLC BD affiliatedTucker Asset Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 14, 2023Jan 23, 2024 (193 d)
Aaron JettEagle Strategies LLC BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 12, 2023Jul 21, 2023
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1,107 moves match.