DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Kovack Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Maria Delosangeles AgostoKovack Advisors, Inc. BD affiliatedOsaic Fs, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 15, 2019Apr 22, 2019
William Alexander ShumateKovack Advisors, Inc. BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 29, 2019Apr 5, 2019
Andrew Henry RadziwonKovack Advisors, Inc. BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherJan 28, 2019Feb 1, 2019
Christopher John MoralesKovack Advisors, Inc. BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 10, 2019Jan 14, 2019
Gary Duwayne WurlKovack Advisors, Inc. BD affiliatedCentric Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 17, 2018Nov 27, 2018
Stephen Rocco FacellaKovack Advisors, Inc. BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 12, 2018Jan 1, 2025 (2242 d)
Dorota J GilbertKovack Advisors, Inc. BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherNov 12, 2018Nov 2, 2018
Domenick Anthony ManciniKovack Advisors, Inc. BD affiliatedEquitable Advisors, LLC national BDAffiliated broker-dealer or bank to anotherNov 6, 2018Nov 14, 2018
Rodger Erik ThomasKovack Advisors, Inc. BD affiliatedNfsg Corporation BD affiliatedAffiliated broker-dealer or bank to anotherOct 17, 2018Oct 30, 2018
Hector TafoyaKovack Advisors, Inc. BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseOct 9, 2018Oct 17, 2018
Michael C PembertonKovack Advisors, Inc. BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 1, 2018Oct 1, 2018
Melissa Hope MatsonKovack Advisors, Inc. BD affiliatedMelissa Matson LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserSep 27, 2018Sep 12, 2018
Lewis Dewitt WebbKovack Advisors, Inc. BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 4, 2018Sep 4, 2018
John Edward ScottKovack Advisors, Inc. BD affiliatedCalton & Associates, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 9, 2018Aug 27, 2018
Diane Marie EdwardsKovack Advisors, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 27, 2018Jan 15, 2020 (537 d)
Allyn Walter EdwardsKovack Advisors, Inc. BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 27, 2018Aug 8, 2018
Luke Gareth MeekinsKovack Advisors, Inc. BD affiliatedFleetstar Financial state registeredAffiliated broker-dealer or bank to a state-registered adviserJul 5, 2018Jul 19, 2013
Melissa Jane CrockettKovack Advisors, Inc. BD affiliatedTrustmont Advisory Group, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 29, 2018Jul 6, 2018
Michael VargaKovack Advisors, Inc. BD affiliatedVarga Investments Inc. unclassifiedOtherApr 16, 2018May 16, 2018
Daniel Robert LodesKovack Advisors, Inc. otherIntegrity Alliance, LLC otherOtherJan 2, 2018Dec 11, 2017
Michael Lazari KarapetianKovack Advisors, Inc. otherLazari Capital Management, Inc. independent RIAOtherDec 31, 2017Jan 2, 2015
Matthew Franklin SchneidermanKovack Advisors, Inc. otherAmerican Portfolios Advisors, Inc otherOtherNov 30, 2017Feb 14, 2018 (76 d)
Maria Del Carmen Maisonet GonzalezKovack Advisors, Inc. otherPopular Securities, LLC otherOtherNov 20, 2017Jan 11, 2018 (52 d)
Douglas James LagerstromKovack Advisors, Inc. otherPrivate Wealth Solutions, LLC no RAUMOtherOct 10, 2017Sep 5, 2017
Steven Randal WrightKovack Advisors, Inc. otherNorthwestern Mutual Investment Services,LLC no RAUMOtherOct 4, 2017Oct 30, 2017
Michael John MartinezKovack Advisors, Inc. otherMadison Avenue Securities, LLC otherOtherSep 29, 2017Oct 12, 2017
Chelsea Lynn ScomakKovack Advisors, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherSep 29, 2017Dec 14, 2017 (76 d)
Paul Conrad StanleyKovack Advisors, Inc. otherLPL Financial LLC otherOtherAug 2, 2017Jul 18, 2017
Ralph Lawrence PeeplesKovack Advisors, Inc. otherKelly Capital Group, LLC state registeredOtherJun 30, 2017Jul 5, 2017
Ethan J KellyKovack Advisors, Inc. otherKelly Capital Group, LLC state registeredOtherJun 30, 2017Jul 5, 2017
William Lawrence CurryKovack Advisors, Inc. otherBfc Planning, Inc. otherOtherJun 20, 2017Jul 5, 2017
Lawrence Jay LazarKovack Advisors, Inc. otherWestern International Securities otherOtherApr 13, 2017Apr 12, 2017
Dennis CoralKovack Advisors, Inc. otherInternational Assets Investment Management, LLC otherOtherFeb 17, 2017Aug 14, 2017 (178 d)
Catherine Mae MilanoKovack Advisors, Inc. otherIams Wealth Management, LLC no RAUMOtherDec 31, 2016Jul 18, 2017 (199 d)
Brett Kammler FellowsKovack Advisors, Inc. otherOak Capital Advisors, LLC state registeredOtherNov 23, 2016Oct 27, 2025 (3260 d)
Martin Alexander SmithKovack Advisors, Inc. otherWealthcare Financial Group, Inc. state registeredOtherOct 20, 2016Oct 21, 2016
Clarence Edmund BlantonKovack Advisors, Inc. otherInvest Financial Corporation otherOtherSep 1, 2016Sep 7, 2016
Debbie Lynne MontgomeryKovack Advisors, Inc. otherMaple Capital Management, Inc. otherOtherAug 10, 2016Aug 15, 2016
Kyle David AddingtonKovack Advisors, Inc. otherIndependent Financial Group, LLC otherOtherAug 1, 2016Aug 4, 2016
John Edward GreeneKovack Advisors, Inc. otherRaymond James Financial Services Advisors, Inc otherOtherJul 11, 2016Aug 15, 2016 (35 d)
Kumbirai Vincent MtungaKovack Advisors, Inc. otherStevens Foster Financial Advisors independent RIAOtherMay 20, 2016May 21, 2018 (731 d)
Curtis Montgomery MinksKovack Advisors, Inc. otherWoodstock Financial Group, Inc. otherOtherMar 31, 2016Apr 19, 2016
Michael Alan AndrewsKovack Advisors, Inc. otherSummit Financial Group Inc otherOtherFeb 19, 2016Apr 25, 2016 (66 d)
Wilbert Lamar HamiltonKovack Advisors, Inc. otherMsi Financial Services, Inc. otherOtherJan 14, 2016Jan 14, 2016
Steven Roger CrossKovack Advisors, Inc. otherForesters Equity Services, Inc. otherOtherDec 31, 2015Jan 5, 2016
Patrick GrantKovack Advisors, Inc. otherDempsey Lord Smith, LLC otherOtherDec 31, 2015Apr 26, 2016 (117 d)
Junior RondeauKovack Advisors, Inc. otherOsaic Fa, Inc. otherOtherOct 20, 2015Jul 25, 2016 (279 d)
Miguel Oscar Morales-CorujoKovack Advisors, Inc. otherMML Investors Services, LLC BD affiliatedOtherOct 20, 2015Feb 11, 2021 (1941 d)
Robin Michael SlaughterKovack Advisors, Inc. otherFirst Heartland Consultants, Inc. otherOtherOct 8, 2015Oct 9, 2015
Gary Wayne CopelandKovack Advisors, Inc. otherDempsey Lord Smith, LLC otherOtherSep 15, 2015Sep 25, 2015
Michael Corbett MilneKovack Advisors, Inc. otherOcala Capital, LLC state registeredOtherAug 21, 2015Jul 31, 2025 (3632 d)
Nick L MorganKovack Advisors, Inc. otherFirst Heartland Consultants, Inc. otherOtherJun 19, 2015Sep 17, 2015 (90 d)
Justin PenzellKovack Advisors, Inc. otherAmeriprise Financial Services, LLC national BDOtherJun 15, 2015Oct 12, 2015 (119 d)
Raymond ZongKovack Advisors, Inc. otherNpa Asset Management, LLC otherOtherJun 5, 2015Jun 9, 2015
Sina Mary NowakKovack Advisors, Inc. otherCharter Advisory Corporation independent RIAOtherJun 3, 2015Jul 9, 2015 (36 d)
Bruce BassinKovack Advisors, Inc. otherModern Capital Advisors, LLC otherOtherMay 19, 2015Jul 10, 2015 (52 d)
Sean Alan HusseyKovack Advisors, Inc. otherHarborview Advisors otherOtherApr 21, 2015Apr 20, 2015
John Lloyd SauersKovack Advisors, Inc. otherAssociated Financial Partners, Inc. state registeredOtherApr 10, 2015Mar 27, 2015
Jonathan AmentKovack Advisors, Inc. otherRaymond James & Associates, Inc. national BDOtherApr 6, 2015Apr 13, 2015
Nathan L ClarkKovack Advisors, Inc. otherVirtue Capital Management, LLC otherOtherMar 27, 2015Mar 26, 2015
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235 moves match.