DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Independent Financial Partners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andres Mauricio Romero | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2019 | May 24, 2019 |
| Scott Allan Ulves | Independent Financial Partners BD affiliated | World Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2019 | May 21, 2019 |
| Cain Benjamin Kobert | Independent Financial Partners BD affiliated | Iht Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2019 | Jun 24, 2019 |
| Nicholas Joseph Arena | Independent Financial Partners BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2019 | Nov 8, 2019 (101 d) |
| Sean Errol Dehaan | Independent Financial Partners BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2019 | Jun 13, 2019 |
| Chad James Castrinos | Independent Financial Partners BD affiliated | Advisor Resource Council independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2019 | Jun 14, 2019 |
| Dianne Lynn Paroubek | Independent Financial Partners BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2019 | Feb 1, 2019 |
| Victoria Elizabeth Lindsey | Independent Financial Partners BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 7, 2019 | May 31, 2019 |
| Peter D Vacheron | Independent Financial Partners BD affiliated | LPL Financial LLC other | Other | Jun 3, 2019 | Jul 6, 2016 |
| James Charles Scott | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2019 | May 20, 2019 |
| Ryan Louis Miller | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2019 | May 20, 2019 |
| Steve Jerome Cotton | Independent Financial Partners BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2019 | Feb 1, 2019 |
| James Barton Brannon | Independent Financial Partners BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2019 | Jul 5, 2019 (32 d) |
| Brandon M Lancaster | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2019 | May 20, 2019 |
| Christopher Peter Michael Hersel | Independent Financial Partners BD affiliated | Onedigital institutional | Other | Jun 3, 2019 | Apr 30, 2019 |
| Vincent Jude Lapietra | Independent Financial Partners BD affiliated | LPL Financial LLC other | Other | May 13, 2019 | Apr 11, 2017 |
| Michael Jeffrey Freedman | Independent Financial Partners BD affiliated | Wealthcare Advisory Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2019 | May 16, 2019 |
| Smitha Thomas | Independent Financial Partners BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2019 | Mar 2, 2018 |
| Charles Marc Wilner | Independent Financial Partners BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2019 | May 13, 2019 |
| Ralph Lamar Youngblood | Independent Financial Partners BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2019 | Feb 1, 2019 |
| Julius Edwin Lord | Independent Financial Partners BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2019 | May 23, 2019 |
| Daniel Capper Youngblood | Independent Financial Partners BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2019 | Feb 1, 2019 |
| Kent Brooks Monypeny | Independent Financial Partners BD affiliated | Wealthcare Advisory Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2019 | Jun 20, 2019 (49 d) |
| Charles Raymond Hardee | Independent Financial Partners BD affiliated | Wealthcare Advisory Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2019 | Jun 20, 2019 (49 d) |
| Ferdinand Perez Pernia | Independent Financial Partners BD affiliated | Wealthcare Advisory Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2019 | May 13, 2019 |
| Ernest Paul Carrera | Independent Financial Partners BD affiliated | Wealthcare Advisory Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2019 | May 17, 2019 |
| Janet Leann Barr | Independent Financial Partners BD affiliated | Wealthcare Advisory Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2019 | May 16, 2019 |
| James Michael Hill | Independent Financial Partners BD affiliated | LPL Financial LLC other | Other | May 2, 2019 | Oct 14, 2015 |
| Marcus Allen Brandenburg | Independent Financial Partners BD affiliated | Psi Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2019 | Apr 12, 2019 |
| Staci Lynne Jackson | Independent Financial Partners BD affiliated | Wealthcare Advisory Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2019 | Jun 20, 2019 (49 d) |
| Randall Alan Fisher | Independent Financial Partners BD affiliated | Cornerstone Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2019 | Mar 22, 2019 |
| Lowell Wayne Hesser | Independent Financial Partners BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2019 | May 3, 2019 |
| Sally Ann Wolfe | Independent Financial Partners BD affiliated | Iht Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2019 | May 8, 2019 |
| Lindsey Nelson Toole | Independent Financial Partners BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2019 | Apr 30, 2019 |
| Michael Stephen Hodges | Independent Financial Partners BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2019 | May 1, 2019 |
| Rey Whitehorn | Independent Financial Partners BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2019 | May 1, 2019 |
| Stewart Alan Macdonald | Independent Financial Partners BD affiliated | Global Retirement Partners LLC institutional | Other | Apr 25, 2019 | May 30, 2019 (35 d) |
| Timothy Thomas Sallee | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2019 | Apr 24, 2019 |
| William Frederick Schmidt | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2019 | Apr 29, 2019 |
| David Earl Deckert | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2019 | Apr 25, 2019 |
| Scott Anderson Hollowell | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2019 | Apr 22, 2019 |
| Mary Kathryn Clark | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2019 | Apr 25, 2019 |
| Richard Hinkle | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2019 | Apr 24, 2019 |
| Peter Vang | Independent Financial Partners BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2019 | Apr 26, 2019 |
| Kristin Anne Johnson | Independent Financial Partners BD affiliated | Iht Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2019 | May 9, 2019 |
| John Karl Broman | Independent Financial Partners BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2019 | Jan 10, 2025 (2096 d) |
| Irma Lincoln Hampton | Independent Financial Partners BD affiliated | Wealthcare Advisory Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2019 | Apr 22, 2019 |
| Jeremy Commeret | Independent Financial Partners BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2019 | Apr 10, 2019 |
| Brent Anthony Kalka | Independent Financial Partners BD affiliated | Iht Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2019 | May 21, 2019 (47 d) |
| Susan Marie Garbarino | Independent Financial Partners BD affiliated | Iht Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2019 | Mar 29, 2019 |
| Kathleen H Hosty | Independent Financial Partners BD affiliated | Iht Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2019 | Mar 29, 2019 |
| Andrew James Degroat | Independent Financial Partners BD affiliated | Global Retirement Partners LLC institutional | Other | Apr 3, 2019 | Apr 1, 2019 |
| Richard Hepp | Independent Financial Partners BD affiliated | Global Retirement Partners LLC institutional | Other | Apr 3, 2019 | Mar 29, 2019 |
| Karen Lewis Sciarra | Independent Financial Partners BD affiliated | Global Retirement Partners LLC institutional | Other | Apr 3, 2019 | Mar 29, 2019 |
| Daniel James O'Sullivan | Independent Financial Partners BD affiliated | Global Retirement Partners LLC institutional | Other | Apr 3, 2019 | Mar 29, 2019 |
| John Friedrich Wenz | Independent Financial Partners BD affiliated | Global Retirement Partners LLC institutional | Other | Apr 3, 2019 | Mar 29, 2019 |
| Jessica J Barba | Independent Financial Partners BD affiliated | Global Retirement Partners LLC institutional | Other | Apr 3, 2019 | Mar 29, 2019 |
| Amy Gomez | Independent Financial Partners BD affiliated | Global Retirement Partners LLC institutional | Other | Apr 3, 2019 | Mar 29, 2019 |
| Richard Gordon Tarbell | Independent Financial Partners BD affiliated | Strategic Financial Concepts, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2019 | Mar 15, 2019 |
| Mark Edward Thompson | Independent Financial Partners BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2019 | Apr 5, 2019 |
605 moves match.