DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Msi Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Douglas Padden	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Aug 22, 2016
Robert Samuel Berman	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Mar 2, 2015
Stephen Francis Izzi	Msi Financial Services, Inc. other	Newsquare Capital, LLC other	Other	Mar 25, 2017	Feb 15, 2016
Trent Michael Leupold	Msi Financial Services, Inc. other	Newsquare Capital, LLC other	Other	Mar 25, 2017	Feb 15, 2016
Joseph Nicholas Moore	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Jan 22, 2015
Paul John Montefiore	Msi Financial Services, Inc. other	Newsquare Capital, LLC other	Other	Mar 25, 2017	Feb 12, 2016
Michael Robert Dayton	Msi Financial Services, Inc. other	Newsquare Capital, LLC other	Other	Mar 25, 2017	Feb 9, 2016
Ryan L Kirk	Msi Financial Services, Inc. other	Newsquare Capital, LLC other	Other	Mar 25, 2017	Feb 15, 2016
Ryan Scott Galloway	Msi Financial Services, Inc. other	Newsquare Capital, LLC other	Other	Mar 25, 2017	Feb 15, 2016
Adam C. Douglas	Msi Financial Services, Inc. other	Newsquare Capital, LLC other	Other	Mar 25, 2017	Feb 12, 2016
Charles G Brown IV	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Jan 22, 2015
Philip Stoltzfus	Msi Financial Services, Inc. other	Newsquare Capital, LLC other	Other	Mar 25, 2017	Feb 15, 2016
James Edward Carlson	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Feb 12, 2016
Ethan Macdougall Somers	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Apr 5, 2016
Claire R Williams	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Jun 24, 2015
Paul Gagliardi	Msi Financial Services, Inc. other	Newsquare Capital, LLC other	Other	Mar 25, 2017	Feb 12, 2016
Gregory Harris Silverman	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Jan 30, 2017
Adam L Johnstone	Msi Financial Services, Inc. other	Newsquare Capital, LLC other	Other	Mar 25, 2017	Mar 23, 2016
Sean Francis Tucker	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Feb 23, 2016
Robert Lauren Johnson	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Jan 25, 2017
Richard Warren Hart	Msi Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Mar 24, 2017	Mar 29, 2017
Timothy Lane Johnston	Msi Financial Services, Inc. other	Woodbury Financial Services, Inc. other	Other	Mar 23, 2017	Apr 10, 2017
John Christopher Woodrome	Msi Financial Services, Inc. other	Osaic Institutions, Inc. other	Other	Mar 23, 2017	Apr 3, 2017
Darren Robert Grossman	Msi Financial Services, Inc. other	Centaurus Financial, Inc. other	Other	Mar 21, 2017	Mar 21, 2017
Alice Mobbs Mcelhinney	Msi Financial Services, Inc. other	Pinnacle Private Wealth, LLC other	Other	Mar 17, 2017	Apr 25, 2017 (39 d)
Christopher R. Stanley	Msi Financial Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Mar 17, 2017	Apr 3, 2017
Edward Thomas Munoz	Msi Financial Services, Inc. other	Global Financial Private Capital, Inc. other	Other	Mar 16, 2017	Mar 23, 2017
Matthew L Frey	Msi Financial Services, Inc. other	Cambridge Investment Research Advisors, Inc. BD affiliated	Other	Mar 14, 2017	Feb 1, 2019 (689 d)
Meg Ryan	Msi Financial Services, Inc. other	Private Advisor Group, LLC other	Other	Mar 10, 2017	Mar 13, 2017
Rickey Del Thomas	Msi Financial Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Mar 9, 2017	Mar 9, 2017
Fred Kleinfeld	Msi Financial Services, Inc. other	Pruco Securities, LLC other	Other	Mar 8, 2017	Apr 3, 2017
Robert J Covello	Msi Financial Services, Inc. other	Securian Financial Services, Inc. other	Other	Mar 6, 2017	Mar 10, 2017
Timothy Abner Johnston	Msi Financial Services, Inc. other	Woodbury Financial Services, Inc. other	Other	Mar 6, 2017	Mar 3, 2017
John D Kenny	Msi Financial Services, Inc. other	Savvy Investments & Planning LLC unclassified	Other	Mar 6, 2017	Jan 3, 2019 (668 d)
Marc Daniel Hirshorn	Msi Financial Services, Inc. other	Commonwealth Financial Network national BD	Other	Mar 3, 2017	Mar 3, 2017
Nicholas Richard Oglesby	Msi Financial Services, Inc. other	Financial Benefits, Inc state registered	Other	Mar 3, 2017	Jul 13, 2018 (497 d)
Melissa A Ciotoli	Msi Financial Services, Inc. other	Resnick Advisors other	Other	Mar 3, 2017	Mar 17, 2017
Billy Christopher Mason	Msi Financial Services, Inc. other	Commonwealth Financial Network national BD	Other	Mar 3, 2017	Mar 3, 2017
Cory James Smith	Msi Financial Services, Inc. other	Cetera Advisors LLC other	Other	Mar 3, 2017	Mar 13, 2017
Dennis J Harp	Msi Financial Services, Inc. other	Edward Jones national BD	Other	Mar 2, 2017	Feb 3, 2017
Carol A Underwood	Msi Financial Services, Inc. other	Securities America Advisors, Inc. other	Other	Mar 1, 2017	Mar 10, 2017
Jason Robert Borrasso	Msi Financial Services, Inc. other	Stratos Wealth Partners, Ltd other	Other	Feb 24, 2017	Feb 23, 2017
Kevin Lee Coffey	Msi Financial Services, Inc. other	Pnc Managed Account Solutions, Inc. other	Other	Feb 24, 2017	Mar 16, 2017
Robert Phillip Dibella	Msi Financial Services, Inc. other	Securian Financial Services, Inc. other	Other	Feb 23, 2017	Apr 28, 2017 (64 d)
Richard Allen Ganim	Msi Financial Services, Inc. other	Stratos Wealth Partners, Ltd other	Other	Feb 23, 2017	Feb 16, 2017
Gerald Lynn Waln	Msi Financial Services, Inc. other	Hornor, Townsend & Kent, LLC other	Other	Feb 23, 2017	Apr 25, 2017 (61 d)
Ricardo Mihaly	Msi Financial Services, Inc. other	Icon Wealth Partners, LLC other	Other	Feb 23, 2017	Sep 21, 2017 (210 d)
John F Porrecca	Msi Financial Services, Inc. other	Stonex Advisors Inc. other	Other	Feb 23, 2017	Feb 24, 2017
Sara Ann Scholl	Msi Financial Services, Inc. other	Gwn Securities Inc. BD affiliated	Other	Feb 23, 2017	Sep 4, 2018 (558 d)
Katherine A Fibiger	Msi Financial Services, Inc. other	Stratos Wealth Partners, Ltd other	Other	Feb 22, 2017	Feb 22, 2017
Ahmad Motallebi Kashani	Msi Financial Services, Inc. other	Commonwealth Financial Network national BD	Other	Feb 21, 2017	Mar 18, 2017
Christopher Michael Fash	Msi Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Feb 21, 2017	Feb 15, 2017
Cameron Stephan Kashani	Msi Financial Services, Inc. other	Commonwealth Financial Network national BD	Other	Feb 21, 2017	Feb 16, 2017
Joseph Dominic Dicriscio	Msi Financial Services, Inc. other	Osaic Fa, Inc. other	Other	Feb 21, 2017	Sep 14, 2017 (205 d)
Quinn Bower	Msi Financial Services, Inc. other	M&T Securities, Inc. unclassified	Other	Feb 21, 2017	Mar 7, 2017
Gil Lawrence Fash	Msi Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Feb 21, 2017	Feb 15, 2017
Andrew Alan Waggoner	Msi Financial Services, Inc. other	Bates Financial Advisors, Inc. other	Other	Feb 17, 2017	May 16, 2017 (88 d)
William Ryan	Msi Financial Services, Inc. other	Beck Bode LLC other	Other	Feb 16, 2017	Jan 24, 2017
Millard Philmore Coleman II	Msi Financial Services, Inc. other	Horace Mann Investors, Inc. no RAUM	Other	Feb 15, 2017	Feb 28, 2017
Jonathan Tyler Mckinzie	Msi Financial Services, Inc. other	Hornor, Townsend & Kent, LLC other	Other	Feb 13, 2017	Mar 17, 2017 (32 d)

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2,018 moves match.