| Brian Ashley Mullins | Cuna Brokerage Services, Inc. other | Invest Financial Corporation other | Other | May 17, 2012 | May 16, 2012 |
| Peter Douglas Holoien | Cuna Brokerage Services, Inc. other | U.S. Bancorp Investments, Inc. other | Other | Apr 4, 2012 | Apr 4, 2012 |
| Robert George Ziegler | Cuna Brokerage Services, Inc. other | Osaic Fa, Inc. other | Other | Apr 4, 2012 | Apr 13, 2012 |
| Christian Michael Barnett | Cuna Brokerage Services, Inc. other | LPL Financial LLC other | Other | Apr 3, 2012 | Mar 30, 2012 |
| Richard Oren Artzi | Cuna Brokerage Services, Inc. other | Acg Wealth Inc. other | Other | Apr 2, 2012 | Apr 11, 2012 |
| Andrew David Clark | Cuna Brokerage Services, Inc. other | LPL Financial LLC other | Other | Mar 6, 2012 | Mar 5, 2012 |
| Anthony Michael Calomeni | Cuna Brokerage Services, Inc. other | LPL Financial LLC other | Other | Mar 5, 2012 | Mar 7, 2012 |
| Ryan John Finc | Cuna Brokerage Services, Inc. other | Invest Financial Corporation other | Other | Mar 2, 2012 | Mar 1, 2012 |
| Bryan Edward Norman | Cuna Brokerage Services, Inc. other | LPL Financial LLC other | Other | Feb 16, 2012 | Feb 15, 2012 |
| Dwayne Lynn Clendaniel | Cuna Brokerage Services, Inc. other | LPL Financial LLC other | Other | Feb 16, 2012 | Feb 14, 2012 |
| Sean Taylor Wilson | Cuna Brokerage Services, Inc. other | LPL Financial LLC other | Other | Feb 16, 2012 | Feb 21, 2012 |
| Mark Allen Meier | Cuna Brokerage Services, Inc. other | LPL Financial LLC other | Other | Feb 16, 2012 | Feb 14, 2012 |
| Bradley D Schwab | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Feb 16, 2012 | Feb 15, 2012 |
| Joan L Check | Cuna Brokerage Services, Inc. other | Pruco Securities, LLC other | Other | Feb 1, 2012 | Sep 14, 2012 (226 d) |
| Ramon Luis Martinez | Cuna Brokerage Services, Inc. other | Esi Financial Advisors other | Other | Feb 1, 2012 | Jan 31, 2012 |
| Alicia Kay Ellis | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Jan 24, 2012 | Jan 23, 2012 |
| Aaron Jay Weinstock | Cuna Brokerage Services, Inc. other | Invest Financial Corporation other | Other | Jan 20, 2012 | Jan 20, 2012 |
| Russell William Jordan | Cuna Brokerage Services, Inc. other | LPL Financial LLC other | Other | Jan 19, 2012 | Jan 17, 2012 |
| Andrew Barnick | Cuna Brokerage Services, Inc. other | Investment Centers Of America, Inc. other | Other | Jan 17, 2012 | Jan 23, 2014 (737 d) |
| Kelly Jo Goreham | Cuna Brokerage Services, Inc. other | Cetera Advisors LLC other | Other | Jan 3, 2012 | Dec 19, 2011 |
| Dwight Dai Lee | Cuna Brokerage Services, Inc. other | LPL Financial LLC other | Other | Dec 31, 2011 | Jan 3, 2012 |
| Jason William Persinger | Cuna Brokerage Services, Inc. other | LPL Financial LLC other | Other | Dec 31, 2011 | Jan 6, 2012 |
| Theodore Thomas Paprocki | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Dec 31, 2011 | Jan 3, 2012 |
| Richard Zachary Seitz | Cuna Brokerage Services, Inc. other | LPL Financial LLC other | Other | Dec 31, 2011 | Jan 4, 2012 |
| James Bradley Dismukes | Cuna Brokerage Services, Inc. other | LPL Financial LLC other | Other | Dec 16, 2011 | Dec 14, 2011 |
| Andrew Lewyn Snider | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Dec 7, 2011 | Dec 7, 2011 |
| David Glenn Burk | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Dec 7, 2011 | Dec 7, 2011 |
| Danny Lee Mcfadden | Cuna Brokerage Services, Inc. other | Invest Financial Corporation other | Other | Dec 7, 2011 | Dec 7, 2011 |
| Jonah Kaufman | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Dec 7, 2011 | Dec 7, 2011 |
| Pamela Sue Campbell | Cuna Brokerage Services, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Dec 6, 2011 | Dec 2, 2011 |
| John Hughes Campbell | Cuna Brokerage Services, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Dec 6, 2011 | Dec 2, 2011 |
| David W Conard | Cuna Brokerage Services, Inc. other | Harvest Investment Services, LLC no RAUM | Other | Dec 2, 2011 | Apr 2, 2012 (122 d) |
| Howard Edward Rightsell | Cuna Brokerage Services, Inc. other | Invest Financial Corporation other | Other | Nov 18, 2011 | Nov 17, 2011 |
| David Michael Ricci | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Oct 28, 2011 | Oct 24, 2011 |
| Nicholas Frank Nauta | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Sep 16, 2011 | Oct 11, 2011 |
| Beth Hurst Ross | Cuna Brokerage Services, Inc. other | Wells Fargo Advisors wirehouse | Other | Sep 12, 2011 | Sep 20, 2011 |
| Jesse Espinoza | Cuna Brokerage Services, Inc. other | Wescom Financial Services, LLC independent RIA | Other | Aug 29, 2011 | Aug 30, 2011 |
| Gregory Scott Rhodes | Cuna Brokerage Services, Inc. other | Money Concepts Advisory Service other | Other | Aug 22, 2011 | Mar 8, 2012 (199 d) |
| Thomas Fisher | Cuna Brokerage Services, Inc. other | Raymond James Financial Services Advisors, Inc other | Other | Aug 2, 2011 | Jun 28, 2012 (331 d) |
| Richard L Corbin | Cuna Brokerage Services, Inc. other | LPL Financial LLC other | Other | Jul 26, 2011 | Jul 29, 2011 |
| Denise Meraz | Cuna Brokerage Services, Inc. other | LPL Financial LLC other | Other | Jul 26, 2011 | Jul 25, 2011 |
| James Michael Koczara | Cuna Brokerage Services, Inc. other | Cetera Advisor Networks LLC other | Other | Jul 21, 2011 | Aug 4, 2011 |
| Sophia Janssen Spencer | Cuna Brokerage Services, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Jul 1, 2011 | Jun 30, 2011 |
| Robert Nieto | Cuna Brokerage Services, Inc. other | LPL Financial LLC other | Other | Jun 21, 2011 | Jun 20, 2011 |
| George Thomas Avila | Cuna Brokerage Services, Inc. other | LPL Financial LLC other | Other | Jun 21, 2011 | Jun 20, 2011 |
| Malcolm Glenn Roane | Cuna Brokerage Services, Inc. other | LPL Financial LLC other | Other | Jun 20, 2011 | Jun 20, 2011 |
| Adam Joseph Wass | Cuna Brokerage Services, Inc. other | LPL Financial LLC other | Other | Jun 20, 2011 | Jun 20, 2011 |
| Timothy James Dierkes | Cuna Brokerage Services, Inc. other | LPL Financial LLC other | Other | Jun 20, 2011 | Jun 17, 2011 |
| Shannon Michael Markle | Cuna Brokerage Services, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Jun 8, 2011 | Jun 3, 2011 |
| Wade Bensieck Bramlitt | Cuna Brokerage Services, Inc. other | UBS Financial Services Inc. wirehouse | Other | May 23, 2011 | Jul 1, 2011 (39 d) |
| Marcella Ann Evans | Cuna Brokerage Services, Inc. other | Equitable Advisors, LLC national BD | Other | May 2, 2011 | May 18, 2011 |
| Vincent Timothy Ko | Cuna Brokerage Services, Inc. other | Precept Advisory Group LLC other | Other | Apr 19, 2011 | Apr 18, 2011 |
| Scott David Theis | Cuna Brokerage Services, Inc. other | Pnc Wealth Management other | Other | Apr 18, 2011 | Apr 11, 2011 |
| Yarenis Rosa Rodriguez | Cuna Brokerage Services, Inc. other | Strategic Advisers LLC national BD | Other | Mar 18, 2011 | Mar 18, 2013 (731 d) |
| Lucien Eugene Craig | Cuna Brokerage Services, Inc. other | LPL Financial LLC other | Other | Mar 2, 2011 | Mar 1, 2011 |
| Lydia Faye Mobley | Cuna Brokerage Services, Inc. other | LPL Financial LLC other | Other | Mar 2, 2011 | Mar 1, 2011 |
| Wesley J. Garner | Cuna Brokerage Services, Inc. other | LPL Financial LLC other | Other | Mar 2, 2011 | Mar 1, 2011 |
| Stanton Verdon Green | Cuna Brokerage Services, Inc. other | Lincoln Investment other | Other | Mar 2, 2011 | Mar 15, 2011 |
| Bethany Nicole Davis | Cuna Brokerage Services, Inc. other | LPL Financial LLC other | Other | Mar 2, 2011 | Mar 1, 2011 |
| Collin Kee | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Jan 13, 2011 | Jan 21, 2011 |