DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Mesirow Financial Investment Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Kirsten Nicole Frosch	Mesirow Financial Investment Management, Inc. mixed wealth	Assetmark, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Jun 23, 2026	Jul 9, 2026
Patrick Coffey	Mesirow Financial Investment Management, Inc. mixed wealth	Calamos Advisors LLC asset manager	Other	Dec 17, 2025	Dec 22, 2025
Kevin Crouch	Mesirow Financial Investment Management, Inc. mixed wealth	Morgan Stanley wirehouse	RIA to wirehouse	Mar 18, 2025	Dec 13, 2024
Kevin Walter Quinn	Mesirow Financial Investment Management, Inc. mixed wealth	Capital Client Group, Inc. no RAUM	Other	Aug 9, 2024	Aug 14, 2024
David H. Dermenjian	Mesirow Financial Investment Management, Inc. other	Creative Planning independent RIA	Other	Oct 2, 2023	Oct 10, 2023
Kevin Lynn Babb	Mesirow Financial Investment Management, Inc. other	Creative Planning independent RIA	Other	Sep 29, 2023	Oct 4, 2023
Charles Boyles Lawless	Mesirow Financial Investment Management, Inc. other	Creative Planning independent RIA	Other	Sep 29, 2023	Oct 10, 2023
Ernest Joseph Talarico	Mesirow Financial Investment Management, Inc. other	Creative Planning independent RIA	Other	Sep 29, 2023	Oct 12, 2023
Christopher John Pohlman	Mesirow Financial Investment Management, Inc. other	Creative Planning independent RIA	Other	Sep 29, 2023	Oct 9, 2023
Thomas Andrew Panoplos	Mesirow Financial Investment Management, Inc. other	Creative Planning independent RIA	Other	Sep 29, 2023	Oct 6, 2023
Vincent Anthony Allegra	Mesirow Financial Investment Management, Inc. other	Creative Planning independent RIA	Other	Sep 29, 2023	Oct 3, 2023
Rita Mary Latnhotha	Mesirow Financial Investment Management, Inc. other	Creative Planning independent RIA	Other	Sep 29, 2023	Oct 9, 2023
Ryan Randall Block	Mesirow Financial Investment Management, Inc. other	Creative Planning independent RIA	Other	Sep 29, 2023	Oct 3, 2023
Thomas Francis Enright	Mesirow Financial Investment Management, Inc. other	Creative Planning independent RIA	Other	Sep 29, 2023	Oct 3, 2023
Jennifer Marie Friedman	Mesirow Financial Investment Management, Inc. other	Creative Planning independent RIA	Other	Sep 29, 2023	Oct 4, 2023
Chad Alan Schroeder	Mesirow Financial Investment Management, Inc. mixed wealth	Eaton Vance Management asset manager	Other	Jul 19, 2022	Oct 20, 2022 (93 d)
Simrin Kaur Dhillon	Mesirow Financial Investment Management, Inc. other	Thrivent Investment Management Inc. BD affiliated	Other	Jun 10, 2022	Sep 2, 2022 (84 d)
Bradley Alan Rist	Mesirow Financial Investment Management, Inc. other	LPL Financial LLC BD affiliated	Other	May 3, 2022	Jun 16, 2023 (409 d)
Zackary Graham Meuser	Mesirow Financial Investment Management, Inc. other	Vivaldi Capital Management LP independent RIA	Other	Jan 4, 2022	Dec 20, 2021
Usman Rahman Khan	Mesirow Financial Investment Management, Inc. other	Guggenheim Investments asset manager	Other	Jul 12, 2021	May 17, 2022 (309 d)
Benjamin Edward Beech Audley	Mesirow Financial Investment Management, Inc. mixed wealth	Hightower Advisors, LLC BD affiliated	RIA to affiliated broker-dealer or bank	Apr 1, 2021	Apr 12, 2021
James Crawford Logan	Mesirow Financial Investment Management, Inc. mixed wealth	Cliftonlarsonallen Wealth Advisors, LLC BD affiliated	RIA to affiliated broker-dealer or bank	Jan 29, 2021	Jan 28, 2021
Andrew Novak	Mesirow Financial Investment Management, Inc. mixed wealth	Northcoast Asset Management LLC independent RIA	RIA to RIA	Apr 29, 2020	Jun 30, 2020 (62 d)
Scott Francis Tucker	Mesirow Financial Investment Management, Inc. mixed wealth	Morgan Stanley wirehouse	RIA to wirehouse	Nov 15, 2019	Nov 20, 2019
Jordan Kenneth Rummel	Mesirow Financial Investment Management, Inc. mixed wealth	Raymond James & Associates, Inc. national BD	RIA to affiliated broker-dealer or bank	Aug 6, 2019	Oct 3, 2019 (58 d)
Daniel Arthur Nickow	Mesirow Financial Investment Management, Inc. mixed wealth	Raymond James & Associates, Inc. national BD	RIA to affiliated broker-dealer or bank	May 30, 2019	May 29, 2019
Brett Harris Salzer	Mesirow Financial Investment Management, Inc. mixed wealth	Raymond James & Associates, Inc. national BD	RIA to affiliated broker-dealer or bank	May 30, 2019	May 29, 2019
Renee Dalal Dawson	Mesirow Financial Investment Management, Inc. mixed wealth	E*Trade Capital Management, LLC independent RIA	RIA to RIA	Oct 17, 2018	Oct 23, 2018
Alex J Hale	Mesirow Financial Investment Management, Inc. mixed wealth	Morgan Stanley wirehouse	RIA to wirehouse	Aug 29, 2018	Feb 5, 2021 (891 d)
Kara Lynn Dorothy	Mesirow Financial Investment Management, Inc. other	Neuberger Berman Bd LLC other	Other	Nov 4, 2016	Dec 6, 2016 (32 d)
John Roger Koludrovic	Mesirow Financial Investment Management, Inc. other	RBC Rochdale, LLC other	Other	Jul 26, 2016	Dec 14, 2017 (506 d)
Amol Desai	Mesirow Financial Investment Management, Inc. other	Latticework Investments, LLC state registered	Other	May 12, 2016	Feb 10, 2022 (2100 d)
Daniel Joseph Bolan	Mesirow Financial Investment Management, Inc. other	Charles Schwab & Co., Inc. national BD	Other	Mar 28, 2016	Apr 8, 2016
Barry Craig Stark	Mesirow Financial Investment Management, Inc. other	Bernardi Asset Management, LLC other	Other	Mar 16, 2016	Jun 2, 2016 (78 d)
Marta Romana Mycyk	Mesirow Financial Investment Management, Inc. other	Assetmark, Inc. other	Other	Nov 7, 2014	Sep 1, 2015 (298 d)
Kevin Michael Kaiser	Mesirow Financial Investment Management, Inc. other	Creative Planning Institutional Advisors, LLC other	Other	Oct 7, 2014	Nov 3, 2014
Christopher Gerard Reagan	Mesirow Financial Investment Management, Inc. other	Creative Planning Institutional Advisors, LLC other	Other	Sep 29, 2014	Nov 3, 2014 (35 d)
Robert Thomas Weil	Mesirow Financial Investment Management, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Feb 4, 2014	May 2, 2014 (87 d)
Kevin Michael Doney	Mesirow Financial Investment Management, Inc. other	Oppenheimer & Co. Inc. other	Other	Feb 4, 2014	Feb 27, 2014
John Read Kaufman	Mesirow Financial Investment Management, Inc. other	Morgan Stanley wirehouse	Other	Feb 4, 2014	Mar 5, 2014
Adam B Faust	Mesirow Financial Investment Management, Inc. other	Deep Blue Financial LLC state registered	Other	Feb 4, 2014	Feb 20, 2014
Christine Marie Pall	Mesirow Financial Investment Management, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Feb 4, 2014	Feb 3, 2014
Kristin Mclaurin	Mesirow Financial Investment Management, Inc. other	Wintrust Investments other	Other	Feb 4, 2014	Mar 24, 2014 (48 d)
Todd Franklin Bracy	Mesirow Financial Investment Management, Inc. other	Wells Fargo Advisors wirehouse	Other	Dec 2, 2013	Nov 19, 2013
Patricia Fearing Blackwell	Mesirow Financial Investment Management, Inc. other	Manulife Investment Management (US) LLC other	Other	May 2, 2013	May 28, 2013
Joel Rietveld	Mesirow Financial Investment Management, Inc. other	Bok Financial Advisors other	Other	Apr 9, 2013	May 2, 2013
Patrick Gibbs	Mesirow Financial Investment Management, Inc. other	Wintrust Investments other	Other	Jan 28, 2013	Sep 20, 2016 (1331 d)
Juan Carlos Avila	Mesirow Financial Investment Management, Inc. other	Tidal Investments LLC other	Other	Dec 17, 2012	Jan 3, 2013
Kam Lin Mata	Mesirow Financial Investment Management, Inc. other	Morgan Stanley wirehouse	Other	Jul 24, 2012	Feb 7, 2014 (563 d)
Eric James Perry	Mesirow Financial Investment Management, Inc. other	Blueprint Investment Partners LLC asset manager	Other	Jul 6, 2012	Jul 7, 2023 (4018 d)
Neal R Goby	Mesirow Financial Investment Management, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Mar 28, 2012	Jun 28, 2012 (92 d)
Clayton David Balko	Mesirow Financial Investment Management, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Dec 5, 2011	Dec 14, 2011
Richard Harris Bergman	Mesirow Financial Investment Management, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Dec 2, 2011	Nov 18, 2011
Billie J Danicek	Mesirow Financial Investment Management, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Dec 2, 2011	Nov 18, 2011
Andrew Thomas Christos	Mesirow Financial Investment Management, Inc. other	Capital Client Group, Inc. no RAUM	Other	Oct 26, 2011	Apr 22, 2014 (909 d)
Kristan Michelle Rowland	Mesirow Financial Investment Management, Inc. other	William Blair & Company L.L.C. other	Other	May 10, 2011	Jul 14, 2011 (65 d)
Robert Alan Goshen	Mesirow Financial Investment Management, Inc. other	Morgan Stanley wirehouse	Other	Jan 19, 2011	Jan 7, 2011
Pamela S Rasmussen	Mesirow Financial Investment Management, Inc. other	Morgan Stanley wirehouse	Other	Nov 30, 2010	Apr 4, 2011 (125 d)
Lisa Michelle Dieter	Mesirow Financial Investment Management, Inc. other	Morgan Stanley wirehouse	Other	Nov 24, 2010	Nov 19, 2010
Matthew Todd Glinsky	Mesirow Financial Investment Management, Inc. other	Robert W. Baird & Co. Incorporated other	Other	Oct 12, 2010	Jan 4, 2011 (84 d)

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70 moves match.