DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Ridgeway Conger Advisory Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Daniel Joseph RipleyRidgeway Conger Advisory Services otherB. Riley Wealth Advisors, Inc. otherOtherJul 27, 2016Sep 16, 2016 (51 d)
Clyde GoldbergRidgeway Conger Advisory Services otherHazard & Siegel Advisory Services LLC otherOtherApr 14, 2016May 14, 2021 (1856 d)
Jonathan E WhiteRidgeway Conger Advisory Services otherMomentum Independent Network Inc. BD affiliatedOtherDec 31, 2015Feb 11, 2025 (3330 d)
David Allen WagnerRidgeway Conger Advisory Services otherActive Investment Management, LLC unclassifiedOtherDec 31, 2015Jun 21, 2016 (173 d)
Peter Carroll WardRidgeway Conger Advisory Services otherHazard & Siegel Advisory Services LLC otherOtherDec 31, 2015Apr 4, 2016 (95 d)
Louis Nicholas MancinelliRidgeway Conger Advisory Services otherSecurities America Advisors, Inc. otherOtherDec 18, 2015Dec 17, 2015
Kathleen Elizabeth O'Donnell LutherRidgeway Conger Advisory Services otherCambridge Investment Research Advisors, Inc. BD affiliatedOtherDec 8, 2015Apr 9, 2021 (1949 d)
Timothy John MccormackRidgeway Conger Advisory Services otherSpc BD affiliatedOtherNov 13, 2015Jan 1, 2025 (3337 d)
Dean James MacrisRidgeway Conger Advisory Services otherVsr Advisory Services otherOtherSep 4, 2015Aug 14, 2015
Lawrence Eliot ZimblerRidgeway Conger Advisory Services other4square Advisory Services, Inc. state registeredOtherJul 13, 2015Jan 1, 2025 (3460 d)
Andrew Lewis GroatRidgeway Conger Advisory Services otherAldemar Research Corporation independent RIAOtherMay 26, 2015May 14, 2015
Dawn Renee CareyRidgeway Conger Advisory Services otherMoney Concepts Advisory Service otherOtherMay 26, 2015May 22, 2015
Brian Lon BiedermanRidgeway Conger Advisory Services otherInfinity Financial Services unclassifiedOtherDec 31, 2014Jun 8, 2016 (525 d)
Carrie Alexah StrongheartRidgeway Conger Advisory Services otherIsc Advisors, Inc. otherOtherAug 7, 2014Jul 23, 2014
Allison Tyminski RumschikRidgeway Conger Advisory Services otherSycamore Financial Group otherOtherJun 24, 2014Aug 8, 2017 (1141 d)
Leslie Jean HaleRidgeway Conger Advisory Services otherCalton & Associates, Inc. otherOtherJun 19, 2014Jun 17, 2014
Andrew Christopher RussoRidgeway Conger Advisory Services otherPushkin Advisory Group, LLC independent RIAOtherOct 8, 2013Jun 9, 2015 (609 d)
Quincy Deearl CaldwellRidgeway Conger Advisory Services otherVeritrust Financial, LLC otherOtherJun 4, 2013Apr 9, 2013
George Thomas WarrenRidgeway Conger Advisory Services otherBb&T Investment Services, Inc. otherOtherJan 2, 2013Mar 16, 2017 (1534 d)
Richard Fredrick DunnRidgeway Conger Advisory Services otherAdvisornet Wealth Partners otherOtherJul 24, 2012Nov 19, 2013 (483 d)
Stephen ZelcerRidgeway Conger Advisory Services otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherMay 17, 2012Jun 5, 2012
Colette Kathleen PowersRidgeway Conger Advisory Services otherUBS Financial Services Inc. wirehouseOtherJan 23, 2012Oct 26, 2021 (3564 d)
William G RyonRidgeway Conger Advisory Services otherPrivate Advisor Group, LLC otherOtherDec 12, 2011Sep 13, 2017 (2102 d)
Daniel W RowlesRidgeway Conger Advisory Services otherPrivate Advisor Group, LLC otherOtherDec 12, 2011Dec 12, 2011
Robert Francis LeporeRidgeway Conger Advisory Services otherLepore Financial Services LLC state registeredOtherApr 5, 2011Jan 1, 2026 (5385 d)
Schuyler B DombroskeRidgeway Conger Advisory Services otherCadaret Grant & Co Inc otherOtherOct 19, 2010Jan 4, 2011 (77 d)
Charley Todd PorterRidgeway Conger Advisory Services otherValic Financial Advisors, Inc. otherOtherOct 13, 2010Oct 14, 2010
Diane BrewerRidgeway Conger Advisory Services otherFa Advisor Network, LLC. otherOtherJun 15, 2010Nov 3, 2010 (141 d)
William Standley EdenRidgeway Conger Advisory Services otherGlobal Financial Private Capital, Inc. otherOtherMay 27, 2010Jun 30, 2010 (34 d)
Jeffrey Lee StoufferRidgeway Conger Advisory Services otherBb&T Investment Services, Inc. no RAUMOtherMar 29, 2010Mar 15, 2010
Shobhan Manubhai ShethRidgeway Conger Advisory Services otherIndependence Capital Co., Inc. independent RIAOtherFeb 26, 2010May 25, 2010 (88 d)
Janet Grace AttardRidgeway Conger Advisory Services otherJ. Oliver Maxwell, LLC unclassifiedOtherFeb 26, 2010Feb 23, 2011 (362 d)
Doyle Edwin GustusRidgeway Conger Advisory Services otherCornerstone Select Advisors, LLC independent RIAOtherJun 14, 2007Jul 13, 2007
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33 moves match.