DFX Intelligence
Advisor moves
Departures from Key Investment Services LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jessica Eaton | Key Investment Services LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2022 | Nov 30, 2022 |
| Justin Anthony Revak | Key Investment Services LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2022 | Nov 28, 2022 |
| Nathaniel Knowlton | Key Investment Services LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 18, 2022 | Jan 11, 2023 (54 d) |
| Bryan Wyckoff | Key Investment Services LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2022 | Jan 5, 2023 (63 d) |
| Matthew I Levine | Key Investment Services LLC BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2022 | Oct 18, 2022 |
| Thomas Patrick Petrus | Key Investment Services LLC BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2022 | Oct 18, 2022 |
| Jeffrey Shawn Matchett | Key Investment Services LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2022 | Oct 3, 2024 (709 d) |
| Mark Matthew Melda | Key Investment Services LLC BD affiliated | L.M. Kohn & Company independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2022 | Nov 29, 2022 (43 d) |
| Gary Allen Ulam | Key Investment Services LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2022 | Oct 4, 2022 |
| Conor M Hogan | Key Investment Services LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2022 | Oct 26, 2022 |
| Thomas Michael Borrelli | Key Investment Services LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2022 | Oct 10, 2022 |
| Matteo Curto | Key Investment Services LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 10, 2022 | Dec 1, 2022 (52 d) |
| Christopher Bram Dent | Key Investment Services LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2022 | Sep 22, 2022 |
| Christopher Frances O'Reilly | Key Investment Services LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2022 | Sep 21, 2022 |
| Greg Robert Beacom | Key Investment Services LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2022 | Sep 13, 2022 |
| Robert Eugene Reineke | Key Investment Services LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2022 | Sep 13, 2022 |
| Paul Lawrence Stickley | Key Investment Services LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 14, 2022 | Sep 2, 2022 |
| Monique Catherine Brown | Key Investment Services LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 14, 2022 | Sep 2, 2022 |
| Steven Christopher Lovell | Key Investment Services LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 14, 2022 | Sep 2, 2022 |
| Jennifer Lynn Morehouse | Key Investment Services LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2022 | Sep 12, 2022 |
| Cody Anderson | Key Investment Services LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 14, 2022 | Jan 9, 2023 (117 d) |
| Stephen J Royce | Key Investment Services LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 14, 2022 | Oct 31, 2022 (47 d) |
| Daniel Jack Malyuk | Key Investment Services LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2022 | Sep 8, 2022 |
| Gregory Brough Haas | Key Investment Services LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 31, 2022 | Jan 19, 2023 (141 d) |
| Charles Wurdack | Key Investment Services LLC BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2022 | Jul 26, 2022 |
| Zachary Ryan Dorste | Key Investment Services LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2022 | Aug 3, 2022 |
| Kevin James Nashburn | Key Investment Services LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2022 | Jul 12, 2022 |
| Theresa Marie Mystic | Key Investment Services LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2022 | Jul 19, 2022 |
| Steven Ernesto Franco | Key Investment Services LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2022 | Jan 12, 2023 (181 d) |
| Dominic Michael Scassera | Key Investment Services LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2022 | Aug 2, 2022 |
| Thomas Francis Scaturro | Key Investment Services LLC BD affiliated | Bison Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2022 | Sep 7, 2023 (426 d) |
| Vito Peter Gioia | Key Investment Services LLC BD affiliated | Solyco Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2022 | Aug 15, 2022 (39 d) |
| David M Robbins | Key Investment Services LLC BD affiliated | American Independent Securities Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2022 | Jul 13, 2022 |
| Louis C Benton | Key Investment Services LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2022 | Jul 18, 2022 |
| Aaron M. Yen | Key Investment Services LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2022 | Jan 10, 2023 (193 d) |
| Alex Ryan Maicks | Key Investment Services LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2022 | Jun 9, 2022 |
| Terry L Wagler | Key Investment Services LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2022 | Aug 29, 2022 (82 d) |
| Phillip C Hamand | Key Investment Services LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2022 | Jun 7, 2022 |
| John Joseph Scarpino | Key Investment Services LLC BD affiliated | Capitol Securities Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 31, 2022 | May 27, 2022 |
| Steven Ferdinand Fattorini | Key Investment Services LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2022 | Jun 29, 2022 |
| Alfred David Barbato | Key Investment Services LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2022 | May 13, 2022 |
| Matthew D Weglarz | Key Investment Services LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 20, 2022 | May 11, 2022 |
| David A Donges | Key Investment Services LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2022 | May 19, 2022 |
| Anya Antonavich | Key Investment Services LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2022 | May 24, 2022 |
| David Bernard Harris | Key Investment Services LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 13, 2022 | Apr 11, 2022 |
| Robert Stanislaw Galinski | Key Investment Services LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 13, 2022 | Apr 11, 2022 |
| Jennifer Marie Moss | Key Investment Services LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 13, 2022 | Apr 11, 2022 |
| Matthew Kloos | Key Investment Services LLC BD affiliated | Mutual Of Omaha Investor Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2022 | Aug 8, 2023 (494 d) |
| Ronald John Gubelman | Key Investment Services LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2022 | Mar 29, 2022 |
| Christopher Jude Canfield | Key Investment Services LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2022 | Dec 15, 2022 (273 d) |
| Brigitte Ann Murphy | Key Investment Services LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 9, 2022 | Apr 13, 2022 (35 d) |
| Hayden James Pitman | Key Investment Services LLC BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2022 | Mar 2, 2022 |
| Haley Ottelin | Key Investment Services LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2022 | Apr 23, 2022 (57 d) |
| Ryan James Patton | Key Investment Services LLC BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2022 | Dec 16, 2023 (666 d) |
| Savanna L Steed | Key Investment Services LLC BD affiliated | Triad Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2022 | Feb 16, 2022 |
| Michael Jameson Sellars | Key Investment Services LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 24, 2022 | Jan 21, 2022 |
| Yun Ze Feng | Key Investment Services LLC BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2022 | May 3, 2024 (833 d) |
| Michael Dattilo | Key Investment Services LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2022 | Feb 9, 2022 |
| Brett Patrick Larocque | Key Investment Services LLC BD affiliated | Johnson Brunetti independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 4, 2022 | Jan 10, 2022 |
| Amy Austin Roxin | Key Investment Services LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2021 | Jun 15, 2022 (190 d) |
599 moves match.