DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Cambridge Investment Research Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cary Lynn Hise | Cambridge Investment Research Advisors, Inc. BD affiliated | Dempsey Lord Smith, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2026 | Jan 7, 2026 |
| Ethan W Rempel | Cambridge Investment Research Advisors, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Aug 27, 2026 (184 d) |
| Shari Beth Rash | Cambridge Investment Research Advisors, Inc. BD affiliated | Gwa Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 20, 2026 | Jan 26, 2026 |
| Ryan Derek Holbert | Cambridge Investment Research Advisors, Inc. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2026 | Mar 23, 2026 (34 d) |
| Thomas Paul Galullo | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2026 | Feb 6, 2026 |
| Barry Park Dow | Cambridge Investment Research Advisors, Inc. BD affiliated | Dempsey Lord Smith, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 12, 2026 | Jan 7, 2026 |
| Andrew Mark Dalka | Cambridge Investment Research Advisors, Inc. BD affiliated | Hub Investment Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 12, 2026 | Sep 18, 2026 (218 d) |
| Daniel Benjamin Kistler | Cambridge Investment Research Advisors, Inc. BD affiliated | Dempsey Lord Smith, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 12, 2026 | Jan 13, 2026 |
| Michael Thomas Galullo | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2026 | Feb 6, 2026 |
| Stephen Michel Horvath | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2026 | Jan 21, 2026 |
| Brady Joseph Doe | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2026 | Jan 21, 2026 |
| John P. Briley | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2026 | Jan 30, 2026 |
| Daniel M. Gudorf | Cambridge Investment Research Advisors, Inc. BD affiliated | Gudorf Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 6, 2026 | Feb 2, 2026 |
| Allison Marie Szkody | Cambridge Investment Research Advisors, Inc. BD affiliated | Gudorf Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 6, 2026 | Feb 2, 2026 |
| Zachary Thomas Lemasters | Cambridge Investment Research Advisors, Inc. BD affiliated | Focus Partners Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 6, 2026 | Feb 24, 2026 |
| Kyle Steven Jahnke | Cambridge Investment Research Advisors, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2026 | Feb 2, 2026 |
| Daniel Scott Karlsberg | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2026 | Jan 27, 2026 |
| Nicholas Hood | Cambridge Investment Research Advisors, Inc. BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2026 | Mar 4, 2026 |
| Paul Anthony Savage | Cambridge Investment Research Advisors, Inc. BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2026 | Feb 2, 2026 |
| Andrew Stephen Rodgers | Cambridge Investment Research Advisors, Inc. BD affiliated | Dempsey Lord Smith, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2026 | Jan 6, 2026 |
| Zachary Chapman Gerrells | Cambridge Investment Research Advisors, Inc. BD affiliated | Dempsey Lord Smith, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2026 | Jan 6, 2026 |
| Andrew James Bull | Cambridge Investment Research Advisors, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2026 | May 20, 2026 (120 d) |
| Richard Edward Ackerman | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2026 | Jan 14, 2026 |
| Brandi J Ames | Cambridge Investment Research Advisors, Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 15, 2026 | Feb 2, 2026 |
| Zel Edward Bush | Cambridge Investment Research Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2026 | Jan 7, 2026 |
| Richard Patrick Sacui | Cambridge Investment Research Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2026 | Jan 7, 2026 |
| William T Klim | Cambridge Investment Research Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2026 | Jan 7, 2026 |
| Scott Manning Porter | Cambridge Investment Research Advisors, Inc. BD affiliated | Dempsey Lord Smith, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 13, 2026 | Jan 5, 2026 |
| Stevan Raseta | Cambridge Investment Research Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2026 | Jan 7, 2026 |
| Adam Richard Bernard | Cambridge Investment Research Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2026 | Jan 7, 2026 |
| Ryan Kent Miller | Cambridge Investment Research Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2026 | Jan 7, 2026 |
| Derik William Ronci | Cambridge Investment Research Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2026 | Jan 7, 2026 |
| Parker Steele Sherry | Cambridge Investment Research Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2026 | Jan 7, 2026 |
| Jessica Claire Dillon | Cambridge Investment Research Advisors, Inc. BD affiliated | Rossby Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2026 | Jan 2, 2026 |
| Paige Linna Carlson | Cambridge Investment Research Advisors, Inc. BD affiliated | Rossby Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2026 | Jan 2, 2026 |
| Robin Alan Hall | Cambridge Investment Research Advisors, Inc. BD affiliated | Bridgeport Financial Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2025 | Apr 29, 2025 |
| Evan Peter Welch | Cambridge Investment Research Advisors, Inc. BD affiliated | Bridgeport Financial Solutions no RAUM | Other | Dec 31, 2025 | Jul 3, 2024 |
| Andrew Joseph Sohn | Cambridge Investment Research Advisors, Inc. BD affiliated | Bridgeport Financial Solutions no RAUM | Other | Dec 31, 2025 | Jul 3, 2024 |
| Brian Allen Peardon | Cambridge Investment Research Advisors, Inc. BD affiliated | Bridgeport Financial Solutions no RAUM | Other | Dec 31, 2025 | Dec 19, 2024 |
| Luke Perry | Cambridge Investment Research Advisors, Inc. BD affiliated | Bridgeport Financial Solutions no RAUM | Other | Dec 31, 2025 | Jun 28, 2024 |
| Michael William Mallon | Cambridge Investment Research Advisors, Inc. BD affiliated | Bridgeport Financial Solutions no RAUM | Other | Dec 31, 2025 | Jul 3, 2024 |
| Avangeline Subsin | Cambridge Investment Research Advisors, Inc. BD affiliated | Bridgeport Financial Solutions no RAUM | Other | Dec 31, 2025 | Jun 28, 2024 |
| Mitchell Sanford | Cambridge Investment Research Advisors, Inc. BD affiliated | Bridgeport Financial Solutions no RAUM | Other | Dec 31, 2025 | Jul 3, 2024 |
| Michelle Marie Huffman | Cambridge Investment Research Advisors, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2025 | Jan 5, 2026 |
| Paul R. Garrett | Cambridge Investment Research Advisors, Inc. BD affiliated | Hornor, Townsend & Kent, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2025 | Feb 11, 2026 (57 d) |
| Jason Allen Knox | Cambridge Investment Research Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2025 | Dec 16, 2025 |
| Christopher John Meehan | Cambridge Investment Research Advisors, Inc. BD affiliated | Shelter Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 11, 2025 | Dec 4, 2025 |
| Paul Saleh | Cambridge Investment Research Advisors, Inc. BD affiliated | Shelter Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 11, 2025 | Dec 4, 2025 |
| Richard Addison Steele | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2025 | Dec 8, 2025 |
| Frank Mazzie | Cambridge Investment Research Advisors, Inc. BD affiliated | State Farm Investment Management Corp. asset manager | Other | Dec 10, 2025 | Aug 14, 2026 (247 d) |
| John George Ulshafer | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Dec 2, 2025 |
| George Barton Newton | Cambridge Investment Research Advisors, Inc. BD affiliated | On Investment Management Co BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Dec 2, 2025 |
| Jasmine Monet Mcgimpsey | Cambridge Investment Research Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Apr 16, 2026 (133 d) |
| Brenda Louise Bridges | Cambridge Investment Research Advisors, Inc. BD affiliated | Mmg Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 2, 2025 | Feb 6, 2026 (66 d) |
| Ryan W. Garland | Cambridge Investment Research Advisors, Inc. BD affiliated | Creative Financial Solutions, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 2, 2025 | Oct 9, 2024 |
| David Alan Friello | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2025 | Nov 21, 2025 |
| Joseph A Gunn | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2025 | Nov 21, 2025 |
| Rickey Del Thomas | Cambridge Investment Research Advisors, Inc. BD affiliated | Duncan Financial Planning Advisors no RAUM | Other | Dec 1, 2025 | Dec 17, 2020 |
| Dana Michael Dunn | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2025 | Nov 21, 2025 |
| Morgan Lawrence Gemondo | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2025 | Nov 21, 2025 |
2,158 moves match.